Insider Kim Stout files initial Form 3 for HIO (NYSE: HIO)
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. insider Kim Stout, identified as CCO/Subadviser, filed an initial Form 3 reporting status with respect to the fund’s securities. The filing shows no reported transactions, no derivative activity, and no listed holdings in this excerpt.
Positive
- None.
Negative
- None.
FAQ
What does Kim Stout’s Form 3 filing for HIO show?
The Form 3 filing for HIO by Kim Stout reports her status as CCO/Subadviser related to the fund. It does not list any transactions, derivative positions, or specific holdings in this excerpt, serving mainly as an initial regulatory ownership statement.
Does the HIO Form 3 for Kim Stout report derivative securities?
No, the derivative section for Kim Stout’s HIO Form 3 is empty, and the derivative transaction count is zero. This indicates no options, warrants, or other derivative securities are reported for her in this particular filing excerpt.
What is the role of the reporting person in the HIO Form 3?
The reporting person, Kim Stout, is identified as CCO/Subadviser for the Western Asset High Income Opportunity Fund. She is not listed as a director, officer with a specified title, or ten percent owner, based on the structured data provided.