Welcome to our dedicated page for HA SUSTAINABLE INFRA CAP SEC filings (Ticker: HASI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
HA Sustainable Infrastructure Capital, Inc. filings document an NYSE-listed sustainable infrastructure investor with common stock registered under the Exchange Act. The company’s 8-K reports furnish earnings releases, dividend announcements, Regulation FD materials, material agreements and capital-structure events related to its investment funding program.
Recent filings also describe green senior unsecured notes, green junior subordinated notes, indentures, subsidiary guarantors, commercial paper and revolving credit facility usage, and redemptions of outstanding senior notes. Proxy materials cover shareholder voting matters, executive compensation and governance disclosures, while compensation-related 8-K reports document severance arrangements and change-in-control protections for covered executives.
HA Sustainable Infrastructure Capital, Inc. executive Ann Marie Reynolds filed an initial Form 3 showing her equity interests. She reports direct ownership of 2 shares of common stock and an indirect interest in 73,343 LTIP Units held through HASI Management HoldCo LLC.
The 73,343 LTIP Units were granted under the company’s 2022 Equity Incentive Plan and relate to an equal number of OP Units in the partnership. Once vested and at parity with OP Units, they may be converted into OP Units and then redeemed for cash or, at the issuer’s option, common stock on a one-for-one basis, subject to conditions in the partnership agreement.
HA Sustainable Infrastructure Capital, Inc. executive Amanuel Haile-Mariam, Co-Chief Investment Officer, reported his initial ownership on a Form 3. He holds 6,496 shares of common stock directly. He also has an indirect pecuniary interest in 82,901 LTIP Units held by HASI Management HoldCo LLC.
These LTIP Units relate to units in the company’s operating partnership and were granted under the 2013 and 2022 equity incentive plans. Once vested and converted, they can become OP Units, which may then be redeemed for cash or, at the issuer’s option, an equivalent number of common shares, subject to conditions in the partnership agreement.
HA Sustainable Infrastructure Capital, Inc. executive Daniela Shapiro, Co-Chief Risk Officer, has reported an indirect holding of 80,029 LTIP Units through HASI Management HoldCo LLC. These long‑term incentive plan units were granted under the company’s 2022 Equity Incentive Plan.
Upon vesting and achieving parity, each LTIP Unit can convert into one OP Unit of the partnership, which may then be redeemed for cash equal to the market value of one share of common stock or, at the issuer’s option, one share of common stock. Shapiro reports only her proportionate pecuniary interest in the LLC’s LTIP Units and disclaims beneficial ownership beyond that interest.
HA Sustainable Infrastructure Capital, Inc. Chief Accounting Officer Michelle Whicher reported a routine tax-withholding share disposition. The company withheld 961 shares of common stock at $41.19 per share to cover taxes on the vesting of 1,988 shares of common stock. After this, she directly holds 19,084 common shares and has an indirect interest in 10,246 LTIP Units that are ultimately tied to 10,246 underlying common shares.
HA Sustainable Infrastructure Capital reported that Chief Revenue and Strategy Officer Marc T. Pangburn transitioned on May 11, 2026 from employee to non-employee strategic advisor under a consulting agreement. In connection with this change, 100,500 LTIP Units were forfeited, while 256,424 LTIP Units remain outstanding through HASI Management HoldCo LLC, in which he holds only a proportionate pecuniary interest. Following the filing, he also holds 56,791 shares of common stock directly.
HA Sustainable Infrastructure Capital, Inc. reports first-quarter 2026 results showing a sharp move to a loss despite higher revenue. Total revenue rose to $124.2 million from $96.9 million a year earlier, driven by stronger interest, rental and fee income. However, interest expense increased to $99.3 million and income from equity method investments swung to a loss of $79.3 million from income of $88.0 million, leading to a net loss of $73.7 million versus net income of $58.2 million in 2025. Cash from operating activities improved to $15.6 million, while the company continued to invest heavily in equity method investments and receivables. The balance sheet shows $8.20 billion in total assets and $5.67 billion in liabilities, with stockholders’ equity at $2.53 billion. The portfolio remains concentrated in equity method investments and receivables tied to energy transition and infrastructure assets.
HA Sustainable Infrastructure Capital reported mixed first quarter 2026 results, with strong non-GAAP growth but a GAAP loss. Adjusted earnings rose to $101.7 million, or $0.77 per share, up from $0.64 a year earlier, and Adjusted Return on Equity reached a record 15.7%.
GAAP net loss attributable to stockholders was $72 million, or $(0.57) per diluted share, driven mainly by a $79 million loss from equity method investments tied to timing of tax credit cash distributions. Managed Assets grew 13% year-over-year to $16.4 billion, Portfolio Yield improved to 9.2%, and the company closed about $637 million of new transactions. The board declared a quarterly dividend of $0.425 per share and affirmed long-term guidance for 2028 Adjusted EPS of $3.50–$3.60 and Adjusted ROE of at least 17%.
HA Sustainable Infrastructure Capital reported mixed first quarter 2026 results, with strong non-GAAP growth but a GAAP loss. Adjusted earnings rose to $101.7 million, or $0.77 per share, up from $0.64 a year earlier, and Adjusted Return on Equity reached a record 15.7%.
GAAP net loss attributable to stockholders was $72 million, or $(0.57) per diluted share, driven mainly by a $79 million loss from equity method investments tied to timing of tax credit cash distributions. Managed Assets grew 13% year-over-year to $16.4 billion, Portfolio Yield improved to 9.2%, and the company closed about $637 million of new transactions. The board declared a quarterly dividend of $0.425 per share and affirmed long-term guidance for 2028 Adjusted EPS of $3.50–$3.60 and Adjusted ROE of at least 17%.
HA Sustainable Infrastructure Capital, Inc. reported that an entity associated with its Chief Legal Officer Christy Ledet Freer-Greene received a grant of 17,500 LTIP Units in Hannon Armstrong Sustainable Infrastructure, LP under the 2022 Equity Incentive Plan.
The LTIP Units are held indirectly through HASI Management HoldCo LLC, where the officer is a member. The filing states that the reported amount reflects only the officer’s pecuniary interest in HoldCo LLC’s LTIP Units and disclaims beneficial ownership beyond that proportionate interest. Vested LTIP Units may later convert into OP Units and ultimately be redeemed for cash or HA Sustainable Infrastructure Capital common stock on a one-for-one basis, subject to partnership agreement conditions.
HA Sustainable Infrastructure Capital, Inc. (HASI) reported that its Chief Legal Officer, Christy Ledet Freer-Greene, filed an initial Form 3 statement of beneficial ownership. This filing establishes her status as a reporting insider but does not list any stock transactions or holdings details in the provided data.
HA Sustainable Infrastructure Capital Inc reports beneficial ownership by Vanguard Portfolio Management. Vanguard Portfolio Management beneficially owns 7,786,214 shares of Common Stock, equal to 6.07% of the class as of 03/31/2026. The filer reports sole dispositive power over 7,786,214 shares and sole voting power for 48,043 shares. The Schedule 13G was signed by Ashley Grim on 04/28/2026 and lists CUSIP 41068X100.