Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering two separate tranches of Leveraged Buffered Index-Linked Notes guaranteed by The Goldman Sachs Group, Inc., each linked to a single index (the S&P 500® or the Russell 2000®). Each note pays no interest and the cash payment at maturity (per $1,000 face amount) is determined by the index return from the trade date (expected April 27, 2026) to the determination date and is subject to an upside participation rate, a 10% buffer and a maximum settlement amount. Key terms set on the trade date include: S&P 500 tranche — 200% participation, buffer 10% (90% buffer level), maximum settlement $1,250, determination date October 27, 2028, stated maturity November 1, 2028; Russell 2000 tranche — 110% participation, buffer 10%, maximum settlement $1,240, determination date October 27, 2027, stated maturity November 1, 2027. The estimated initial value ranges are $925–$965 per $1,000 face amount for each tranche; the original issue price is expected to be 100% of face amount (final issue price and underwriting discounts to be set on the trade date). The notes are subject to the issuer's and guarantor's credit risk and potential loss of principal if the final index level falls below the buffer level.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes have a face amount of $1,000 per note, a 70% buffer (buffer amount 30%), and a capped maximum settlement amount of at least $1,080.00. Trade date is April 30, 2026, original issue date May 5, 2026, determination date May 3, 2027 and stated maturity date May 6, 2027. At maturity the cash payment per $1,000 depends on the S&P 500® Index performance: full face amount if the final level is down no more than the 30% buffer, capped upside if the index rises above the initial level (cash payment limited by the maximum settlement amount), and material principal loss if the final level is below the buffer. The notes do not pay interest and are subject to issuer/guarantor credit risk, limited secondary-market liquidity, and special U.S. federal tax treatment as contingent payment debt instruments.
The offering prices notes by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $3,185,000. Each $1,000 face amount participates at 150% upside, includes a 10% buffer (buffer level 90%) and may be automatically called for $1,140 per $1,000 if the S&P 500 Index closes at or above the initial level on the call observation date. If not called, maturity payment depends on final index performance; downside below the buffer can produce material losses. The notes pay no interest and are subject to issuer and guarantor credit risk. Terms reference an initial index level of 6,575.32 and maturity and observation dates in April 2027–April 2028.
GS Finance Corp. is offering callable, equity‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference four stocks: Charles Schwab, Citigroup, AMD and Tesla, with monthly coupon triggers at 80% of each stock's initial price and an automatic call at 90%. The trade date is expected to be April 15, 2026, original issue date expected April 20, 2026, and stated maturity expected April 20, 2033. Coupons accrue at $6.417 per $1,000 per month (0.6417% monthly, up to approximately 7.7% per annum) but are paid only if every index stock closes at or above its coupon trigger on an observation date. Estimated model value on the trade date is between $885 and $925 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering an Auto-Callable Buffered PLUS linked to a weighted basket of five international equity indices with an initial basket value of 100. The notes may be automatically called on the call observation date for a fixed cash payment of at least $1,147.50 per $1,000 principal. If not called, maturity payoffs depend on the final basket value: investors receive principal plus a 200.00% leveraged upside on positive basket returns, full principal if the basket decline is within a 10.00% buffer, or a loss proportional to declines beyond the buffer subject to a minimum payment of $100.00 per security. The pricing date is expected on or about April 7, 2026 with original issue date expected April 10, 2026. Estimated model value at pricing is $915 to $975 per $1,000; original issue price equals stated principal amount with an underwriting discount of 1.25%.
GS Finance Corp. is offering S&P 500® index‑linked notes due on the stated maturity date expected to be June 3, 2027, with a trade date expected to be April 28, 2026 and original issue date expected to be May 1, 2026. The notes pay no interest and the cash payment at maturity is tied to the percentage change in the S&P 500® from the initial level set on the trade date to the final level on the determination date (expected May 28, 2027), subject to a cap level of 108.2% of the initial level, a maximum settlement amount of $1,082 per $1,000 face amount and a minimum settlement amount of $950 per $1,000 face amount. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., so payment depends on their creditworthiness. The calculation agent (Goldman Sachs & Co. LLC) has broad discretion over market disruption adjustments, successor underliers and final determinations.
GS Finance Corp. priced $472,000 aggregate face amount of index-linked notes due April 6, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the lesser performing of the Russell 2000® and S&P 500® from April 1, 2026 to April 3, 2028, capped at $1,267.50 per $1,000 and with a minimum settlement of $950 per $1,000. The estimated value at pricing was approximately $988 per $1,000 and the original issue price was 100% of face amount; underwriting discount was 0.8%.
GS Finance Corp. is offering structured, auto-callable notes linked to the common stock of Advanced Micro Devices, Inc., UnitedHealth Group Incorporated, Tesla, Inc. and NVIDIA Corporation. Notes mature on May 5, 2031 (expected) unless automatically called on observation dates beginning in April 2027. Monthly coupon per $1,000 face will be either a maximum $9.459 or a minimum $0.209 depending on whether each index stock meets a coupon trigger of 77.5% of its initial price; automatic redemption occurs if all index stocks are at or above their initial prices on a call observation date. The trade date is expected to be April 27, 2026; the estimated value at pricing is expected to be between $885 and $935 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk and to the calculation agent’s discretionary determinations, including anti-dilution adjustments and postponed observation dates for market disruptions.
GS Finance Corp. offers structured, non‑interest bearing notes linked to the S&P 500® Index, with principal repayment at maturity tied to index performance. For each $1,000 face amount, holders receive a capped upside of $1,114.50 if the final index level is at or above the initial level, full principal $1,000 if the index declines by no more than the 15% buffer (buffer level = 85% of initial), and a proportionate loss beyond the buffer (losing 1% of face for each 1% below the buffer). The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk and limited liquidity.
GS Finance Corp. priced a capped, non‑interest paying note linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have a $1,000 face amount per note, an original issue price 100%, and a stated maturity date of April 8, 2031. The issuer may automatically call the notes on specified monthly call observation dates beginning January 4, 2027, if the underlier closes at least at 85% of the initial level (initial underlier: 394.74).
If called, holders receive $1,000 plus a date‑specific call premium (listed for each call date). If not called, maturity payoffs depend on the underlier return subject to a 98.754% maturity cap and a 60% trigger buffer. The underlier applies up to 500% leverage, a daily 6.0% per annum decrement, and caps on daily leverage change; these features can magnify losses and limit upside. The estimated value at pricing was approximately $967 per $1,000 face amount.