Welcome to our dedicated page for Gladstone Capital SEC filings (Ticker: GLAD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Gladstone Capital Corporation filings document the reporting activity of a Nasdaq-listed business development company focused on debt and equity investments in U.S. lower middle market businesses. Its disclosures include Form 8-K reports for quarterly and annual results, furnished earnings releases, portfolio activity, investment income, net asset value, and distribution announcements for common and preferred securities.
The company’s regulatory record also covers governance and capital-structure matters, including annual meeting voting results, executive officer transitions, registered securities, and note-related capital actions. These filings identify GLAD common stock as listed on Nasdaq and describe formal events affecting the company’s management, securities, and public-company reporting obligations.
Gladstone Capital Corporation has issued $60.0 million of 7.000% Notes due 2029 through a registered direct offering. The deal closed on June 5, 2026, under an underwriting agreement with B. Riley Securities and related Gladstone entities.
The company plans to use the net proceeds to repay part of its credit facility, fund new investment opportunities, and for other general corporate purposes, with the expectation of re-borrowing on the facility to invest in portfolio companies. A Seventh Supplemental Indenture with U.S. Bank Trust Company governs the Notes.
The Notes pay interest at 7.000% annually, with payments each June 15 and December 15 starting December 15, 2026, and mature on December 15, 2029. They are unsecured, rank equally with other unsecured unsubordinated debt, are senior to preferred stock, and are redeemable before maturity subject to a make-whole premium or, after September 15, 2029, at par plus accrued interest.
GLADSTONE CAPITAL CORP filed an amended Form 3 for director George Stelljes III. This amendment reports no insider transactions or holdings, with all buy, sell, acquire, dispose, and derivative activity shown as zero in the transaction summary.
Gladstone Capital Corporation is offering $60.0 million aggregate principal amount of 7.000% notes due 2029. The Notes mature on December 15, 2029, pay interest semiannually on June 15 and December 15 commencing December 15, 2026, and are unsecured obligations of the Company.
The prospectus supplement states net proceeds will be used to repay a portion of amounts outstanding under the Credit Facility, to fund new investments, and for general corporate purposes; estimated net proceeds are approximately $58.7 million.
GLADSTONE CAPITAL CORP director George III Stelljes filed a Form 3 as an initial statement of beneficial ownership. This filing identifies him as a director of the company and establishes his status as an insider, but shows no reportable transactions in the provided data.
Gladstone Capital Corporation has elected George “Chip” Stelljes, III to its board of directors, effective June 1, 2026. He joins the 2028 class of directors as an independent director, with his term ending at the 2028 annual meeting of stockholders.
Stelljes has also been appointed to the Compensation Committee, the Ethics, Nominating and Corporate Governance Committee, and the Valuation Committee. In connection with his appointment, the board size increased from seven to eight directors. The company highlights his more than 25 years of experience in investment analysis, management and advisory roles, including prior senior positions with various Gladstone entities.
Gladstone Capital Corporation reported higher second-quarter results for the quarter ended March 31, 2026. Total investment income rose 6.0% to $25.99 million from $24.51 million, helped by a $2.2 million jump in other income, including higher dividend and prepayment fee income.
Net investment income increased to $11.84 million, or $0.52 per share, up from $0.50 per share in the prior quarter. Net assets from operations rose to $15.46 million, or $0.68 per share, driven by net investment income and $4.78 million of net unrealized appreciation.
Net asset value per common share was $21.36 as of March 31, 2026, compared with $21.13 as of December 31, 2025. The company maintained total common distributions of $0.45 per share for the quarter and scheduled three monthly $0.15 distributions for the following quarter.
Gladstone Capital Corporation reported solid results for the three months ended March 31, 2026. Total investment income rose to $25.99 million from $21.57 million a year earlier, driven by higher interest, dividend and prepayment fee income across its lower middle market loan portfolio.
Net investment income increased to $11.84 million, or $0.52 per basic share, compared with $11.25 million, or $0.50 per share, in the prior-year period. Net assets rose slightly to $482.6 million, keeping net asset value per common share essentially stable at $21.36. Investments at fair value grew to $906.8 million, while the company redeemed $207.0 million of long-term debt and relied more on its line of credit, which stood at $199.8 million at fair value. Non-accrual loans remained modest at $28.8 million in cost, or 3.4% of the debt portfolio, with a fair value of $13.0 million.
Gladstone Capital Corp Executive Vice President Michael Jon McQuigg filed an initial Form 3 reporting beneficial ownership of 500 shares of the company’s common stock. These 500 shares are held as a direct ownership position as of the reported date, with no buys or sells disclosed.
GLADSTONE CAPITAL CORP executive vice president Andrew Paul Ahlberg filed an initial Form 3, reporting his beneficial ownership in the company’s common stock. He directly holds a total of 3,844.1490 shares of common stock following the reported position.
GLADSTONE CAPITAL CORP executive John Sateri, the Chief Investment Officer, filed an initial Form 3 reporting his beneficial ownership in the company. He reports holding 11,140.4811 shares of Common stock, held directly. This filing lists his existing position and does not report any new buy or sell transactions.