Jackson Financial (NYSE: JXN) EVP logs RSU vesting, cash settlements and new grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Jackson Financial Inc. Executive Vice President Christopher Raub reported a set of equity compensation events on March 10, 2026. Restricted share units and performance share units granted on March 10, 2023 vested and converted 1:1 into common stock, with 2,836.37 and 4,179.18 converted shares, respectively, then settled in cash with shares disposed back to the issuer at $108.87 per share. Additional common shares of 1,095.22 and 758.59 were withheld at $108.87 per share to cover tax obligations tied to March 10, 2024 and March 10, 2025 RSU vesting. Raub also received a new annual grant of 7,521 restricted share units on March 10, 2026, which vest in three equal annual tranches, and his direct common stock holdings ended at 47,015.46 shares.

Insider Trade Summary

7,015.55 shares exercised/converted

Mixed 9 txns

Insider Raub Christopher

Role Executive Vice President

Type	Security	Shares	Price	Value
Exercise	restricted share units	2,836.37	$0.00	--
Exercise	restricted share units	4,179.18	$0.00	--
Exercise	Common Stock	2,836.37	$0.00	--
Disposition	Common Stock	2,836.37	$108.87	$309K
Exercise	Common Stock	4,179.18	$0.00	--
Disposition	Common Stock	4,179.18	$108.87	$455K
Tax Withholding	Common Stock	1,095.22	$108.87	$119K
Tax Withholding	Common Stock	758.59	$108.87	$83K
Grant/Award	Common Stock	7,521	$0.00	--

Holdings After Transaction: restricted share units — 4,179.17 shares (Direct); Common Stock — 44,184.64 shares (Direct)

Footnotes (1)

Reflects the vesting of the third and final tranche of the March 10, 2023, restricted share units ("RSUs") and related dividend equivalents, which are paid out in cash. The RSUs will convert 1:1 into common stock. Reflects the cliff vesting of the earned March 10, 2023, performance share units ("PSUs") and related dividend equivalents, which are paid out in cash. The PSUs will convert 1:1 into common stock. Reflects the cash settlement of 2836.37 converted shares awarded as part of the March 10, 2023, restricted share units and related converted dividend equivalents. Reflects the cash settlement of 4179.18 converted earned March 10, 2023, performance share units and related converted dividend equivalents. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the second tranche of the March 10, 2024, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the first tranche of the March 10, 2025, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person. Reflects the March 10, 2026, annual grant of restricted share units which vest on a 1:1 basis in three equal tranches, beginning on the first anniversary of the grant date.

Form 4 Insider Transactions: What Each Field Means →

03/12/2026 - 04:22 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Raub Christopher

(Last)

(First)

(Middle)

1 CORPORATE WAY

(Street)

LANSING

48951

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Jackson Financial Inc. [ JXN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/10/2026		M		2,836.37⁽¹⁾	A	$0.00	44,184.64	D
Common Stock	03/10/2026		D		2,836.37⁽³⁾	D	$108.87	41,348.27	D
Common Stock	03/10/2026		M		4,179.18⁽²⁾	A	$0.00	45,527.45	D
Common Stock	03/10/2026		D		4,179.18⁽⁴⁾	D	$108.87	41,348.27	D
Common Stock	03/10/2026		F		1,095.22⁽⁵⁾	D	$108.87	40,253.05	D
Common Stock	03/10/2026		F		758.59⁽⁶⁾	D	$108.87	39,494.46	D
Common Stock	03/10/2026		A		7,521⁽⁷⁾	A	$0.00	47,015.46	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
restricted share units	⁽¹⁾	03/10/2026		M⁽¹⁾			2,836.37⁽¹⁾	⁽¹⁾	⁽¹⁾	Common Stock	2,836.37	$0	4,179.17	D
restricted share units	⁽²⁾	03/10/2026		M⁽²⁾			4,179.18⁽²⁾	⁽²⁾	⁽²⁾	Common Stock	4,179.18	$0	0.00	D

Explanation of Responses:

1. Reflects the vesting of the third and final tranche of the March 10, 2023, restricted share units ("RSUs") and related dividend equivalents, which are paid out in cash. The RSUs will convert 1:1 into common stock.

2. Reflects the cliff vesting of the earned March 10, 2023, performance share units ("PSUs") and related dividend equivalents, which are paid out in cash. The PSUs will convert 1:1 into common stock.

3. Reflects the cash settlement of 2836.37 converted shares awarded as part of the March 10, 2023, restricted share units and related converted dividend equivalents.

4. Reflects the cash settlement of 4179.18 converted earned March 10, 2023, performance share units and related converted dividend equivalents.

5. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the second tranche of the March 10, 2024, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

6. Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the first tranche of the March 10, 2025, restricted share units ("RSUs"). The RSUs will convert 1:1 into common stock. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

7. Reflects the March 10, 2026, annual grant of restricted share units which vest on a 1:1 basis in three equal tranches, beginning on the first anniversary of the grant date.

Remarks:

Power of Attorney on file.

	/s/ Kristan L. Richardson, as Attorney-in-Fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did JXN Executive Vice President Christopher Raub report?

Christopher Raub reported vesting and conversion of March 10, 2023 RSUs and PSUs into common stock, related cash settlements back to the issuer, tax-withholding share dispositions for 2024 and 2025 RSU vesting, and a new annual grant of 7,521 restricted share units on March 10, 2026.

Were Christopher Raub’s JXN transactions open‑market stock sales or routine equity events?

The reported activity reflects routine equity compensation events. RSUs and PSUs vested and converted, shares were disposed back to the issuer for cash settlement, and additional shares were withheld to cover tax obligations, rather than open‑market purchases or sales initiated by the executive.

How many Jackson Financial common shares were involved in Raub’s tax withholding transactions?

Two tax-withholding transactions used 1,095.22 and 758.59 common shares at a price of $108.87 per share. These shares were withheld to satisfy Raub’s tax obligations upon vesting of March 10, 2024 and March 10, 2025 restricted share units that convert 1:1 into common stock.

What new equity award did Christopher Raub receive from Jackson Financial (JXN)?

Raub received an annual grant of 7,521 restricted share units on March 10, 2026. According to the disclosure, these restricted share units vest on a 1:1 basis into common stock in three equal tranches, beginning on the first anniversary of the grant date.

What happened to the March 10, 2023 RSUs and PSUs held by Christopher Raub at JXN?

The third and final tranche of March 10, 2023 RSUs and the earned March 10, 2023 PSUs vested and converted 1:1 into common stock. The resulting 2,836.37 and 4,179.18 converted shares were then cash-settled through dispositions back to Jackson Financial at $108.87 per share.

How many Jackson Financial common shares does Christopher Raub hold after these Form 4 transactions?

Following the reported March 10, 2026 transactions, Raub’s direct ownership in Jackson Financial common stock is 47,015.46 shares. This figure incorporates the vesting-related movements, tax-withholding share dispositions, and the net impact of his newly awarded restricted share units.