Helios Technologies (HLIO) CFO nets more shares from RSU vesting

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

HELIOS TECHNOLOGIES, INC. Chief Financial Officer Jeremy Scott Evans exercised 278 Restricted Stock Units on April 1, 2026, receiving 278 shares of common stock at a reported price of $68.33 per share. According to the disclosure, 68 of these shares were withheld by the issuer to cover tax obligations tied to the RSU vesting, and no shares were sold in the market. Following these transactions, he holds 919 shares of common stock directly and 279 Restricted Stock Units, each representing the right to receive one share of common stock as they vest. The RSU awards vest in three equal annual installments on each anniversary of the grant date, unless forfeited under the plan’s terms.

Insider Trade Summary

278 shares exercised/converted

Mixed 3 txns

Insider Evans Jeremy Scott

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	278	$0.00	--
Exercise	Common Stock	278	$68.33	$19K
Tax Withholding	Common Stock	68	$68.33	$5K

Holdings After Transaction: Restricted Stock Units — 279 shares (Direct); Common Stock — 987 shares (Direct)

Footnotes (1)

No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

Key Figures

RSUs exercised: 278 units Common shares received: 278 shares Shares withheld for taxes: 68 shares +3 more

6 metrics

RSUs exercised 278 units Restricted Stock Units converted on April 1, 2026

Common shares received 278 shares Shares issued upon RSU vesting at $68.33 per share

Shares withheld for taxes 68 shares Withheld by issuer to satisfy tax obligations on vesting

Post-transaction common shares 919 shares Direct common stock holdings after Form 4 transactions

Post-transaction RSU balance 279 units Restricted Stock Units remaining after activity on April 1, 2026

Reported share price $68.33/share Price per share for common stock received from RSU conversion

Key Terms

Restricted Stock Units, tax withholding, vesting, RSU, +1 more

5 terms

Restricted Stock Units financial

"No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding financial

"these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units."

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

vesting financial

"No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

RSU financial

"Each RSU represents the right to receive, following vesting, one share of Common Stock."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

convert into Common Stock financial

"33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date."

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jeremy Scott

(Last)

(First)

(Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA

FLORIDA

34243

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/01/2026		M		278	A	$68.33	987	D
Common Stock	04/01/2026		F		68⁽¹⁾	D	$68.33	919	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0⁽²⁾	04/01/2026		M			278	⁽³⁾	⁽³⁾	Common Stock	278	$0	279	D

Explanation of Responses:

1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

2. Each RSU represents the right to receive, following vesting, one share of Common Stock.

3. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

	/s/ Marc Greenberg, Attorney-in-fact for Jeremy Scott Evans	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Helios Technologies (HLIO) CFO report in this Form 4 filing?

The CFO reported exercising 278 Restricted Stock Units into 278 Helios Technologies common shares at $68.33 each. Of those, 68 shares were withheld by the company to cover taxes, leaving him with increased direct ownership and no open-market sale.

Did the Helios Technologies (HLIO) CFO sell any shares in this transaction?

No, the filing states that no shares were sold. Instead, 68 common shares were withheld by Helios Technologies to satisfy tax withholding requirements associated with the vesting of the CFO’s restricted stock units on April 1, 2026.

How many Helios Technologies (HLIO) shares does the CFO own after these transactions?

After the reported transactions, the CFO directly holds 919 shares of Helios Technologies common stock. He also holds 279 Restricted Stock Units, which may convert into additional common shares over time as they vest under the award’s schedule.

What Restricted Stock Unit (RSU) activity occurred for Helios Technologies (HLIO) in this filing?

The CFO had 278 Restricted Stock Units vest and convert into 278 common shares. Each RSU represents a right to receive one share after vesting, and these awards vest in three equal annual installments on each anniversary of the original grant date.

How were taxes handled on the Helios Technologies (HLIO) CFO’s RSU vesting?

To cover tax withholding for the RSU vesting, 68 of the newly issued Helios Technologies common shares were withheld by the issuer. The filing clarifies that this was a tax-withholding disposition and that no open-market sale of shares took place.

What is the vesting schedule for the Helios Technologies (HLIO) CFO’s RSUs?

The RSU awards vest in three equal installments of 33-1/3% each year. On every anniversary of the grant date, another third of the units vest and can convert into common stock, assuming they are not forfeited under the plan’s terms.