Goldman Sachs Group, Inc. (The) SEC Filings

Goldman Sachs Group Inc. Chief Risk Officer Alex S. Golten sold shares of company stock. On April 23, 2026, he completed two open-market sales totaling 1,116 shares of common stock, at weighted average prices of $935.70 and $936.71 per share. Following these transactions, he directly holds 2,578 shares of Goldman Sachs common stock.

GS Finance Corp. is offering structured, non‑interest bearing notes linked to three underliers: the Russell 2000® Index, the EURO STOXX 50® Index and the iShares® MSCI Emerging Markets ETF. The notes mature on April 25, 2029 and include an automatic call on April 20, 2027 that, if triggered (each underlier at or above its initial level), pays $1,236 per $1,000 face amount.

If not called, the maturity payout is determined by the lesser performing underlier: positive returns pay 300% of the lesser underlier return; final levels >= 80% of initial return principal; final levels < 80% cause principal loss equal to the lesser underlier return plus 20%. The estimated value at issuance is approx. $997 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.

The Goldman Sachs Group, Inc. is offering $10,000,000 aggregate principal amount of Callable Fixed Rate Notes due October 22, 2030. The notes pay interest at 5.00% per annum, with annual interest payments each October 22, beginning October 22, 2026. The issuer may redeem the notes in whole (not in part) on each January 22, April 22, July 22 and October 22 on or after October 22, 2026, with at least five business days’ prior notice, at 100% of principal plus accrued interest. The initial public offering price is 100% (per note $10,000) with an underwriting concession up to 0.15%, producing proceeds before expenses to the issuer of $9,985,000. Notes will be issued in book-entry form through DTC and are subject to FATCA withholding and various jurisdictional distribution restrictions.

GS Finance Corp. offers autocallable contingent coupon index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay contingent quarterly coupons only if each underlier (S&P 500 and EURO STOXX 50) is ≥80% of its initial level on coupon observation dates, may be automatically called early if both underliers are ≥ their initial levels on a call observation date, and at maturity (if not called) pay either $1,000 per $1,000 face amount or $1,000 + ($1,000 × the lesser performing underlier return), exposing holders to possible loss of principal including any premium paid.

The Goldman Sachs Group, Inc. offers callable fixed rate notes paying 5.25% per annum, expected to be issued on April 30, 2026 and mature on April 30, 2036. Interest is payable semiannually on April 30 and October 30, with the first payment expected October 30, 2026.

The notes are callable at the issuer's option in whole (not in part) on specified quarterly redemption dates beginning April 30, 2028, at a redemption price equal to 100% of principal plus accrued interest, with at least five business days' prior notice. The offering is being distributed by Goldman Sachs & Co. LLC and is subject to the legal and tax terms in the prospectus, including FATCA withholding and various cross‑border distribution restrictions.

GS Finance Corp. is offering Trigger Autocallable Contingent Yield Notes with Memory Coupon Feature linked to the Class C common stock of Dell Technologies Inc. The notes have a $10 face amount, a contingent coupon per $10 equal to the product of between $0.375 and $0.40 (set on the trade date) times the number of observation dates less prior coupons, and an automatic call feature commencing on July 24, 2026. The trade date is set for April 24, 2026, original issue date April 29, 2026, determination date April 24, 2029, and stated maturity April 27, 2029. The coupon barrier and downside threshold equal 50% of the initial price; if the final price is below that threshold, principal repayment is contingent and holders may lose some or all of their investment. The estimated value at pricing is between $9.40 and $9.70 per $10 face amount; the underwriting discount is 2.25%.

GS Finance Corp. priced principal-at-risk, autocallable notes linked to the Russell 2000®, S&P 500® and the State Street® SPDR® S&P® Regional Banking ETF with expected trade date April 24, 2026 and expected original issue date April 29, 2026. Coupons of $10.834 per $1,000 (1.0834% monthly, ~13% p.a. potential) are paid only if each underlier on an observation date is ≥70% of its initial level. Notes are automatically called if all underliers are ≥ their initial levels on a call observation date (first call window begins October 2026). At maturity (expected April 29, 2031), if any underlier is below 70% of its initial level, repayment is tied to the lesser performing underlier and can result in a principal loss 30%). The estimated value at pricing is $885–$925 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk.

GS Finance Corp. is offering non‑interest structured notes linked to an equally weighted basket of eight stocks including NVDA and AVGO. The notes have an expected trade date of April 24, 2026, an expected original issue date of April 29, 2026, an expected call observation date of May 7, 2027 and an expected stated maturity of April 27, 2028. If the basket closing level on the call observation date is at or above the initial basket level of 100, the notes will be automatically called for at least $1,191 per $1,000 face amount. At maturity the cash settlement depends on the final basket level: upside participation is 125%, there is a 15% buffer (buffer level = 85%) and a buffer rate of ~117.65%. The estimated value at pricing is between $900 and $930 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and subject to issuer and guarantor credit risk.

GS Finance Corp. offers $1,000 face‑amount autocallable contingent coupon index‑linked notes due April 29, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $7.292 per $1,000 (0.7292% monthly; up to ~8.75% per annum) only if each underlier is >= 75% of its initial level on the coupon observation date. The three underliers are the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000. If, on any call observation date, all underliers are >= their initial levels the notes are automatically called at par plus any coupon then due. At maturity (if not called) the cash settlement per $1,000 depends solely on the lesser performing underlier: if that underlier is below 70% of its initial level investors suffer a proportional loss (e.g., a 17% final level would return 17% of face). The notes are subject to issuer and guarantor credit risk, model/valuation discounts versus issue price, limited secondary liquidity, and uncertain U.S. federal tax treatment.

The issuer, GS Finance Corp., is offering structured, principal‑at‑risk notes linked to three underliers: the Russell 2000® Index, the S&P 500® Index, and the State Street® SPDR® S&P® Regional Banking ETF. The notes have an expected trade date of April 24, 2026 and an expected stated maturity of April 29, 2031. Monthly coupons of $10.834 per $1,000 (1.0834% monthly, ~13% annually) are payable only if all three underliers are at or above 70% of their initial levels on an observation date. The notes are subject to automatic early redemption if, on a call observation date, each underlier is at or above its initial level. At maturity (if not called), repayment depends on the lesser performing underlier: if that underlier is below 70% of its initial level you suffer a proportional principal loss; if it is at or above 70% you receive the face amount plus any final coupon. The notes are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.; payments depend on issuer and guarantor creditworthiness. The estimated model value on the trade date is between $885 and $925 per $1,000 face amount, below the original issue price of $1,000.