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Hennessy Advisors Inc. senior vice president and CFO Kathryn Fahy reported an open-market sale of 10,000 shares of Common Stock at $10.0000 per share. After this transaction, she directly holds 60,688.93 shares. This filing shows a single sale with no accompanying option exercises or derivative positions.
Hennessy Advisors Inc. senior vice president and CFO Kathryn Fahy reported an open-market sale of 10,000 shares of Common Stock at $10.0000 per share. After this transaction, she directly holds 60,688.93 shares. This filing shows a single sale with no accompanying option exercises or derivative positions.
Charles Schwab Corp. reports a sale of 10,000 common shares on Form 144 for Nasdaq-listed common stock. The filing lists multiple tranches of vested RSAs with grant/vest dates of 09/12/2021 (1,158), 09/18/2021 (2,323), 09/06/2022 (1,498), and 09/22/2025 (5,225) as securities to be sold.
The filing shows an address for the issuer and an item dated 05/11/2026. The filing format indicates these vested restricted stock awards are the source of the shares being offered for sale.
Charles Schwab Corp. reports a sale of 10,000 common shares on Form 144 for Nasdaq-listed common stock. The filing lists multiple tranches of vested RSAs with grant/vest dates of 09/12/2021 (1,158), 09/18/2021 (2,323), 09/06/2022 (1,498), and 09/22/2025 (5,225) as securities to be sold.
The filing shows an address for the issuer and an item dated 05/11/2026. The filing format indicates these vested restricted stock awards are the source of the shares being offered for sale.
Hennessy Advisors, Inc. reported softer results for the quarter and six months ended March 31, 2026 as lower assets under management reduced fee income. For the six-month period, total revenue was $16.5 million, down from $19.0 million, while net income declined to $3.8 million from $5.4 million. Average assets under management fell 12.9% year over year to $4.2 billion, and period-end assets under management were $3.9 billion, down 7.8%. Operating expenses declined in dollars but rose as a percentage of revenue, pressuring margins. The company ended the period with $73.1 million in cash and cash equivalents and carries 4.875% Notes due 2026 with $40.25 million principal outstanding, while continuing regular dividends of $0.15 per share in the most recent quarter.
Hennessy Advisors, Inc. reported softer results for the quarter and six months ended March 31, 2026 as lower assets under management reduced fee income. For the six-month period, total revenue was $16.5 million, down from $19.0 million, while net income declined to $3.8 million from $5.4 million. Average assets under management fell 12.9% year over year to $4.2 billion, and period-end assets under management were $3.9 billion, down 7.8%. Operating expenses declined in dollars but rose as a percentage of revenue, pressuring margins. The company ended the period with $73.1 million in cash and cash equivalents and carries 4.875% Notes due 2026 with $40.25 million principal outstanding, while continuing regular dividends of $0.15 per share in the most recent quarter.
Hennessy Advisors, Inc. reported second fiscal quarter results for the period ended March 31, 2026 and declared a quarterly cash dividend. Total revenue was $8.1 million, down 12% from the prior-year quarter, while net income was $1.9 million, a 26% decline. Diluted earnings per share were $0.24, down 27%.
Average assets under management were $4.2 billion, 12% lower than a year earlier, and total assets under management were $3.9 billion, down 8%. Cash and cash equivalents net of gross debt were $32.8 million, up 20%. The company declared a $0.15 quarterly dividend per share, representing a stated annualized yield of 6.0%, payable on June 4, 2026 to shareholders of record on May 21, 2026.
Hennessy Advisors, Inc. reported second fiscal quarter results for the period ended March 31, 2026 and declared a quarterly cash dividend. Total revenue was $8.1 million, down 12% from the prior-year quarter, while net income was $1.9 million, a 26% decline. Diluted earnings per share were $0.24, down 27%.
Average assets under management were $4.2 billion, 12% lower than a year earlier, and total assets under management were $3.9 billion, down 8%. Cash and cash equivalents net of gross debt were $32.8 million, up 20%. The company declared a $0.15 quarterly dividend per share, representing a stated annualized yield of 6.0%, payable on June 4, 2026 to shareholders of record on May 21, 2026.
HENNESSY ADVISORS INC filed a Form 13F reporting institutional holdings totaling $2,769,080,087 across 278 reported positions. The report is signed by Teresa M. Nilsen, President and Chief Operating Officer, with a signature date of 04-16-2026.
HENNESSY ADVISORS INC filed a Form 13F reporting institutional holdings totaling $2,769,080,087 across 278 reported positions. The report is signed by Teresa M. Nilsen, President and Chief Operating Officer, with a signature date of 04-16-2026.
Hennessy Advisors, Inc. reported results of its annual shareholder meeting held on February 5, 2026. Shareholders elected nine directors, including Neil J. Hennessy and Teresa M. Nilsen, with each nominee receiving over 4.2 million votes in favor and substantial broker non-votes.
Investors approved, on a non-binding basis, the compensation of the company’s named executive officers, with 4,122,373 votes for and 214,703 against. Shareholders also expressed a preference for holding the advisory vote on executive pay every three years.
In addition, shareholders ratified the selection of CBIZ CPAs P.C. as the independent registered public accounting firm for fiscal year 2026, with 5,916,547 votes for and no broker non-votes, confirming support for the company’s auditor choice.
Hennessy Advisors, Inc. reported results of its annual shareholder meeting held on February 5, 2026. Shareholders elected nine directors, including Neil J. Hennessy and Teresa M. Nilsen, with each nominee receiving over 4.2 million votes in favor and substantial broker non-votes.
Investors approved, on a non-binding basis, the compensation of the company’s named executive officers, with 4,122,373 votes for and 214,703 against. Shareholders also expressed a preference for holding the advisory vote on executive pay every three years.
In addition, shareholders ratified the selection of CBIZ CPAs P.C. as the independent registered public accounting firm for fiscal year 2026, with 5,916,547 votes for and no broker non-votes, confirming support for the company’s auditor choice.
Hennessy Advisors reported weaker results for the quarter ended December 31, 2025. Total revenue fell to $8.3 million from $9.7 million, mainly because average assets under management declined 13.5% to $4.17 billion, reflecting higher redemptions and no net inflows.
Net income dropped to $1.93 million from $2.83 million, a 31.9% decrease, and diluted EPS was $0.24 versus $0.36. Ending assets under management were $4.1 billion, down 14.3% year over year, while cash and cash equivalents were $72.0 million. The company expensed $0.3 million of previously capitalized costs after terminating an ETF acquisition agreement and reclassified $39.9 million of 4.875% notes due 2026 to current liabilities. Hennessy Advisors continued its quarterly dividend at $0.1375 per share.
Hennessy Advisors reported weaker results for the quarter ended December 31, 2025. Total revenue fell to $8.3 million from $9.7 million, mainly because average assets under management declined 13.5% to $4.17 billion, reflecting higher redemptions and no net inflows.
Net income dropped to $1.93 million from $2.83 million, a 31.9% decrease, and diluted EPS was $0.24 versus $0.36. Ending assets under management were $4.1 billion, down 14.3% year over year, while cash and cash equivalents were $72.0 million. The company expensed $0.3 million of previously capitalized costs after terminating an ETF acquisition agreement and reclassified $39.9 million of 4.875% notes due 2026 to current liabilities. Hennessy Advisors continued its quarterly dividend at $0.1375 per share.
Hennessy Advisors, Inc. reported its financial results for the fiscal quarter ended December 31, 2025, through a press release furnished with this report. The company also declared a cash dividend of $0.15 per share on its common stock.
The dividend is payable on March 4, 2026 to shareholders of record at the close of business on February 18, 2026. Both the earnings information and dividend details are contained in the same press release attached as Exhibit 99.1.
Hennessy Advisors, Inc. reported its financial results for the fiscal quarter ended December 31, 2025, through a press release furnished with this report. The company also declared a cash dividend of $0.15 per share on its common stock.
The dividend is payable on March 4, 2026 to shareholders of record at the close of business on February 18, 2026. Both the earnings information and dividend details are contained in the same press release attached as Exhibit 99.1.
Hennessy Advisors, Inc. (HNNA) has a new significant passive shareholder. Seaport Global Asset Management LLC and Stephen C. Smith jointly report beneficial ownership of 409,015 shares of Hennessy Advisors common stock as of December 31, 2025.
This holding represents 5.2% of the common stock, based on 7,891,917 shares outstanding as of December 8, 2025, as cited from the company’s proxy statement. The shares are held for investment by Seaport’s advisory clients and trusts it manages, and the filers certify they are not seeking to change or influence control of Hennessy Advisors.
Hennessy Advisors, Inc. (HNNA) has a new significant passive shareholder. Seaport Global Asset Management LLC and Stephen C. Smith jointly report beneficial ownership of 409,015 shares of Hennessy Advisors common stock as of December 31, 2025.
This holding represents 5.2% of the common stock, based on 7,891,917 shares outstanding as of December 8, 2025, as cited from the company’s proxy statement. The shares are held for investment by Seaport’s advisory clients and trusts it manages, and the filers certify they are not seeking to change or influence control of Hennessy Advisors.
HENNESSY ADVISORS INC filed a Form 13F disclosing institutional holdings with a reported total value of $2,821,809,104 across 283 positions. The report is signed by Teresa M. Nilsen, President and Chief Operating Officer, on 01-27-2026.