STOCK TITAN
  1. Home
  2. Sec-filings
  3. GWRS
  4. [Form 4] Global Water Resources, Inc. Insider Trading Activity

Director at Global Water (NASDAQ: GWRS) receives grant of 65 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources director Alexander Richard M received a grant of 65 restricted stock units (RSUs), each equal to one share of the company’s common stock. The RSUs are fully vested at grant but can only be redeemed when he ceases to be a director, according to the company’s omnibus plans.

After this award, he directly holds 2,600 RSUs, all economically equivalent to common shares. This is a compensation-related equity grant rather than an open‑market stock purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Alexander Richard M
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 65 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,600 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSU grant size 65 RSUs Grant to director on March 31, 2026
Post-grant RSU holdings 2,600 RSUs Total restricted stock units directly held after transaction
RSU exercise price $0.00 per unit Grant/award with no purchase price
Underlying security 65 shares common stock Each RSU equals one share of common stock
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
fully vested upon grant financial
"The RSUs are fully vested upon grant."
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated by reference"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alexander Richard M
(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205
(Street)
PHOENIX ARIZONA 85027
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/31/2026A65 (2) (2)Common Stock65$02,600D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Global Water Resources (GWRS) report in this Form 4?

Global Water Resources reported that director Alexander Richard M received a grant of 65 restricted stock units. These RSUs are fully vested upon grant and are economically equivalent to common shares, increasing his direct RSU holdings to 2,600 units as equity-based compensation.

Is the GWRS Form 4 transaction a stock purchase or sale by the director?

The Form 4 shows an equity award, not a market trade. Director Alexander Richard M acquired 65 restricted stock units as a grant, with no cash purchase or sale involved. It reflects stock-based compensation rather than an open‑market buy or sell decision.

How many Global Water Resources RSUs does the director hold after this grant?

Following the latest grant, the director holds a total of 2,600 restricted stock units. Each RSU is the economic equivalent of one share of Global Water Resources common stock, representing a growing equity-based component in his overall director compensation package.

When do the RSUs granted to the Global Water Resources director become payable?

The 65 RSUs granted are fully vested immediately upon grant but can only be redeemed when the reporting person ceases to be a director. Specific redemption mechanics are governed by the company’s omnibus plans referenced in its most recently filed Form 10-K.

What does it mean that GWRS RSUs are the economic equivalent of common stock?

Each restricted stock unit granted to the director represents the economic equivalent of one Global Water Resources common share. This means the RSUs track the value of the stock, providing equity-linked compensation without an immediate issuance of tradable common shares.