Welcome to our dedicated page for Nicola Mining SEC filings (Ticker: HUSIF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page aggregates regulatory and disclosure documents related to Nicola Mining Inc. (OTCQB: HUSIF), a junior mining company with precious and base metal projects in British Columbia. While no U.S. SEC filings are listed in the provided data, Nicola’s public communications reference Canadian securities filings and technical reports that outline its assets, permits, and financing structures.
Through its Canadian disclosure system, Nicola Mining has filed a preliminary short form base shelf prospectus with securities regulators in Ontario, Alberta, and British Columbia. This type of document allows the company, once a final shelf prospectus is receipted, to offer qualified securities such as common shares, preferred shares, debt securities, warrants, subscription receipts, or units up to a stated aggregate amount over a defined period, subject to applicable laws and regulatory approvals.
Company news releases also refer to technical reports and permits that support its mineral projects. Examples include a technical report on the Dominion Creek Project prepared by Geospectrum Engineering, multi-year area-based exploration permits and mine lease extensions at the Treasure Mountain silver property, and permits for bulk sampling, gravel pit expansion, rock quarry operations, and highway right-of-way works associated with its Merritt and New Craigmont sites.
On this filings page, Stock Titan’s tools are designed to help readers review such regulatory and technical documentation alongside company news. Where available, AI-powered summaries can highlight key points from lengthy prospectuses or technical reports, such as project descriptions, property boundaries, permitted activities, and financing frameworks, allowing investors to quickly identify information relevant to Nicola Mining’s operations and capital plans.
Nicola Mining Inc. filed its Annual Report on Form 40-F for the fiscal year ended December 31, 2025, incorporating an Annual Information Form, audited IFRS financial statements, and MD&A by reference. The report states 210,614,380 common stock outstanding as of the close of the period. Management (CEO and CFO) concluded that the company’s disclosure controls and internal control over financial reporting were effective as of December 31, 2025. The company qualifies as an emerging growth company and therefore did not include an auditor attestation under Section 404(b). The filing discloses auditor fees, the audit committee composition and the adoption of a Clawback Policy.
Nicola Mining Inc. filed its Annual Report on Form 40-F for the fiscal year ended December 31, 2025, incorporating an Annual Information Form, audited IFRS financial statements, and MD&A by reference. The report states 210,614,380 common stock outstanding as of the close of the period. Management (CEO and CFO) concluded that the company’s disclosure controls and internal control over financial reporting were effective as of December 31, 2025. The company qualifies as an emerging growth company and therefore did not include an auditor attestation under Section 404(b). The filing discloses auditor fees, the audit committee composition and the adoption of a Clawback Policy.
Nicola Mining Inc. ownership disclosure: Citadel-affiliated entities and Kenneth Griffin report shared beneficial ownership of Nicola Mining Inc. common shares represented by American Depositary Shares (each ADS = 12 common shares).
The filing shows Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 16,832,952 shares (reported as 7.0% of the class). Citadel Securities LLC reports 180,339 shares (0.1%) and related Citadel securities entities report 493,839 shares (0.2%). Kenneth Griffin is reported with 17,326,791 shares (7.2%). The filing cites 240,251,392 Shares outstanding comprised of 229,088,596 Shares outstanding as of April 17, 2026 and 11,162,796 Shares issuable upon conversion of certain warrants.
Nicola Mining Inc. ownership disclosure: Citadel-affiliated entities and Kenneth Griffin report shared beneficial ownership of Nicola Mining Inc. common shares represented by American Depositary Shares (each ADS = 12 common shares).
The filing shows Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC each report 16,832,952 shares (reported as 7.0% of the class). Citadel Securities LLC reports 180,339 shares (0.1%) and related Citadel securities entities report 493,839 shares (0.2%). Kenneth Griffin is reported with 17,326,791 shares (7.2%). The filing cites 240,251,392 Shares outstanding comprised of 229,088,596 Shares outstanding as of April 17, 2026 and 11,162,796 Shares issuable upon conversion of certain warrants.
Nicola Mining Inc. closed the over-allotment option tied to its recent public offering of American Depositary Shares (ADSs) and warrants. The company issued an additional 139,534 ADSs at a public offering price of US$6.45 per share, generating gross proceeds of about US$900K.
With this partial over-allotment exercise, the option is now fully used and the total securities sold in the Offering reached 1,069,767 ADSs and warrants to purchase up to 1,069,767 ADSs, for aggregate gross proceeds of approximately US$6.9 million. The transaction was conducted under an effective Form F-10 shelf registration statement, with Maxim Group LLC acting as sole book-running manager, and no securities were sold to Canadian purchasers.
Nicola Mining Inc. closed an underwritten public offering in the United States of 930,233 American Depositary Shares (ADSs) and 930,233 warrants at an offering price of US$6.45 per ADS and accompanying warrant, generating gross proceeds of US$6.0 million. Each ADS represents 12 common shares of the company. The warrants have an exercise price of C$12.2213 per ADS, are exercisable immediately and expire on April 14, 2031. Underwriters received a 45‑day option that was partially exercised to buy an additional 139,534 warrants. The ADSs trade on the Nasdaq Capital Market under the symbol NICM, and no securities were sold to Canadian purchasers. Nicola Mining plans to use the net proceeds for mill expansion, property, plant and equipment, and general and administrative and working capital needs.
Nicola Mining Inc. has closed a US underwritten public offering raising gross proceeds of US$6.0 million from 930,233 American Depositary Shares (ADSs) and an equal number of warrants priced at US$6.45 per ADS and accompanying warrant.
Each ADS represents 12 common shares of Nicola. The warrants have an exercise price of CAD$12.2213 per ADS, are immediately exercisable, and expire five years after issuance. The ADSs began trading on the Nasdaq Capital Market under the symbol “NICM”, while the warrants are not listed.
Nicola granted underwriters a 45-day option that was partially exercised for an additional 139,534 warrants. The company plans to use the net proceeds for mill expansion, property, plant and equipment, and general and administrative and working capital needs.
Nicola Mining Inc. is conducting a US$6.0 million underwritten public offering of 930,233 American Depositary Shares (ADSs) and 930,233 warrants at US$6.45 per ADS and accompanying warrant. Each ADS represents 12 common shares.
The warrants are exercisable immediately at C$12.2213 per ADS and expire five years after issuance. The ADSs are expected to trade on the Nasdaq Capital Market under the ticker NICM starting April 13, 2026. Underwriters have a 45‑day option to buy up to an additional 139,534 ADSs and/or 139,534 warrants. Net proceeds are intended for mill expansion, property, plant and equipment, and general corporate and working capital needs.
Nicola Mining Inc. submitted a Form 6-K to provide investors with a pro-forma shareholders’ equity position as of September 30, 2025. This information is adjusted to reflect the planned offering of American Depositary Shares in connection with an application to list the ADSs on the Nasdaq Capital Market.
The pro-forma equity figures are based on an underwriting agreement dated April 13, 2026 with Maxim Group LLC and certain subsequent events. The company notes that this pro-forma shareholders’ equity has not been reviewed by its independent accountant.
Nicola Mining Inc. filed a Form 6-K as a foreign private issuer to furnish expert consents related to its Canadian Form F-10 shelf registration. The filing states that Exhibits 99.1 and 99.2 are incorporated by reference into the company’s Form F-10 registration statement.
In these exhibits, professional geoscientists James N Gray, P. Geo. and Kevin Wells, P. Geo. each consent to being named in an amended and restated preliminary prospectus supplement dated January 29, 2026 and in any related prospectus supplements. They also consent to the use of their NI 43-101 Technical Report on the preliminary copper resource for the Southern Dump and 3060 Portal Dumps, dated May 21, 2020, including written disclosure, extracts, and summaries drawn from that report.
Nicola Mining Inc. filed a Form 6-K as a foreign private issuer mainly to furnish two expert consents tied to its Form F-10 shelf prospectus. Exhibits 99.1 and 99.2 are incorporated by reference into the existing Form F-10 registration statement.
The consents, signed by geologists James N Gray, P. Geo. and Kevin Wells, P. Geo., allow Nicola Mining to reference their names and an NI 43-101 technical report on the preliminary copper resource for the Southern Dump and 3060 Portal Dumps, and to include or incorporate related technical disclosure in current and future prospectus supplements. The filing is signed on behalf of the company by Chief Financial Officer Sam Wong.