STOCK TITAN

Stout Kim (IGI) files Form 3 as CCO/Subadviser with no trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Western Asset Investment Grade Opportunity Trust Inc. (IGI) received an initial ownership report from Stout Kim, identified as CCO/Subadviser. This Form 3 does not list any transactions or derivative positions and shows no share holdings or activity reported in this filing.

Positive

  • None.

Negative

  • None.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Stout Kim

(Last)(First)(Middle)
WESTERN ASSET MANAGEMENT COMPANY, LLC
ONE MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025
3. Issuer Name and Ticker or Trading Symbol
Western Asset Investment Grade Opportunity Trust Inc. [ IGI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
CCO/Subadviser
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Marc A. De Oliveira by Power of Attorney for Kim Stout04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the IGI Form 3 filed by Stout Kim report?

The Form 3 for IGI reports that Stout Kim, identified as CCO/Subadviser, is a reporting person. The filing shows no reported share transactions, derivative positions, or holdings, serving as a baseline disclosure of insider status.

Does the IGI Form 3 show any insider buying or selling by Stout Kim?

No, the IGI Form 3 shows no insider buying or selling by Stout Kim. The transaction summary records zero purchases, zero sales, and no derivative exercises, indicating no trading activity reported in this initial statement.

Are any derivative securities reported for Stout Kim in the IGI Form 3?

No derivative securities are reported for Stout Kim in the IGI Form 3. The derivative summary is empty and the transaction summary shows zero derivative transactions or exercises, indicating no options or similar instruments disclosed.

What role does Stout Kim have in relation to Western Asset Investment Grade Opportunity Trust (IGI)?

In the IGI Form 3, Stout Kim is identified with the role "CCO/Subadviser." The filing indicates this relationship to the trust as a reporting person but does not classify Kim as a director, officer, or ten percent owner.

Does the IGI Form 3 indicate any prior holdings for Stout Kim?

The IGI Form 3 shows no holding entries for Stout Kim. The holdingEntries count is zero, and there are no listed common or derivative positions, so no prior ownership is reported in this particular filing excerpt.