STOCK TITAN

Planned share sale by Harley-Davidson (NYSE: HOG) CFO Jonathan Root

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Jonathan R. Root, CFO and CCO of Harley-Davidson, Inc., reported an open-market sale of 1,554 shares of common stock at $24.21 per share. The transaction was executed under a pre-arranged Rule 10b5-1(c) trading plan adopted by Root. Following the sale, he holds 32,508 shares directly and 15,086.72 shares indirectly through a 401(k) plan, so the trade reflects only a portion of his overall ownership.

Positive

  • None.

Negative

  • None.
Insider Root Jonathan R
Role CFO and CCO
Sold 1,554 shs ($38K)
Type Security Shares Price Value
Sale Common Stock 1,554 $24.21 $38K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 32,508 shares (Direct, null); Common Stock — 15,086.72 shares (Indirect, By 401(k))
Footnotes (1)
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on February 17, 2026. Balance reflects the most current data available with regard to holdings in the 401(k) Plan.
Shares sold 1,554 shares Open-market sale of common stock on 2026-05-19
Sale price $24.21/share Price per share for the 1,554 shares sold
Direct holdings after sale 32,508 shares Direct Harley-Davidson common stock owned by Root post-transaction
Indirect 401(k) holdings 15,086.72 shares Most current Harley-Davidson holdings in Root’s 401(k) plan
Net shares sold 1,554 shares Net sell direction across reported transactions
Rule 10b5-1(c) trading plan financial
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person"
A Rule 10b5-1(c) trading plan is a legally defined, pre-set schedule that lets company insiders automatically buy or sell stock at specified times or under set formulas when they are not in possession of undisclosed, sensitive information. Think of it like an automatic payment plan for trades: because the instructions are written in advance, trades under the plan help protect insiders from allegations of trading on secret information and give investors clearer expectations about when insiders will transact, which can affect liquidity and perceived transparency.
open-market sale financial
"transaction_action: open-market sale; transaction_code_description: Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 regulatory
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
401(k) Plan financial
"Balance reflects the most current data available with regard to holdings in the 401(k) Plan."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Root Jonathan R

(Last)(First)(Middle)
HARLEY-DAVIDSON, INC.
3700 WEST JUNEAU AVENUE

(Street)
MILWAUKEE WISCONSIN 53208

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HARLEY-DAVIDSON, INC. [ HOG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and CCO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/19/2026S(1)1,554D$24.2132,508D
Common Stock15,086.72(2)IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on February 17, 2026.
2. Balance reflects the most current data available with regard to holdings in the 401(k) Plan.
Remarks:
/s/ Paul J. Krause, as Power of Attorney05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Harley-Davidson (HOG) report for Jonathan Root?

Harley-Davidson reported that CFO and CCO Jonathan R. Root sold 1,554 shares of common stock. The shares were sold in an open-market transaction at $24.21 per share, according to a recently filed Form 4.

How many Harley-Davidson (HOG) shares did Jonathan Root sell and at what price?

Jonathan Root sold 1,554 Harley-Davidson common shares at $24.21 each. This open-market sale totals roughly the share count times price and is disclosed as a routine Form 4 insider transaction.

Was Jonathan Root’s Harley-Davidson (HOG) share sale under a Rule 10b5-1 plan?

Yes. The filing states the sale was executed under a Rule 10b5-1(c) trading plan. That plan was adopted by Jonathan Root on February 17, 2026, indicating the trade was pre-arranged rather than timed discretionarily.

How many Harley-Davidson (HOG) shares does Jonathan Root hold after the transaction?

After the reported sale, Jonathan Root directly holds 32,508 Harley-Davidson shares. He also has an indirect position of 15,086.72 shares through a 401(k) plan, based on the most current plan data.

What type of insider is Jonathan Root at Harley-Davidson (HOG)?

Jonathan R. Root is identified as an officer of Harley-Davidson, serving as CFO and CCO. His transactions are reportable on Form 4, providing visibility into his trading and holdings in the company’s common stock.

Does the Harley-Davidson (HOG) Form 4 show any derivative exercises by Jonathan Root?

No derivative transactions are listed for this Form 4. The derivativeSummary is empty, and the only reported activity is a common stock sale plus an updated 401(k) holding entry for indirect ownership.