Welcome to our dedicated page for Graham SEC filings (Ticker: GHM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Graham Corporation's SEC filings document material events, operating results, governance actions, and capital-structure matters for an NYSE-listed industrial technology manufacturer. Its Form 8-K reports include quarterly results of operations and financial condition, supplemental data on historical sales, orders, and backlog, and Regulation FD disclosures related to company presentations and operating metrics.
The filings also record material agreements such as amendments to credit arrangements, acquisitions of technology assets and businesses, executive compensation actions, management transitions, board appointments, committee assignments, shareholder voting matters, and registered common stock information. These disclosures connect Graham's public-company reporting to its mission-critical fluid, power, heat transfer, vacuum, and advanced mixing technologies for defense, energy and process, and space markets.
GRAHAM CORP President and CEO Matthew Malone reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On May 17, 2026, RSUs covering 2,375 shares vested and converted into common stock on a one-for-one basis. To cover tax withholding obligations on this vesting, 682 shares of common stock were withheld at $98.28 per share. Following these transactions, Malone directly holds 54,757 shares of common stock and continues to hold additional RSUs representing 7,622 and 2,582 underlying common shares that vest in installments between June 2026 and June 2028.
GRAHAM CORP VP-Finance and CFO Christopher J. Thome reported routine equity compensation activity involving restricted stock units (RSUs) and common stock. On May 17, 2026, RSUs that convert into common stock on a one-for-one basis vested, and he exercised 2,375 RSUs into the same number of common shares.
To cover tax withholding obligations upon the RSU vesting, 900 common shares were withheld at $98.28 per share, a non‑market, tax-related disposition rather than an open‑market sale. Following these transactions, he directly holds 28,835 common shares. He also continues to hold additional RSUs that vest in installments on June 4, 2026, June 4, 2027, June 2, 2026, June 2, 2027 and June 2, 2028.
Graham Corp Executive Chairman Daniel J. Thoren reported compensation-related equity activity involving restricted stock units and common shares. On May 17, 2026, he exercised 6,089 restricted stock units that convert into common stock on a one-for-one basis, receiving the same number of common shares.
To cover tax withholding obligations upon the vesting of these RSUs, 1,800 common shares were withheld at $98.28 per share rather than being sold in the open market. After these transactions, Thoren directly held 358,412 common shares.
He also continues to hold RSU awards that convert into common stock, including awards linked to 1,588 and 11,086 underlying common shares that vest in scheduled annual installments through 2028. The filing characterizes these movements as exercises and tax withholding, not open-market buying or selling.
Graham Corporation is registering the resale of 599,808 shares of common stock by selling stockholders. The prospectus states the company will receive no proceeds from these resales and that the shares were previously issued in a PIPE that closed April 16, 2026. The selling stockholders may sell shares from time to time on the NYSE at prevailing or negotiated prices; the prospectus describes various distribution methods and related limitations.
Graham Corporation registers 599,808 shares of its common stock for resale by the selling stockholders.
These shares were previously sold to certain accounts advised by T. Rowe Price in a private placement (PIPE) that closed on April 16, 2026. The PIPE sold 599,808 shares at $83.36 per share for aggregate gross proceeds of $50 million. Under the Registration Rights Agreement dated April 16, 2026, Graham agreed to file a registration statement and use reasonable best efforts to have it declared effective under the timing provisions stated in that agreement.
Graham Corporation is raising $50 million through a private investment in public equity, selling 599,808 common shares to accounts advised by T. Rowe Price Investment Management at $83.36 per share, equal to about 5% of its common stock. The deal is expected to close around April 16, 2026, subject to customary conditions. Graham plans to use the cash to repay debt and support both organic initiatives and acquisitions, aiming to strengthen its balance sheet and financial flexibility. The company also agreed to register the new shares for resale with the SEC, filing a registration statement within 30 days and using its reasonable best efforts to have it declared effective under specified SEC review timelines.
GRAHAM CORP executive William H. Zmyndak has reported his initial equity holdings in a Form 3 filing. The filing shows he holds restricted stock units (RSUs) tied to 3,473 shares of GRAHAM CORP common stock on a one-for-one conversion basis.
The RSUs are scheduled to vest over time: 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029, except as otherwise provided in the award notice. This filing reflects a position disclosure rather than a new market transaction.
Graham Corporation updated executive compensation for two senior leaders. The Compensation Committee set President and CEO Matthew J. Malone’s annual base salary at $600,000 and Vice President – Finance, Chief Financial Officer and Chief Accounting Officer Christopher J. Thome’s annual base salary at $400,000.
For fiscal 2027, Mr. Malone will receive a target equity long-term incentive plan award equal to 200% of his base salary, tying more of his pay to share-based incentives. Mr. Thome will receive a target Executive Cash Bonus Program award equal to 70% of his base salary, linking a larger portion of his compensation to cash performance bonuses.
Graham Corp Schedule 13G/A (Amendment No. 3) reports that The Vanguard Group disaggregated certain subsidiaries after an internal realignment and now reports zero shares of Graham Corp common stock as beneficially owned. The filing states Amount beneficially owned: 0 and Percent of class: 0%. The filing explains the change follows SEC Release No. 34-39538 and that the subsidiaries will report separately.