STOCK TITAN
  1. Home
  2. Sec-filings
  3. ITUB
  4. [Form 3/A] Itau Unibanco Holding S.A. Amended Initial Statement of Beneficial Ownership

Egydio Setubal Alfredo (ITUB) details large indirect holdings in Form 3/A

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Itau Unibanco Holding S.A. director Egydio Setubal Alfredo filed an amended initial ownership report detailing his shareholdings. The filing lists indirect holdings of 191,842 preferred shares (ITUB4) and 5,107,553,780 common shares (ITUB3) held through a corporation he controls, plus 1,489,090 preferred shares held directly. The footnotes state he disclaims beneficial ownership beyond his economic interest in these indirectly held shares.

Positive

  • None.

Negative

  • None.
Insider Egydio Setubal Alfredo
Role Director
Type Security Shares Price Value
holding Preferred shares (ITUB4) -- -- --
holding Common shares (ITUB3) -- -- --
holding Preferred shares (ITUB4) -- -- --
Holdings After Transaction: Preferred shares (ITUB4) — 1,489,090 shares (Direct); Common shares (ITUB3) — 5,107,553,780 shares (Indirect, By Corporation); Preferred shares (ITUB4) — 191,842 shares (Indirect, By Corporation)
Footnotes (2)
  1. F1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. F2. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Indirect preferred shares 191,842 shares Preferred shares (ITUB4) held indirectly
Indirect common shares 5,107,553,780 shares Common shares (ITUB3) held indirectly
Direct preferred shares 1,489,090 shares Preferred shares (ITUB4) held directly
Holding entries 3 entries Holdings-only Form 3/A disclosure
Unknown transaction codes 3 records All entries classified as holdings with unknown codes
indirect controlling shareholder financial
"holds these shares indirectly through an indirect controlling shareholder of the issuer"
pecuniary interest financial
"disclaims beneficial ownership of such shares except to the extent of his pecuniary interest"
beneficial ownership financial
"shall not be deemed an admission of beneficial ownership of all of the reported shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
indirect financial
"holds these shares indirectly through an indirect controlling shareholder"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Understanding Insider Trading Forms →
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Egydio Setubal Alfredo
(Last)(First)(Middle)
BRIGADEIRO FARIA LIMA AVENUE, 3500
(Street)
SAO PAULOSAO PAULO04538-132
(City)(State)(Zip)
BRAZIL
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]
3a. Foreign Trading Symbol
[ITUB4] 		5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Preferred shares (ITUB4)1,489,090D
Common shares (ITUB3)5,107,553,780IBy Corporation(1)
Preferred shares (ITUB4)191,842IBy Corporation(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
2. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Remarks:
This Form 3/A (this "Amendment") amends the Form 3 filing dated Marh 18, 2026 (the "Original Form 3"), which inadvertently overstated the reporting person's indirect ownership of the issuer's preferred shares. The preferred shares indirectly owned by the reporting person, as reported in this Amendment, reflects the correct amount and forms of ownership of all preferred shares indirectly owned by the reporting person as of the filing date of the Original Form 3.
/s/ Alfredo Egydio Setubal05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR