Welcome to our dedicated page for Jefferies Financial Group SEC filings (Ticker: JEF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Jefferies Financial Group Inc. filings document the regulatory record of a full-service investment banking and capital markets firm with common stock and senior note securities listed on the New York Stock Exchange. Its 8-K reports include quarterly financial results, Regulation FD communications, material-event disclosures and completed senior note offerings under shelf registration statements.
Jefferies proxy and governance filings cover director elections, executive compensation, auditor ratification, shareholder voting matters and amendments to its certificate of incorporation, including authorized non-voting common stock. Capital-structure disclosures describe common stock, non-voting stock authorization, senior notes, indenture terms and related exhibits, while selected filings address board-nomination materials, strategic-alliance governance and dispute-related public statements.
Jefferies Financial Group Inc. priced a preliminary offering of Senior Autocallable Contingent Coupon Barrier Notes due December 29, 2032 linked to the worst-performing of the Nasdaq-100 Index, the Russell 2000 Index and the VanEck Semiconductor ETF.
The Notes have a $1,000 stated principal amount per note, a contingent monthly coupon of $21.08 when the worst-performing underlying meets a 75% coupon barrier, an autocall feature beginning about six months after pricing, and downside exposure to the worst-performing underlying with a 60% threshold at maturity. All payments are subject to Jefferies' credit risk and the estimated value on pricing was approximately $983.90 per Note.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 30, 2032. The Notes have a $1,000 Stated Principal Amount and Issue Price of $1,000 per Note. They pay a quarterly contingent coupon of $25 if the worst-performing underlying equals or exceeds its Coupon Barrier (75% of Initial Value) on each Coupon Observation Date. The Notes are autocallable if the worst-performing underlying equals or exceeds its Call Value (100% of Initial Value) on any Call Observation Date; at maturity investors receive principal only if the worst-performing underlying is at or above its Threshold Value (60% of Initial Value). Jefferies estimates an initial value of approximately $951.60 per Note. All payments are subject to Jefferies' credit risk and the offering is for general corporate purposes.
Jefferies Financial Group Inc. is offering $6,650,000 of Senior Autocallable Contingent Coupon Barrier Notes due June 18, 2031 linked to the worst-performing of the EEM ETF, the Nasdaq-100 (NDX) and the Russell 2000 (RTY). The Issue Price is $1,000 per note and Jefferies estimates the value on the Pricing Date at $976.10 per note. Coupons are contingent monthly payments of $10.21 if the Worst-Performing Underlying meets its coupon barrier on observation dates. The notes are autocallable on monthly call observation dates beginning ~six months after issuance; called notes pay principal plus any contingent coupon. Payments are senior unsecured obligations of Jefferies and are subject to Jefferies' credit risk. Use of proceeds: general corporate purposes.
Jefferies Financial Group Inc. is offering $5,580,000 of Senior Callable Fixed to Floating Rate Range Accrual Notes due June 18, 2036. The Notes pay 10.00% per annum from issuance to June 18, 2027, then switch to a monthly variable rate equal to 10.00% times the fraction of days the 10‑Year CMT Rate is ≤ 5.00% (floor 0.00%, cap 10.00%). Interest is paid monthly; the issuer may redeem, in whole or part, quarterly beginning June 18, 2027 with at least five business days’ notice. Stated principal is $1,000 per note; estimated value on the pricing date was $955.98. Proceeds and underwriting terms are shown in the supplement; use of proceeds is general corporate purposes.
Jefferies Financial Group Inc. is offering Senior Callable Floating Rate Range Accrual Notes linked to the 10-Year CMT Rate maturing on June 30, 2031. Interest is monthly and equals the 7.50% Contingent Rate times the fraction of calendar days in each month on which the Accrual Provision is satisfied.
The Accrual Provision is satisfied on a calendar day when the 10-Year CMT Rate (as determined on the Accrual Determination Date) is less than or equal to 5.00%. Interest per period is capped at 7.50% per annum and floored at 0.00%; the maximum monthly payment is approximately $6.25 per $1,000 stated principal. Estimated value on the Pricing Date is approximately $961.02 per note. Payments, including principal, are subject to the issuer’s credit risk and the notes are senior unsecured obligations.
Jefferies Financial Group Inc. priced a preliminary offering of Senior Autocallable Contingent Coupon Barrier Notes due June 18, 2031 linked to the worst-performing of the EEM, NDX and RTY. Each Note has a $1,000 stated principal amount and an estimated value on the Pricing Date of $976.10 (approx.). The Notes pay a contingent monthly coupon of $10.21 if the Worst-Performing Underlying is at or above a 60% Coupon Barrier on a Coupon Observation Date, are autocallable if the Worst-Performing Underlying is at or above 100% Call Value on a Call Observation Date, and at maturity return principal only if the Final Value of the Worst-Performing Underlying is at or above a 55% Threshold Value; otherwise holders suffer 1-for-1 downside exposure. Payments are unsecured and subject to Jefferies' credit risk.
Jefferies Financial Group Inc. is offering $500,000 aggregate principal amount of Senior Autocallable Contingent Coupon Barrier Notes due June 16, 2031, each with a $1,000 stated principal amount, linked to the Class A common stock of Alphabet Inc. (GOOGL). The Notes pay a monthly contingent coupon of $10.83 when the Underlying meets the Coupon Barrier, are autocallable beginning approximately three years after pricing, and expose investors to 1-to-1 downside at maturity below the Threshold Value $254.98 (70% of the Initial Value). All payments are subject to Jefferies’ credit risk. The issuer estimates an initial value of $983.10 per Note; the Issue Price is 100% ($1,000).
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes linked to the iShares® Semiconductor ETF (SOXX) with an Aggregate Principal Amount of $1,250,000. The Notes are issued at $1,000 per Note and have an estimated value on the Pricing Date of $964.20 per Note. Quarterly Contingent Coupon Payments of $37.50 will be paid if the Underlying meets the Coupon Barrier ($297.83, 55% of the Initial Value). The Notes are autocallable beginning on June 12, 2028 if the Observation Value is at or above the Call Value ($541.51). If not called, maturity is June 17, 2031, and at maturity holders receive principal if the Final Value is at or above the Threshold Value; otherwise they have 1:1 downside exposure and could lose up to the full principal. All payments are subject to Jefferies' credit risk. Net proceeds to Jefferies before expenses are $1,220,625 and the offering involves a 2.35% underwriting discount, subject to FINRA Rule 5121 disclosures.
Jefferies Financial Group Inc. is offering $384,000 aggregate principal of Senior Autocallable Leveraged Barrier Notes due June 15, 2029 linked to the worst-performing of the S&P 500® Index and the SPDR® S&P® MidCap 400® ETF Trust. The notes have a Stated Principal Amount of $1,000 per note and an Issue Price of $1,000 per note. They are autocallable on the June 15, 2027 with a Call Payment of $1,132.00 per note if both underlyings meet their Call Values. At maturity the Payment depends on the Worst-Performing Underlying: 125.00% participation on upside, principal returned if the Worst-Performing Underlying remains at or above 70% of Initial Value, and pro rata losses (up to 100%) if it falls below that Threshold Value. All payments are subject to Jefferies’ credit risk and the notes pay no interest.
Jefferies Financial Group Inc. is offering Senior Autocallable Contingent Coupon Barrier Notes due June 17, 2031 linked to the worst-performing of the Dow Jones Industrial Average, the Russell 2000 and the S&P 500. The initial aggregate principal amount is $3,181,000 and the Issue Price is $1,000 per Note.
The Notes pay quarterly contingent coupon payments of $23.25 if the worst-performing underlying is at-or-above its coupon barrier on observation dates, are autocallable beginning approximately one year after issuance, and at maturity provide 1-to-1 downside to the worst-performing underlying with a threshold set at 50% of each index Initial Value. All payments are subject to Jefferies’ credit risk; estimated value on the pricing date was $982.90 per Note.