Gartner (IT) SVP Dick van Ham adds 39 shares through employee stock purchase plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Gartner Inc. senior vice president Dick van Ham reported an automatic share purchase under the company’s employee plan. On this Form 4, he acquired 39 shares of Gartner common stock at $149.34 per share through the 2011 Employee Stock Purchase Plan, bringing his directly held stake to 864 shares. The transaction is described as exempt from short-swing profit rules under Rule 16b-3(c), indicating it was part of a company compensation or benefit program rather than a discretionary market trade.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
van Ham Dick
Role
SVP, Global Technology Sales
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock | 39 | $149.34 | $6K |
Holdings After Transaction:
Common Stock — 864 shares (Direct)
Footnotes (1)
- [object Object]
FAQ
What insider transaction did Gartner (IT) report for Dick van Ham?
Gartner reported that SVP Dick van Ham acquired 39 common shares through its 2011 Employee Stock Purchase Plan. The shares were purchased at $149.34 each in a transaction classified as exempt under Rule 16b-3(c), reflecting participation in a company benefit program.
What type of transaction code appears on Dick van Ham’s Gartner (IT) Form 4?
The Form 4 lists transaction code J, defined as an “Other acquisition or disposition.” A footnote explains these shares were acquired through Gartner’s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) under Rule 16b-3(c).
Was Dick van Ham’s Gartner (IT) transaction an open-market buy or part of a plan?
The transaction was part of Gartner’s 2011 Employee Stock Purchase Plan, not an open-market buy. The footnote states the 39 shares were acquired under this plan in an exempt transaction pursuant to Rule 16b-3(c), indicating a company-administered program.