Welcome to our dedicated page for Innventure SEC filings (Ticker: INV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.
Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.
Amalfitano Michael reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director Michael Amalfitano received a grant of 18,237 shares of Common Stock in the form of Restricted Stock Units under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. These RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this award, he directly holds 47,919 shares of Common Stock. The award is a compensation grant at no purchase price, not an open-market share purchase.
Brown Bruce reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director Bruce Brown received an equity grant of 18,237 shares of common stock in the form of Restricted Stock Units (RSUs). These RSUs were granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan as compensation, not through an open-market purchase.
The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders of Innventure, Inc. Following this grant, Brown directly holds 69,822 shares of the company’s common stock, reflecting his updated equity stake as a director.
Hewitt John D. reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director John D. Hewitt received a grant of 18,237 shares of Common Stock in the form of Restricted Stock Units under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. These RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this award, Hewitt directly holds 20,798 shares of Innventure common stock. The grant is compensation-related and carries a zero-dollar transaction price, meaning it was not an open-market purchase.
Innventure, Inc. director Elizabeth Suzanne Williams received an equity grant of 18,237 shares of common stock. The Form 4 shows these shares were awarded at a price of $0.00 per share as a grant or award acquisition, not an open-market purchase.
Following this transaction, Williams holds 51,116 shares of Innventure common stock directly. A footnote explains the award consists of Restricted Stock Units (RSUs) granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vesting on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders.
Innventure, Inc. director James O. Donnally reported routine equity and gifting activity involving the company’s common stock. He received 18,237 Restricted Stock Units (RSUs) under the 2024 Equity and Incentive Compensation Plan, vesting on the earlier of the first anniversary of grant or the next annual stockholder meeting. He also made bona fide gifts of 22,305 shares of directly owned common stock to the James O. Donnally Revocable Trust, over which he retains voting and investment power. The filing additionally notes sizeable indirect holdings through family investment entities, including one where he has voting control and another Glockner Family fund where he disclaims beneficial ownership beyond any pecuniary interest.
Fallon Catriona M reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director Catriona M. Fallon reported an equity compensation grant in the form of restricted stock units. She was awarded 18,237 shares of common stock at a stated price of $0.00 per share, bringing her direct holdings reported in this filing to 18,237 shares.
The footnote explains these are Restricted Stock Units granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. The RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders, making this a time-based, non-market award.
Innventure, Inc. filed an initial insider ownership report for director Catriona M. Fallon. This Form 3 filing lists her as a director of the company but does not report any transactions in Innventure, Inc. securities, with no shares shown as bought, sold, acquired, or disposed.
Innventure, Inc. filed an amended current report to correct a director name in its previously reported 2026 annual meeting voting results. The filing clarifies that James O. Donnally, not John Hewitt, was the nominee in Proposal 1, with vote totals unchanged.
The company had 82,094,894 common shares, 35,792 Series B preferred shares, and 159,270 Series C preferred shares entitled to vote as of April 20, 2026, and a quorum of 53,906,796 aggregate votes was present. Stockholders elected three Class II directors and ratified the appointment of Withum Smith+Brown, P.C. as independent auditor for 2026.
Innventure, Inc. reported the results of its 2026 Annual Meeting of Stockholders. As of the April 20, 2026 record date, there were 82,094,894 shares of Common Stock, 35,792 shares of Series B Preferred Stock, and 159,270 shares of Series C Preferred Stock entitled to vote.
Stockholders representing 53,906,796 votes were present in person or by proxy, establishing a quorum. Three Class II director nominees—Bruce Brown, John Hewitt, and Catriona Fallon—were elected for three-year terms, and stockholders ratified Withum Smith+Brown, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2026.
Innventure, Inc. restored full compliance with Nasdaq’s audit committee requirements after temporarily falling short when a director resigned in April 2026. On May 15, 2026, the Board appointed independent director Bruce Brown to the Audit Committee, bringing it back to three independent members as required by Nasdaq Listing Rule 5605(c)(2)(A). The company notified Nasdaq of its belief that compliance was regained as of that date, and Nasdaq formally confirmed on May 19, 2026 that Innventure is again in compliance with the continued listing standard.