Welcome to our dedicated page for Highland Opportunities and Income Fund SEC filings (Ticker: HFRO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Highland Opportunities and Income Fund filings document the regulatory record of a non-diversified closed-end management investment company. The fund’s SEC disclosures cover shareholder voting, annual meeting proxy materials, trustee governance, material-event reporting, and the registered securities associated with its capital structure.
Recent filings include definitive proxy materials for the fund’s annual shareholder meeting and Form 8-K disclosures addressing board classification and trustee matters. The filings also identify the fund’s NYSE-listed common shares and 5.375% Series A and Series B Cumulative Preferred Shares, alongside closed-end fund topics such as governance, distributions, listing status, and capital-structure disclosure.
Saba Capital Management, L.P., a more than ten percent owner of Highland Opportunities & Income Fund, reported open-market purchases of the fund’s common stock. On June 4 and 5, it bought a total of 24,776 shares at prices between $6.69 and $6.73 per share. Following these transactions, Saba’s indirectly held position reported in this filing increased to 5,852,615 common shares, indicating continued accumulation rather than sales.
Saba Capital Management, L.P., a ten percent owner of Highland Opportunities & Income Fund (HFRO), reported an open-market purchase of 28,440 shares of common stock on June 3, 2026 at $6.66 per share. Following this trade, Saba Capital indirectly holds 5,827,839 HFRO shares.
Saba Capital Management and related reporting persons disclose a 10.47% beneficial stake in Highland Opportunities and Income Fund. They report beneficial ownership of 5,799,399 common shares, calculated against 55,406,502 shares outstanding as of 4/30/26.
Approximately $31,800,960 was paid to acquire these shares, using investor subscription proceeds, capital appreciation, and ordinary-course margin account borrowings. All trades between the prior amendment on 4/14/26 and 6/2/26, the event date triggering this filing, were effected in the open market.
Saba Capital Management, L.P., a ten percent owner of Highland Opportunities & Income Fund (HFRO), reported two open-market purchases of Common Stock. On June 1, it bought 5,520 shares at $6.55 per share, followed by 78,346 shares at $6.71 per share on June 2. After these transactions, Saba Capital indirectly holds 5,799,399 shares of HFRO Common Stock.
Saba Capital Management, L.P., a more than ten percent owner of Highland Opportunities & Income Fund, reported open-market purchases of the fund’s common stock. On May 28, 2026, it bought 9,971 shares at $6.50 per share, and on May 29, 2026 it bought 31,928 shares at $6.55 per share. After these indirect purchases, Saba Capital reported holding 5,715,533 common shares of HFRO.
Saba Capital Management, L.P., a more than ten percent owner of Highland Opportunities & Income Fund (HFRO), reported an open-market purchase of 15,858 shares of common stock at $6.27 per share.
After this transaction, Saba Capital’s indirect holdings in HFRO common stock increased to 5,673,634 shares, indicating a modest addition to an already large position rather than a major change in ownership.
Saba Capital Management, L.P., a ten percent owner of Highland Opportunities & Income Fund (HFRO), reported an open-market purchase of additional shares. On May 21, 2026, it bought 20,490 shares of HFRO common stock at $6.25 per share.
After this transaction, Saba Capital now indirectly holds 5,657,776 HFRO common shares, making this a modest increase in an already large position.
Saba Capital Management, L.P., a ten percent owner of Highland Opportunities & Income Fund (HFRO), reported two open-market purchases of common stock. It bought 22,385 shares at $6.18 on May 19, 2026 and 40,591 shares at $6.23 on May 20, 2026, bringing its indirect holdings to 5,637,286 shares.
Saba Capital Management, L.P., a ten percent owner of Highland Opportunities & Income Fund, reported an open-market purchase of 16,100 shares of common stock at $6.18 per share. Following this transaction, Saba Capital’s indirect holdings increased to 5,574,310 shares of HFRO common stock.
Saba Capital Management, L.P. filed an initial ownership report as a ten percent owner of Highland Opportunities & Income Fund. The filing shows indirect beneficial ownership of 5,558,210 shares of Common Stock. This Form 3 records Saba’s existing position and does not disclose any new purchases or sales.