Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The indie Semiconductor, Inc. (NASDAQ: INDI) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As an issuer of Class A common stock listed on The Nasdaq Stock Market LLC, indie files current reports, registration statements and other documents that detail its financial condition, strategic transactions and governance matters.
Investors can review Form 8-K filings that cover quarterly earnings announcements, non-GAAP financial reconciliations, material definitive agreements, capital markets activity and executive appointments. Recent 8-Ks describe second and third quarter results, an Asset Purchase Agreement to sell indie’s equity interest in Wuxi indie Microelectronics Technology Co., Ltd., at-the-market equity program updates, and a definitive Share Purchase Agreement to acquire emotion3D GmbH.
These filings also summarize key terms of transactions, such as consideration structures for acquisitions, conditions to closing, divestiture details and the planned treatment of discontinued operations. Executive-related 8-Ks outline appointments like the Chief Financial Officer role and associated employment agreements, including compensation and severance arrangements.
On Stock Titan, indie’s filings are complemented by AI-powered summaries that explain the significance of each document in clear language. Users can quickly understand how earnings releases, asset sales, acquisitions, equity offerings and leadership changes may affect the company without reading every page of the underlying forms. Real-time updates from EDGAR help ensure that new INDI filings, including 10-K annual reports, 10-Q quarterly reports and Form 4 insider transaction reports when available, are surfaced promptly with concise AI insights.
Form 144 / Insider sales: The filing lists multiple 10b5-1 planned sales by Ichiro Aoki of common stock, with individual transactions recorded between 03/02/2026 and 04/23/2026. Reported single-day sale sizes range from 4,573 to 100,000 shares; dollar proceeds are shown per trade.
indie Semiconductor, Inc. president and director Ichiro Aoki reported an exercise-and-sell transaction involving the company’s equity. On April 21, 2026, he sold 6,500 shares of Class A Common Stock in open-market trades at a weighted average price of $3.5026 per share, with individual prices ranging from $3.50 to $3.51, under a pre-arranged Rule 10b5-1 trading plan.
The filing also shows he exercised 6,500 ADK Class A Units, receiving an equal number of Class A Common shares at a stated conversion price of $0.00, and an equivalent number of Class V Common shares were cancelled in connection with this exchange. After these transactions, Aoki directly holds 106,169 shares of Class A Common Stock and 3,882,862 ADK Class A Units, which may be exchanged any time after December 10, 2021 for an equal number of Class A shares or, at the issuer’s election, cash equal to their fair market value.
Reported sales of Common stock under a 10b5-1 plan by Ichiro Aoki. The filing lists multiple off-market dispositions of Common shares on several dates in March and April 2026, including transactions of 50,000 shares on 03/27/2026 and 100,000 shares on 03/26/2026 with dollar amounts shown per trade. The transactions are presented as 10b5-1 sales and identify Morgan Stanley Smith Barney LLC as the executing broker.
indie Semiconductor, Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on May 28, 2026, at 9:00 a.m. Pacific Time. The agenda includes electing three Class II directors through the 2029 meeting, an advisory vote on executive pay, and ratifying KPMG LLP as independent auditor for 2026.
Stockholders are also asked to approve an amendment to the 2021 Omnibus Equity Incentive Plan to increase the Class A Common Stock reserved for issuance by 17,000,000 shares. The proxy highlights 2025 business results, including net revenue of $217.4 million and surpassing 550 million cumulative chip shipments, and describes a leadership transition to new CFO Naixi Wu and a pay program emphasizing performance-based cash and equity incentives.
indie Semiconductor Chief Financial Officer Naixi Wu reported an exercise-and-sell transaction involving Class A common stock. On April 8, 2026, Wu exercised 100,000 restricted stock units, receiving the same number of Class A shares at a conversion price of $0.00 per share.
On April 9, 2026, Wu then sold a total of 55,000 shares of Class A common stock in open-market transactions at a weighted average price of $2.8102 per share. Footnotes state these sales were made to pay withholding taxes related to RSU vesting and were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025.
After these transactions, Wu directly holds 120,787 shares of Class A common stock and has 90 shares held indirectly by a spouse. The RSUs referenced vest at a rate of 50% annually beginning on April 8, 2026, with each unit representing one share of Class A common stock.
INDI submitted a Form 144 notice to sell 61,000 shares of Common Stock tied to restricted stock awards. The filing lists the securities' grant date as 12/22/2021 and recent 10b5-1 dispositions by Naixi Wu on 03/02/2026, 03/04/2026, 03/13/2026, and 04/06/2026.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported compensation-related equity activity and a small share sale. On April 3, he received 12,539 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the issuer’s 2025 Short Term Incentive Bonus Plan. Those RSUs were immediately converted into 12,539 shares of Class A common stock. On April 6, 4,720 Class A shares were sold at $2.9861 per share to pay withholding taxes tied to the RSU vesting. Following these transactions, Wittmann directly owned 137,954 Class A shares.
indie Semiconductor, Inc. Chief Executive Officer Donald McClymont reported routine equity compensation and related tax transactions. He received 34,527 Restricted Stock Units (RSUs), fully vested and granted in lieu of cash under the 2025 Short Term Incentive Bonus Plan, each representing one share of Class A common stock.
The RSUs were then converted into 34,527 shares of Class A common stock. On April 6, 2026, 18,420 Class A shares were sold at $2.9862 per share to pay withholding taxes tied to RSU vesting. After these transactions, he directly held 298,500 Class A shares, with additional Class V common stock and indirect Class A holdings reported separately.
indie Semiconductor, Inc. President Ichiro Aoki reported routine share movements combining equity compensation and a small tax-related sale. Aoki received 8,723 Restricted Stock Units, fully vested on grant and issued in lieu of cash under the 2025 Short Term Incentive Bonus Plan, then immediately converted them into 8,723 shares of Class A common stock. On a later date, he sold 3,506 Class A shares at $2.9862 per share to cover withholding taxes tied to RSU vesting. After these transactions, he held 106,169 Class A common shares and 3,889,362 Class V common shares directly.