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Horizon Technology Finance Corp director ALLISON THOMAS J. acquired 49,926 shares of common stock as part of the completion of a merger with Monroe Capital Corporation. The shares were received at no cash cost in a grant/award-type acquisition.
Under the Merger Agreement, each share of Monroe Capital Corporation common stock was converted into the right to receive 0.9402 shares of Horizon Technology Finance Corp common stock. Following this merger-related issuance, Allison directly holds 49,926 Horizon common shares.
Horizon Technology Finance Corp director ALLISON THOMAS J. acquired 49,926 shares of common stock as part of the completion of a merger with Monroe Capital Corporation. The shares were received at no cash cost in a grant/award-type acquisition.
Under the Merger Agreement, each share of Monroe Capital Corporation common stock was converted into the right to receive 0.9402 shares of Horizon Technology Finance Corp common stock. Following this merger-related issuance, Allison directly holds 49,926 Horizon common shares.
Horizon Technology Finance Corp Chief Investment Officer Paul G. Seitz acquired 142 shares of common stock, coded as a grant or award, at a price of $0.00 per share. This brought his direct holdings to 742 shares. The shares were received pursuant to the completion of a merger covered by an Agreement and Plan of Merger dated August 7, 2025, under which each Monroe Capital Corporation common share converted into the right to receive 0.9402 Horizon Technology Finance Corp common shares. The market price of Horizon Technology Finance Corp common stock at the close of trading on April 13, 2026, the last trading day before the merger closed, was $4.57.
Horizon Technology Finance Corp Chief Investment Officer Paul G. Seitz acquired 142 shares of common stock, coded as a grant or award, at a price of $0.00 per share. This brought his direct holdings to 742 shares. The shares were received pursuant to the completion of a merger covered by an Agreement and Plan of Merger dated August 7, 2025, under which each Monroe Capital Corporation common share converted into the right to receive 0.9402 Horizon Technology Finance Corp common shares. The market price of Horizon Technology Finance Corp common stock at the close of trading on April 13, 2026, the last trading day before the merger closed, was $4.57.
Horizon Technology Finance Corp director and Chief Executive Officer Michael Balkin reported an acquisition of common stock tied to the completion of a merger. He received 93,527 shares of Horizon common stock at no cash cost, described as a grant or award acquisition.
Following this transaction, Balkin directly holds 103,527 shares of Horizon common stock. In addition, he has an indirect holding of 20,000 shares through a revocable trust for which he serves as trustee.
According to the merger agreement, each share of Monroe Capital Corporation common stock was converted into the right to receive 0.9402 shares of Horizon common stock, based on a market price of $4.57 per Horizon share on the trading day before the merger closed.
Horizon Technology Finance Corp director and Chief Executive Officer Michael Balkin reported an acquisition of common stock tied to the completion of a merger. He received 93,527 shares of Horizon common stock at no cash cost, described as a grant or award acquisition.
Following this transaction, Balkin directly holds 103,527 shares of Horizon common stock. In addition, he has an indirect holding of 20,000 shares through a revocable trust for which he serves as trustee.
According to the merger agreement, each share of Monroe Capital Corporation common stock was converted into the right to receive 0.9402 shares of Horizon common stock, based on a market price of $4.57 per Horizon share on the trading day before the merger closed.
Horizon Technology Finance Corp filed a Form 3 for director Allison Thomas J., identifying this person as a reporting insider of the company. The excerpt does not show any share transactions or derivative positions, indicating this is a status and initial ownership reporting filing.
Horizon Technology Finance Corp filed a Form 3 for director Allison Thomas J., identifying this person as a reporting insider of the company. The excerpt does not show any share transactions or derivative positions, indicating this is a status and initial ownership reporting filing.
Horizon Technology Finance Corporation completed its merger with Monroe Capital Corporation, creating a larger specialty finance platform. The combined company has approximately $471.7 million of net assets on a pro forma basis immediately after closing, including about $141.1 million in cash from the transaction.
Horizon will issue 20,370,693 new shares, with former MRCC stockholders owning 29.86% of the combined company and legacy Horizon stockholders owning 70.14%. MRCC stockholders will also receive a $0.60 per-share final cash distribution from MRCC. Horizon intends to use the cash it received to repay part of its debt and to make new investments.
Horizon’s adviser agreed to waive up to $4 million of management and incentive fees over four quarters, and the Board plans to use $27.6 million of undistributed taxable earnings to supplement monthly distributions for two quarters following closing, subject to future Board approval. The company also reaffirmed its $10 million stock repurchase program and reshaped its Board, adding former MRCC director Thomas Allison as an independent director.
Horizon Technology Finance Corporation completed its merger with Monroe Capital Corporation, creating a larger specialty finance platform. The combined company has approximately $471.7 million of net assets on a pro forma basis immediately after closing, including about $141.1 million in cash from the transaction.
Horizon will issue 20,370,693 new shares, with former MRCC stockholders owning 29.86% of the combined company and legacy Horizon stockholders owning 70.14%. MRCC stockholders will also receive a $0.60 per-share final cash distribution from MRCC. Horizon intends to use the cash it received to repay part of its debt and to make new investments.
Horizon’s adviser agreed to waive up to $4 million of management and incentive fees over four quarters, and the Board plans to use $27.6 million of undistributed taxable earnings to supplement monthly distributions for two quarters following closing, subject to future Board approval. The company also reaffirmed its $10 million stock repurchase program and reshaped its Board, adding former MRCC director Thomas Allison as an independent director.
Horizon Technology Finance Corporation entered into a limited liability company agreement with CR Financial Holdings to form a new joint venture, HRZN CRFH LLC. The partners have committed up to $100,000,000 of capital, with Horizon committing up to $87,500,000 and CRFH up to $12,500,000, invested as membership interests.
The joint venture will provide growth capital financing solutions to primarily U.S.-based small- and micro-cap public companies, generally targeting financings in the $5–$25 million range and may use warehouse credit facilities to leverage its equity capital. Governance and investment decisions will be shared equally through a four-person board and four-person investment committee with equal representation from each partner.
The venture is described as aligned with Horizon’s long-term strategy of expanding its secured lending to venture capital and private equity-backed companies and publicly traded companies, with potential support on larger investments from Monroe Capital, which manages approximately $24 billion in assets as of January 1, 2026.
Horizon Technology Finance Corporation entered into a limited liability company agreement with CR Financial Holdings to form a new joint venture, HRZN CRFH LLC. The partners have committed up to $100,000,000 of capital, with Horizon committing up to $87,500,000 and CRFH up to $12,500,000, invested as membership interests.
The joint venture will provide growth capital financing solutions to primarily U.S.-based small- and micro-cap public companies, generally targeting financings in the $5–$25 million range and may use warehouse credit facilities to leverage its equity capital. Governance and investment decisions will be shared equally through a four-person board and four-person investment committee with equal representation from each partner.
The venture is described as aligned with Horizon’s long-term strategy of expanding its secured lending to venture capital and private equity-backed companies and publicly traded companies, with potential support on larger investments from Monroe Capital, which manages approximately $24 billion in assets as of January 1, 2026.
Horizon Technology Finance Corporation reported that its shareholders approved issuing new common stock for the planned merger with Monroe Capital Corporation. More than 83% of voting HRZN shareholders backed the share issuance proposal, while over 88% of MRCC shareholders approved both the merger and a related asset sale.
Before the merger, Monroe Capital Income Plus Corporation will purchase for cash substantially all of MRCC’s assets at fair value. After the asset sale, MRCC will merge into HRZN, which will remain a public company managed by Horizon Technology Finance Management LLC and continue trading on Nasdaq as HRZN. The parties currently expect closing within the next 30 days, subject to customary conditions.
Horizon Technology Finance Corporation reported that its shareholders approved issuing new common stock for the planned merger with Monroe Capital Corporation. More than 83% of voting HRZN shareholders backed the share issuance proposal, while over 88% of MRCC shareholders approved both the merger and a related asset sale.
Before the merger, Monroe Capital Income Plus Corporation will purchase for cash substantially all of MRCC’s assets at fair value. After the asset sale, MRCC will merge into HRZN, which will remain a public company managed by Horizon Technology Finance Management LLC and continue trading on Nasdaq as HRZN. The parties currently expect closing within the next 30 days, subject to customary conditions.
Horizon Technology Finance Corporation is issuing supplemental disclosures about its planned merger with Monroe Capital Corporation after three shareholder lawsuits challenged the adequacy of the joint proxy statement. The suits allege the proxy omitted material details and seek additional disclosure and to block closing.
HRZN denies any wrongdoing but is voluntarily expanding the proxy to include detailed prospective financial information for MRCC, HRZN, and the combined company. These internal forecasts show estimated annual net investment income per share and dividends for 2026–2030, plus projected net asset value per share, with combined-company projections reflecting assumed cost savings from the merger.
HRZN also updates disclosure about prior and potential future engagements of its financial advisor Oppenheimer with HRZN, MRCC, their affiliates, and other transaction participants. A special committee of independent directors and the full board unanimously continue to recommend that stockholders vote “FOR” the merger stock issuance and related director election proposals at the March 13, 2026 special meeting.
Horizon Technology Finance Corporation is issuing supplemental disclosures about its planned merger with Monroe Capital Corporation after three shareholder lawsuits challenged the adequacy of the joint proxy statement. The suits allege the proxy omitted material details and seek additional disclosure and to block closing.
HRZN denies any wrongdoing but is voluntarily expanding the proxy to include detailed prospective financial information for MRCC, HRZN, and the combined company. These internal forecasts show estimated annual net investment income per share and dividends for 2026–2030, plus projected net asset value per share, with combined-company projections reflecting assumed cost savings from the merger.
HRZN also updates disclosure about prior and potential future engagements of its financial advisor Oppenheimer with HRZN, MRCC, their affiliates, and other transaction participants. A special committee of independent directors and the full board unanimously continue to recommend that stockholders vote “FOR” the merger stock issuance and related director election proposals at the March 13, 2026 special meeting.
Horizon Technology Finance Corporation filed its annual report as a business development company focused on secured venture loans to technology, life science, healthcare information and services, and sustainability companies. As of December 31, 2025, the debt portfolio held 38 investments with aggregate fair value of $596.0 million, and net assets of $318.5 million.
For 2025, the dollar-weighted annualized yield on average debt investments was 15.8%, with an overall portfolio yield of 14.6%, while total return based on market value was (13.6)%. As of March 3, 2026, there were 47,804,711 shares of common stock outstanding. The company describes a pending multi‑step transaction in which Monroe Capital Income Plus Corporation will acquire Monroe Capital Corporation’s investment assets and liabilities for cash, followed by a merger that would ultimately leave Horizon as the surviving entity. The filing also details a 2025 change of control of its external advisor to an affiliate of Wendel SE, the approval of a new investment management agreement, and several senior management transitions, while affirming continued adherence to its venture lending strategy and regulated investment company tax status.
Horizon Technology Finance Corporation filed its annual report as a business development company focused on secured venture loans to technology, life science, healthcare information and services, and sustainability companies. As of December 31, 2025, the debt portfolio held 38 investments with aggregate fair value of $596.0 million, and net assets of $318.5 million.
For 2025, the dollar-weighted annualized yield on average debt investments was 15.8%, with an overall portfolio yield of 14.6%, while total return based on market value was (13.6)%. As of March 3, 2026, there were 47,804,711 shares of common stock outstanding. The company describes a pending multi‑step transaction in which Monroe Capital Income Plus Corporation will acquire Monroe Capital Corporation’s investment assets and liabilities for cash, followed by a merger that would ultimately leave Horizon as the surviving entity. The filing also details a 2025 change of control of its external advisor to an affiliate of Wendel SE, the approval of a new investment management agreement, and several senior management transitions, while affirming continued adherence to its venture lending strategy and regulated investment company tax status.
Horizon Technology Finance Corporation announced that its board has declared monthly cash distributions of $0.06 per share, to be paid in April, May and June 2026, for a total of $0.18 per share. The payments are scheduled for April 15, May 15 and June 16, 2026 to stockholders of record on March 16, April 16 and May 18, 2026, respectively.
The board sets distribution levels each quarter based on results of operations, spillover income and its longer-term outlook, including the expected impact of the anticipated merger with Monroe Capital Corporation. The company notes it has paid $360 million in distributions since its 2010 initial public offering and maintains a Dividend Reinvestment Plan that automatically reinvests distributions in additional shares for stockholders who do not opt out.
Horizon Technology Finance Corporation announced that its board has declared monthly cash distributions of $0.06 per share, to be paid in April, May and June 2026, for a total of $0.18 per share. The payments are scheduled for April 15, May 15 and June 16, 2026 to stockholders of record on March 16, April 16 and May 18, 2026, respectively.
The board sets distribution levels each quarter based on results of operations, spillover income and its longer-term outlook, including the expected impact of the anticipated merger with Monroe Capital Corporation. The company notes it has paid $360 million in distributions since its 2010 initial public offering and maintains a Dividend Reinvestment Plan that automatically reinvests distributions in additional shares for stockholders who do not opt out.