STOCK TITAN

Chart Industries (GTLS) CTO surrenders shares to cover tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Chart Industries' Chief Technology Officer, Joseph A. Belling, reported a small, routine share disposition related to taxes. On this Form 4, he surrendered 34 shares of common stock at $207.09 per share to cover tax withholding liabilities, in an exempt transaction under Rule 16b-3. After this withholding event, he directly holds 15,833 shares of Chart Industries common stock. This was not an open-market sale, but a standard mechanism tied to equity compensation.

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Insider Belling Joseph A
Role Chief Technology Officer
Type Security Shares Price Value
Tax Withholding Common stock, par value $0.01 per share 34 $207.09 $7K
Holdings After Transaction: Common stock, par value $0.01 per share — 15,833 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares surrendered for tax withholding 34 shares Tax-withholding disposition on common stock
Transaction price per share $207.09 per share Value used for tax-withholding disposition
Shares held after transaction 15,833 shares Direct ownership following tax-withholding event
tax withholding liabilities financial
"The reporting person surrendered 34 shares to satisfy tax withholding liabilities"
Rule 16b-3 regulatory
"in an exempt transaction under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Common stock, par value $0.01 per share financial
"security_title: Common stock, par value $0.01 per share"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Belling Joseph A

(Last)(First)(Middle)
C/O CHART INDUSTRIES, INC.
8665 NEW TRAILS DRIVE, SUITE 100

(Street)
THE WOODLANDS TEXAS 77381

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock, par value $0.01 per share04/02/2026F34(1)D$207.0915,833D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person surrendered 34 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
Remarks:
/s/ Joseph A. Belling, by Arthur C. Hall III, his attorney-in-fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Chart Industries (GTLS) report for Joseph A. Belling?

Chart Industries’ Chief Technology Officer Joseph A. Belling surrendered 34 shares of common stock to cover tax withholding liabilities. The disposition was reported on a Form 4 and classified as an exempt transaction under Rule 16b-3 tied to equity compensation, not an open-market trade.

Was the GTLS insider transaction by Joseph A. Belling an open-market sale?

No, the 34-share disposition by Joseph A. Belling was not an open-market sale. The shares were surrendered specifically to satisfy tax withholding liabilities in connection with equity compensation, as described in the Form 4 footnote citing an exempt Rule 16b-3 transaction.

How many Chart Industries (GTLS) shares does Joseph A. Belling hold after the Form 4 transaction?

After surrendering 34 shares for tax withholding, Joseph A. Belling directly holds 15,833 shares of Chart Industries common stock. This post-transaction holding figure comes directly from the Form 4 and shows his continuing equity stake following the routine tax-related disposition.

What price per share was used in Joseph A. Belling’s GTLS tax-withholding transaction?

The Form 4 reports a transaction price of $207.09 per share for the 34 Chart Industries shares surrendered. This price is used solely to value the tax-withholding disposition and is part of the standard reporting details required for insider equity-related transactions.

What does Rule 16b-3 mean in the context of the GTLS Form 4 filing?

Rule 16b-3 provides an exemption for certain insider transactions tied to compensation plans, such as tax-withholding surrenders. In this case, Joseph A. Belling’s 34-share disposition to cover tax liabilities is described as an exempt transaction under Rule 16b-3, indicating a routine administrative event.