STOCK TITAN

Information Services Group (III) grants stock and performance RSUs to vice chairman

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lavieri Todd D. reported acquisition or exercise transactions in this Form 4 filing.

Information Services Group Inc. vice chairman Todd D. Lavieri reported receiving equity awards on April 1, 2026. He was granted 97,656 shares of common stock as restricted stock units at a reference price of $3.84 per share, increasing his direct holdings to 1,239,268 shares, including 1,084 shares from the employee stock purchase plan.

He also received 32,552 performance-based RSUs tied to the company’s common stock, which expire on April 1, 2030. These performance RSUs can be earned based on achieving market price goals: they vest in full if the average closing price reaches $5.25 or above over any ten consecutive trading days beginning with the first anniversary of the award; if this target is not met by the fourth anniversary, the units are forfeited.

Positive

  • None.

Negative

  • None.
Insider Lavieri Todd D.
Role VICE CHAIRMAN
Type Security Shares Price Value
Grant/Award Performance Based RSUs 32,552 $0.00 --
Grant/Award Shares of Common Stock 97,656 $3.84 $375K
Holdings After Transaction: Performance Based RSUs — 32,552 shares (Direct); Shares of Common Stock — 1,239,268 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of April 1, 2026. Includes 1,084 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. Represents a grant of RSUs that may be earned based on the achievement of market price goals, which will be measured as the average closing price of issuer's common stock over any ten consecutive trading day period beginning with the first anniversary of the award. 100% of the number of RSUs will be earned if the measured market price is $5.25 or above. If this measured market price is not achieved by the fourth anniversary of the award, these RSUs will be forfeited. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.
Restricted stock grant 97,656 shares at $3.84 Common stock RSUs granted on April 1, 2026
Performance RSUs granted 32,552 RSUs Performance-based RSUs expiring April 1, 2030
Holdings after transaction 1,239,268 shares Direct common stock holdings following April 1, 2026 grant
Performance price hurdle $5.25 per share Average closing price over any 10 consecutive trading days
ESPP shares included 1,084 shares Acquired under 2007 Employee Stock Purchase Plan
restricted stock units (RSUs) financial
"Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Performance Based RSUs financial
"Represents a grant of RSUs that may be earned based on the achievement of market price goals"
Employee Stock Purchase Plan financial
"Includes 1,084 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
market price goals financial
"Represents a grant of RSUs that may be earned based on the achievement of market price goals, which will be measured as the average closing price"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lavieri Todd D.

(Last)(First)(Middle)
400 ATLANTIC STREET

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Information Services Group Inc. [ III ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VICE CHAIRMAN
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Shares of Common Stock04/01/2026A(1)97,656A$3.841,239,268(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Based RSUs(3)04/01/2026A32,552 (3)04/01/2030Common Stock32,552$032,552D
Explanation of Responses:
1. Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of April 1, 2026.
2. Includes 1,084 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan.
3. Represents a grant of RSUs that may be earned based on the achievement of market price goals, which will be measured as the average closing price of issuer's common stock over any ten consecutive trading day period beginning with the first anniversary of the award. 100% of the number of RSUs will be earned if the measured market price is $5.25 or above. If this measured market price is not achieved by the fourth anniversary of the award, these RSUs will be forfeited. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.
/s/ Michael A. Sherrick, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did III vice chairman Todd D. Lavieri report?

Todd D. Lavieri reported two grant transactions on April 1, 2026: 97,656 restricted shares of common stock and 32,552 performance-based RSUs. Both awards are compensation grants, not open-market purchases or sales, and increase his direct equity exposure to Information Services Group.

How many Information Services Group (III) shares does Lavieri hold after these grants?

After the April 1, 2026 grants, Todd D. Lavieri directly holds 1,239,268 shares of Information Services Group common stock. This total includes 1,084 shares acquired under the company’s Amended and Restated 2007 Employee Stock Purchase Plan, plus the latest 97,656-share restricted stock grant.

What are the terms of the 97,656-share III restricted stock grant?

Lavieri received 97,656 restricted shares of Information Services Group common stock at a reference price of $3.84 per share. These restricted stock units vest in four equal installments on each of the first, second, third, and fourth anniversaries of April 1, 2026, creating a multi-year retention incentive.

How do the 32,552 performance-based RSUs for III vest?

The 32,552 performance-based RSUs can be earned if Information Services Group’s stock achieves an average closing price of $5.25 or above over any ten consecutive trading days, starting from the first anniversary. If this market price goal is not met by the fourth anniversary, the RSUs are forfeited.

Do the performance-based RSUs for III have an expiration date?

Yes. The 32,552 performance-based RSUs reported by Todd D. Lavieri have an expiration date of April 1, 2030. If the required stock price target is not achieved by the fourth anniversary of the award, these RSUs will be forfeited and will not convert into common shares.