Fahey Jr. reports Class A share sales filed by Apex Clearing (NASDAQ: JOUT)

Rhea-AI Filing Summary

Apex Clearing submitted a Form 144 disclosing planned sales of Class A Common Stock involving John M. Fahey, Jr.

The notice lists two recent transactions: 1,588 shares with a reported value of $77,923.00 on 03/02/2026, and 2,368 shares with a reported value of $105,685.00 on 03/17/2026. The securities trace to a Restricted Stock Award dated 03/02/2018.

Insights

Securities Compliance Analyst

Form 144 records proposed resale of restricted shares by an insider.

Form 144 is the notice used to comply with Rule 144 when restricted or control securities are resold. The filing lists specific sale lots and ties them to a restricted stock award dated 03/02/2018, which establishes the grant origin.

Cash‑flow treatment and broker/dealer methods are not shown in the excerpt; subsequent trade reporting or broker records will show execution details.

Key Figures

Form type: Form 144 Sale lot 1: 1,588 shares Value lot 1: $77,923.00 +4 more

7 metrics

Form type Form 144 Rule 144 resale notice

Sale lot 1 1,588 shares dated 03/02/2026

Value lot 1 $77,923.00 reported with 1,588 shares on 03/02/2026

Sale lot 2 2,368 shares dated 03/17/2026

Value lot 2 $105,685.00 reported with 2,368 shares on 03/17/2026

Award grant date 03/02/2018 Restricted Stock Award origin

Exchange noted Nasdaq Stock Market listed in header with date 05/26/2026

Key Terms

Form 144, Restricted Stock Award, Rule 144

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Award financial

"Receipt of Restricted Stock Award | 03/02/2018"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Rule 144 regulatory

"144: Securities Sold During The Past 3 Months"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Apex Clearing 350 N. St. Paul St. Suite 300 Dallas TX 75201	1140	49989.00	9268482	05/26/2026	Nasdaq Stock Market

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	03/02/2018	Receipt of Restricted Stock Award	Issuer			1140	03/02/2018	N/A - Stock Award

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John M. Fahey, Jr. 77 Pound Ridge Rd. Bedford NY 10506	Class A Common Stock	03/02/2026	1588	77923.00
John M. Fahey, Jr. 77 Pound Ridge Rd. Bedford NY 10506	Class A Common Stock	03/17/2026	2368	105685.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for JOUT show?

The Form 144 shows planned resales of Class A Common Stock by John M. Fahey, Jr. It lists two transactions: 1,588 shares ($77,923.00) on 03/02/2026 and 2,368 shares ($105,685.00) on 03/17/2026, tied to a restricted stock award dated 03/02/2018.

Who is the seller named in the JOUT Form 144?

The seller is John M. Fahey, Jr., with an address listed in Bedford, NY. The filing attributes the securities to a restricted stock award granted on 03/02/2018 and reports sale lot details dated in March 2026.

Do these Form 144 entries show proceeds to the issuer (JOUT)?

The excerpt does not state proceeds treatment; Form 144s typically report proposed resale by holders. The filing lists quantities and values for the indicated lots but does not specify whether proceeds go to the issuer or selling holders.

Does filing a Form 144 mean the shares were sold?

Filing Form 144 notifies the market of an intent to sell under Rule 144 but does not confirm execution. The document lists planned resale lots and dates; separate trade reports or Form 4/Form 5 filings would confirm completed transactions.