Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Intercontinental Exchange, Inc. filings document the regulatory record for a Delaware financial technology and exchange operator whose common stock trades under ICE on the New York Stock Exchange and NYSE Texas. Current reports record quarterly and annual results, non-GAAP reconciliations, material events, capital-market transactions and governance changes.
The company's proxy materials disclose board structure, director elections, executive compensation, equity awards and shareholder voting matters. Other filings cover senior notes issued under shelf registration statements and indentures, registered securities, and financial disclosures tied to exchange, clearing, fixed income and data services, and mortgage technology operations.
Intercontinental Exchange General Counsel Andrew J. Surdykowski reported an exercise-and-sell transaction in company stock. On May 26, 2026, he exercised employee stock options to acquire 2,065 shares of common stock at $57.31 per share, then sold a total of 4,573 shares in open-market transactions around $151 per share pursuant to a pre-established Rule 10b5-1 trading plan. After these transactions, he directly holds 45,473 shares of common stock, alongside remaining fully vested options and equity awards including restricted stock units and performance-based units that vest over multi-year periods.
Intercontinental Exchange, Inc. director Sharon Bowen reported an open-market sale of 667 shares of common stock at $151.28 per share. After the transaction, she directly held 15,077 shares, which the filing explains includes 13,539 common shares and 1,538 restricted stock units.
The sale was executed under a pre-approved Rule 10b5-1 trading plan that became effective on February 17, 2026. The restricted stock units are scheduled to vest on the one-year anniversary of their grant date, on May 18, 2027, indicating that a portion of the reported position reflects unvested equity awards rather than currently available shares.
Reported intent to sell securities. A Form 144 filing lists proposed sales of Common Stock tied to an exercise of stock options and to performance stock units, with transaction dates shown as 05/26/2026 and 02/18/2022.
The filing identifies Morgan Stanley Smith Barney LLC as an intermediary and shows proposed quantities of 2,065 shares (exercise) and 2,508 shares (performance units) on the cited dates. The securities are listed for trading on NYSE.
Reported intent to sell securities. A Form 144 filing lists proposed sales of Common Stock tied to an exercise of stock options and to performance stock units, with transaction dates shown as 05/26/2026 and 02/18/2022.
The filing identifies Morgan Stanley Smith Barney LLC as an intermediary and shows proposed quantities of 2,065 shares (exercise) and 2,508 shares (performance units) on the cited dates. The securities are listed for trading on NYSE.
Farooqui Duriya M reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange, Inc. director Duriya M. Farooqui reported receiving an equity award in the form of 1,538 restricted stock units of common stock on May 18, 2026. These units vest on the one-year anniversary of the grant date, May 18, 2027, and are settled in ICE common shares.
After this award, Farooqui’s reported direct position in Table 1 totals 15,837 common stock equivalents, consisting of 14,299 shares of common stock and 1,538 restricted stock units. The transaction is coded as a grant or award, not an open-market purchase or sale.
Intercontinental Exchange, Inc. director William Jefferson Hague reported routine equity compensation and related tax withholding. He received an award of 1,538 restricted stock units, which vest on the one-year anniversary of the grant date, May 18, 2027, and are settleable only in common shares.
To cover the issuer’s tax withholding obligation on vested restricted stock units, 50 shares of common stock were withheld, a non-market, tax-related disposition rather than an open-market sale. After these transactions, his holdings consist of common shares and restricted stock units as reflected in the filing.
Intercontinental Exchange Chief Financial Officer Warren Gardiner sold 2,490 shares of common stock on May 19, 2026 in an open‑market transaction at $156.64 per share, executed under a pre‑arranged Rule 10b5‑1 trading plan effective June 9, 2025. After the sale, he holds a total of 25,189 shares, consisting of 12,914 common shares, 10,117 restricted stock units and 2,158 performance-based units that vest over several years, tying a substantial portion of his stake to long‑term performance.
Intercontinental Exchange director Mark F. Mulhern reported an equity award from the company. He received 1,538 restricted stock units of common stock on May 18, 2026, characterized as a grant or award with no cash price per share.
The restricted stock units vest on the one-year anniversary of the grant date and will be settled in Intercontinental Exchange common stock. After this award, Mulhern beneficially owns an aggregate 12,008 shares, consisting of 10,470 common shares, 1,538 restricted stock units and 3 shares acquired through dividend reinvestment transactions.
Pinto Daniel E reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange, Inc. director Daniel E. Pinto reported receiving an equity award of 1,538 restricted stock units of common stock. The RSUs were granted as a compensation award at no cash cost to him and will vest on the one-year anniversary of the grant date, May 18, 2027. Once vested, they may be settled only in shares of Intercontinental Exchange common stock, giving him 1,538 shares-based units credited following this award.