How are Jordan Wu’s indirect Himax (HIMX) share holdings structured?

Indirect Himax shares are held through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd., described as investment companies controlled by Jordan Wu. These entities hold ordinary shares on his behalf, and the filing attributes these indirect ownership positions to him as the reporting person.

Himax (HIMX) CEO Jordan Wu details share and RSU holdings in Form 3

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Himax Technologies, Inc. director and President/CEO Jordan Wu filed an initial statement of beneficial ownership, detailing his holdings of ordinary shares and restricted stock units (RSUs). He holds ordinary shares directly and additional ordinary shares indirectly through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd., both investment companies he controls.

The filing lists RSU awards granted on September 26, 2023, September 26, 2024, and September 25, 2025, each subject to an annual vesting schedule contingent on continued service. Tranches of 1,057, 4,309, 4,308, 1,440, 1,440 and 1,441 RSUs vest on September 30 in 2026, 2027 and 2028. Each RSU represents the contingent right to receive two ordinary shares upon vesting.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Wu Jordan

Role President, CEO

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Ordinary Shares, par value US$0.3 per Share	--	--	--
holding	Ordinary Shares, par value US$0.3 per Share	--	--	--
holding	Ordinary Shares, par value US$0.3 per Share	--	--	--

Holdings After Transaction: Restricted Stock Units — 2,114 shares (Direct); Ordinary Shares, par value US$0.3 per Share — 526,641 shares (Direct); Ordinary Shares, par value US$0.3 per Share — 6,600,212 shares (Indirect, Held through Arch Finance Ltd., an investment company controlled by Jordan Wu.)

Footnotes (1)

The RSUs were granted on September 26, 2023, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,057 RSUs vest on September 30, 2026. Not applicable. Each restricted share unite (RSU) represents the contingent right to receive two Ordinary Share upon vesting of the unit. The RSUs were granted on September 26, 2024, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 4,309 RSUs vest on September 30, 2026 and 4,308 RSUs vest on September 30, 2027. The RSUs were granted on September 25, 2025, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,440 RSUs vest on September 30, 2026, 1,440 RSUs vest on September 30, 2027 and 1,441 RSUs vest on September 30, 2028.

Understanding Insider Trading Forms →

03/18/2026 - 06:23 AM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Wu Jordan

(Last)

(First)

(Middle)

NO. 26, ZILIAN ROAD, XINSHI DISTRICT

(Street)

TAINAN CITY

744092

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Himax Technologies, Inc. [ HIMX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, par value US$0.3 per Share	526,641	D
Ordinary Shares, par value US$0.3 per Share	6,600,212	I	Held through Arch Finance Ltd., an investment company controlled by Jordan Wu.
Ordinary Shares, par value US$0.3 per Share	445,182	I	Held through Shu Chuan Investment Co., Ltd., an investment company controlled by Jordan Wu.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽¹⁾	⁽²⁾	Ordinary Shares, par value US$0.3 per Share	2,114	$0.0000⁽³⁾	D
Restricted Stock Units	⁽⁴⁾	⁽²⁾	Ordinary Shares, par value US$0.3 per Share	17,234	$0.0000⁽³⁾	D
Restricted Stock Units	⁽⁵⁾	⁽²⁾	Ordinary Shares, par value US$0.3 per Share	8,642	$0.0000⁽³⁾	D

Explanation of Responses:

1. The RSUs were granted on September 26, 2023, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,057 RSUs vest on September 30, 2026.

2. Not applicable.

3. Each restricted share unite (RSU) represents the contingent right to receive two Ordinary Share upon vesting of the unit.

4. The RSUs were granted on September 26, 2024, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 4,309 RSUs vest on September 30, 2026 and 4,308 RSUs vest on September 30, 2027.

5. The RSUs were granted on September 25, 2025, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,440 RSUs vest on September 30, 2026, 1,440 RSUs vest on September 30, 2027 and 1,441 RSUs vest on September 30, 2028.

	/s/ Jordan Wu	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Jordan Wu’s Form 3 filing for Himax (HIMX) show?

The Form 3 shows Jordan Wu’s initial beneficial ownership in Himax, including direct ordinary shares, indirect holdings through controlled investment companies, and multiple restricted stock unit (RSU) awards that vest over several years, all tied to his continued service with the company.

What are the key vesting terms of Jordan Wu’s Himax (HIMX) RSUs?

The RSUs were granted in 2023, 2024 and 2025 and vest annually, contingent on continued service. Specific tranches vest on September 30, 2026, 2027 and 2028, with detailed RSU counts disclosed for each year and grant date in the filing’s footnotes.

How many ordinary shares can each Himax (HIMX) RSU deliver to Jordan Wu?

Each restricted stock unit represents the contingent right to receive two ordinary shares upon vesting. This means, once the vesting conditions are satisfied, every vested RSU converts into two Himax ordinary shares, increasing his equity exposure without an exercise price.

Are Jordan Wu’s Himax (HIMX) RSUs subject to any conditions?

Yes. The RSUs granted in 2023, 2024 and 2025 are subject to an annual vesting schedule that requires continued service at the time of vesting. If those service conditions are not met, the affected RSU tranches would not vest according to the terms described.

Does Jordan Wu’s Form 3 for Himax (HIMX) show any stock purchases or sales?

The filing presents holdings and outstanding RSU awards rather than explicit purchases or sales. Transaction codes are not identified as buys or sells, and the summary data characterizes all listed entries as holdings with unknown transaction direction, emphasizing ownership disclosure over trading activity.