Stout Kim (IGI) files Form 3 as CCO/Subadviser with no trades
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Western Asset Investment Grade Opportunity Trust Inc. (IGI) received an initial ownership report from Stout Kim, identified as CCO/Subadviser. This Form 3 does not list any transactions or derivative positions and shows no share holdings or activity reported in this filing.
Positive
- None.
Negative
- None.
FAQ
What does the IGI Form 3 filed by Stout Kim report?
The Form 3 for IGI reports that Stout Kim, identified as CCO/Subadviser, is a reporting person. The filing shows no reported share transactions, derivative positions, or holdings, serving as a baseline disclosure of insider status.
Does the IGI Form 3 show any insider buying or selling by Stout Kim?
No, the IGI Form 3 shows no insider buying or selling by Stout Kim. The transaction summary records zero purchases, zero sales, and no derivative exercises, indicating no trading activity reported in this initial statement.
Are any derivative securities reported for Stout Kim in the IGI Form 3?
No derivative securities are reported for Stout Kim in the IGI Form 3. The derivative summary is empty and the transaction summary shows zero derivative transactions or exercises, indicating no options or similar instruments disclosed.
What role does Stout Kim have in relation to Western Asset Investment Grade Opportunity Trust (IGI)?
In the IGI Form 3, Stout Kim is identified with the role "CCO/Subadviser." The filing indicates this relationship to the trust as a reporting person but does not classify Kim as a director, officer, or ten percent owner.
Does the IGI Form 3 indicate any prior holdings for Stout Kim?
The IGI Form 3 shows no holding entries for Stout Kim. The holdingEntries count is zero, and there are no listed common or derivative positions, so no prior ownership is reported in this particular filing excerpt.