Welcome to our dedicated page for Helport AI SEC filings (Ticker: HPAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Helport AI Limited (NASDAQ: HPAI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer. Helport AI files annual reports on Form 20-F and current reports on Form 6-K under the Securities Exchange Act of 1934. These documents give investors insight into the company’s business, risk factors, financial performance, capital structure, and governance.
For a technology company focused on intelligent customer communication software and AI-enabled services, key filings can include details on revenue from AI services and AI+BPO operations, investments in AI infrastructure and product development, and expansion of delivery centers across regions such as Southeast Asia and the Americas. Form 6-K reports may cover topics such as executive and director changes, subscription agreements for new share issuances under Regulation S, and other material events relevant to shareholders.
On this page, users can review Helport AI’s historical and recent filings, including annual reports (Form 20-F) that describe its AI platforms, business model, and risk profile, as well as interim 6-K filings that report on corporate actions, financing arrangements, and board or management updates. Where available, insider-related disclosures and other governance information can also be examined through the company’s SEC submissions.
Stock Titan enhances this information by pairing the raw EDGAR documents with AI-powered summaries that explain the structure and main points of each filing in accessible language. This helps readers quickly understand how items such as capital raises, leadership changes, or operational updates fit into Helport AI’s broader strategy in the Software – Infrastructure segment of the Technology sector.
Helport AI Ltd director Lu Xiaoma has filed an initial Form 3, which is a statement of beneficial ownership for insiders of the company. The filing lists Lu Xiaoma as a director of Helport AI Ltd with no reportable transactions or derivative holdings included in this filing.
Helport AI Limited has filed a Form F-3 shelf registration to offer, from time to time after effectiveness, up to $100,000,000 of securities and to register resale of 215,942 Ordinary Shares by certain selling shareholders.
The shelf permits offerings of Ordinary Shares, preferred shares, warrants, debt securities, rights, units and related instruments. The company reported 37,646,910 Ordinary Shares issued and outstanding and noted 20,177,224 Ordinary Shares held by non-affiliates with an aggregate market value of approximately $66.58 million based on a stated closing price. The selling shareholders will receive proceeds from any resales; the company will not receive proceeds from those resales but will pay registration costs.
Helport AI Ltd director and Chief Executive Officer Li Guanghai filed an initial Form 3, which serves as a statement of beneficial ownership as an insider. The filing reports no insider transactions or derivative positions and shows no buy or sell activity at this time.
Helport AI Ltd filed an initial ownership report for Di Shen, who serves as both a director and Chief Financial Officer. This Form 3 filing establishes Shen’s status as an insider of Helport AI Ltd. The report does not list any specific share transactions or holdings.
Helport AI Ltd director Geoffrey Michael Kerr Bonnycastle filed an initial statement of beneficial ownership on Form 3. The filing identifies him as a director of the company but, in the provided data, does not list any reportable transactions or derivative positions.
Helport AI Ltd director Geffner Xin Yue Jasmine filed an initial Form 3 ownership report as a newly reporting insider of the company. The available data shows no reported buy, sell, or other share transactions and does not list any derivative positions in this filing excerpt.
Helport AI Limited, a British Virgin Islands company listed on Nasdaq, files its annual report on Form 20-F for the year ended June 30, 2025. It reports 37,430,968 ordinary shares and 18,844,987 warrants outstanding, with each warrant exercisable at $11.50 per share.
The business provides AI-driven contact-center solutions, primarily selling AI Assist software to BPO customers in China through a Singapore operating structure. Key risks include dependence on PRC-based customers despite having no PRC operating entity, evolving PRC data and cybersecurity oversight, foreign-exchange volatility across USD, SGD, PHP, IDR, and RMB, and reliance on a single core technology supplier and a concentrated customer base.
The company highlights competitive pressures in AI contact-center technology, extensive use of third-party cloud platforms and open-source software, and exposure to global macro conditions and inflation. Management reports no identified material weaknesses in internal control over financial reporting and notes that Helport AI is an emerging growth company that may not pay dividends in the foreseeable future.
Helport AI Limited reported leadership changes. On October 15, 2025, President and interim CFO Amy Hsiao Ming Fong resigned from all roles and the Board, citing urgent family matters and no disagreement with the company. To support continuity, she was appointed senior advisor the same day to continue overseeing her projects.
To fill the vacancy, on October 19, 2025 the Board appointed Di Shen, the company’s secretary since July 2023, as interim chief financial officer and a director. The company notes Ms. Shen’s accounting background and prior leadership experience.
Helport AI Limited entered two Regulation S subscription agreements, issuing new ordinary shares for cash. On October 2, 2025, the company sold 125,000 ordinary shares for a purchase price of $500,000 to Youth Spring Limited. On October 20, 2025, it sold an additional 250,000 ordinary shares for $1,000,000 to Fulberto Limited. Both transactions were approved by the board and closed on their respective dates.
These were primary issuances, meaning the cash consideration went to the company in exchange for new shares under Regulation S. Copies of the subscription agreements are included as Exhibits 10.1 and 10.2.