Identiv, Inc. (INVE) CEO has 6,360 shares withheld for RSU tax

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Identiv, Inc. Chief Executive Officer Kirsten F. Newquist had 6,360 shares of common stock withheld on April 15, 2026 at $3.68 per share to cover tax obligations from vesting restricted stock units. This was a tax-withholding disposition, not an open-market sale.

After the withholding, she directly owned 288,248 shares of common stock. Her holdings include 100,000 shares issuable upon RSUs that have not yet vested under Identiv’s 2011 Incentive Compensation Plan.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Newquist Kirsten F.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	6,360	$3.68	$23K

Holdings After Transaction: Common Stock — 288,248 shares (Direct)

Footnotes (1)

Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan. Includes an aggregate of 100,000 shares of common stock issuable pursuant to RSUs that have not vested.

Key Figures

Shares withheld for tax: 6,360 shares Withholding share value: $3.68 per share Shares held after transaction: 288,248 shares +1 more

4 metrics

Shares withheld for tax 6,360 shares Withheld on April 15, 2026 to cover RSU tax

Withholding share value $3.68 per share Value used for tax-withholding disposition

Shares held after transaction 288,248 shares Direct common stock ownership after withholding

Unvested RSU-linked shares 100,000 shares Shares issuable from RSUs that have not vested

Key Terms

restricted stock units ("RSUs"), tax withholding obligations, 2011 Incentive Compensation Plan, tax-withholding disposition

4 terms

restricted stock units ("RSUs") financial

"associated with the vesting and settlement of restricted stock units ("RSUs") granted"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

tax withholding obligations financial

"withholding of shares to cover tax withholding obligations associated with the vesting"

2011 Incentive Compensation Plan financial

"granted pursuant to Issuer's 2011 Incentive Compensation Plan"

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 04:48 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newquist Kirsten F.

(Last)

(First)

(Middle)

1900-B CARNEGIE AVENUE

(Street)

SANTA ANA

CALIFORNIA

92705

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/15/2026		F		6,360⁽¹⁾	D	$3.68	288,248⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

2. Includes an aggregate of 100,000 shares of common stock issuable pursuant to RSUs that have not vested.

	/s/ Ed Kirnbauer, Attorney in Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Identiv (INVE) report for its CEO?

Identiv reported its CEO, Kirsten F. Newquist, had 6,360 common shares withheld to pay taxes on vesting RSUs. This tax-withholding disposition used company shares rather than cash and was not an open-market stock sale.

At what price were Identiv CEO Kirsten Newquist’s shares withheld?

The 6,360 shares withheld from CEO Kirsten Newquist were valued at $3.68 per share. This value is used solely for tax-withholding on RSU vesting and does not represent an open-market sale price received by the insider.

How many Identiv shares does the CEO hold after this Form 4 transaction?

Following the tax-withholding disposition, CEO Kirsten Newquist directly holds 288,248 shares of Identiv common stock. This figure reflects her position after the 6,360 shares were withheld to satisfy tax obligations on restricted stock unit vesting.

Were Identiv CEO’s withheld shares an open-market sale of INVE stock?

No, the 6,360 shares were withheld to satisfy tax obligations tied to RSU vesting, not sold in the open market. The Form 4 labels this as a tax-withholding disposition under code F, rather than a discretionary buy or sell transaction.

What unvested RSUs does the Identiv CEO still have after this filing?

Footnotes state CEO Kirsten Newquist has 100,000 shares of common stock issuable under RSUs that have not yet vested. These units come from Identiv’s 2011 Incentive Compensation Plan and will convert into shares only as vesting conditions are met.

Which equity plan governed the RSUs in the Identiv CEO’s Form 4?

The RSUs referenced in the CEO’s Form 4 were granted under Identiv’s 2011 Incentive Compensation Plan. Shares were withheld from the vesting and settlement of these RSUs to cover tax-withholding obligations, as explained in the filing footnotes.