Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; maturity settlement depends on the S&P 500® Index performance versus a 90% buffer level. If the final underlier level is >= the buffer level, holders receive a capped maximum settlement amount of at least $1,145 per $1,000 face amount. If the final level is below the buffer level, holders lose 1% of face for each 1% the underlier falls below the buffer (subject to the buffer rate of 100% and a 10% buffer amount). Key dates shown include a trade date of May 26, 2026, original issue date of May 29, 2026, determination date of May 26, 2028, and stated maturity of June 1, 2028. The notes are unsecured senior debt under the GSFC 2008 indenture; investors bear credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., market and liquidity risk, and tax treatment is uncertain.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2036. The notes pay interest at 5.50% per annum, expected original issue date May 12, 2026 and expected stated maturity May 12, 2036. Interest is expected semiannually on May 12 and November 12, with the first payment expected November 12, 2026.
The notes are callable in whole (but not in part) on scheduled redemption dates beginning on or after May 12, 2027 (each Feb 12, May 12, Aug 12 and Nov 12) at a redemption price of 100% of principal plus accrued interest, with at least five business days’ prior notice. The issue will settle through DTC and is offered initially by Goldman Sachs & Co. LLC.
The Goldman Sachs Group, Inc. is offering callable fixed-rate medium-term notes that pay interest at 4.70% per annum, expected to be issued on May 13, 2026 with an expected stated maturity of November 13, 2028. Interest is payable each May 13 and November 13 (first payment expected November 13, 2026).
The notes are issued in book-entry form as a master global note registered in the name of DTC, are callable in whole (but not in part) on scheduled quarterly redemption dates on or after November 13, 2026, and are subject to FATCA withholding and various jurisdictional distribution restrictions described in the pricing supplement.
The offered notes are principal‑at‑risk, equity‑linked notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with payoff tied to the lesser performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. For each $1,000 face amount, holders receive either a capped upside, the face amount, or a downside payoff that declines point‑for‑point below the trigger buffer. Key terms: Upside participation 300%, Maximum settlement $1,540, and a Trigger buffer 70%. The notes pay no interest and mature on January 3, 2029, with a determination date of December 28, 2028.
GOLDMAN SACHS GROUP INC director and CEO David M. Solomon reported equity compensation activity involving the company’s common stock. On April 28, 2026, 34,017 shares underlying Performance-based Restricted Stock Units granted in January 2023 were delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027. To cover related withholding obligations, 18,812 shares of common stock were withheld, a non-market tax-withholding disposition rather than an open-market sale. Following these transactions, he directly holds 159,544 shares of common stock. An additional 16,171 shares are held through a trust whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.
Goldman Sachs president and COO John E. Waldron reported routine equity compensation activity. On April 28, 2026, 27,446 shares of common stock were delivered to him upon the vesting of performance-based restricted stock units granted in January 2023, without any cash paid.
In connection with this delivery, 15,178 shares were withheld to satisfy tax withholding obligations, a non-market tax-withholding disposition. After these transactions, Waldron directly held 133,714 shares of Goldman Sachs common stock. The delivered shares generally cannot be sold or transferred before January 2027.
Goldman Sachs Group Inc. Chief Financial Officer Denis P. Coleman reported routine equity compensation activity involving performance-based restricted stock units. On April 28, 2026, 19,206 shares of common stock underlying PSUs granted in January 2023 were delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027.
To cover tax withholding obligations tied to this delivery, 10,621 shares of common stock were withheld, a non-market disposition that does not represent an open-market sale. After these transactions, Coleman directly holds 37,927 shares of Goldman Sachs common stock. An additional 4,232 shares are held through trusts whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.
Goldman Sachs Group Inc. executive John F.W. Rogers reported equity compensation activity involving performance-based restricted stock units (PSUs). On April 28, 2026, 21,915 PSUs granted in January 2023 converted into an equal number of common shares delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027. To cover tax withholding obligations on this vesting, 11,105 common shares were withheld. After these transactions, Rogers directly holds 49,817 common shares, while 38,165 shares are held by his spouse and 9,428 shares are held in a trust for his immediate family, for which he disclaims beneficial ownership.
Goldman Sachs Group Inc. Chief Accounting Officer Sheara J. Fredman reported equity compensation activity involving performance-based restricted stock units (PSUs). On April 28, 2026, 14,181 shares of common stock underlying PSUs granted on January 18, 2023 were delivered to her without payment of any consideration.
In connection with this delivery, 7,843 shares of common stock were withheld to satisfy tax withholding obligations, a non-market disposition that does not represent an open-market sale. After these transactions, Fredman directly holds 16,639 shares of Goldman Sachs common stock.
Goldman Sachs Group Inc. chief legal officer Kathryn H. Ruemmler reported equity compensation activity involving performance-based restricted stock units. On April 28, 2026, 27,071 shares of common stock underlying PSUs granted on January 18, 2023 were delivered to her without any cash payment.
According to the filing, these shares generally cannot be sold or transferred before January 2027. In connection with the delivery, 14,972 shares of common stock were withheld to satisfy tax withholding obligations, meaning there was no open-market sale; the transactions reflect routine vesting and tax settlement of executive compensation.