GEVI insider adds warrant for 5,564 shares at $6 strike

Q: What did GEVI’s CFO report on Form 4?

A purchase of 3,339 Series C Convertible Preferred shares for $50,080 , and a warrant for 5,564 common shares at $6 per share.

Q: What is the conversion rate for GEVI’s Series C Preferred?

Each Series C share converts into 3.3333 shares of common stock.

Q: How many common shares are tied to the preferred purchase?

The filing lists 11,130 shares of common stock underlying the 3,339 Series C shares.

Q: What are the key terms of the warrant?

It covers 5,564 common shares at an exercise price of $6 per share, expiring on 10/21/2030 .

Q: How were the securities acquired?

Via a Securities Purchase Agreement for the preferred and a Warrant Agreement executed on 10/21/2025 .

Q: How is ownership reported?

As indirect ownership through Nanuk Warman CPA Inc., solely owned by the reporting person.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

General Enterprise Ventures (GEVI): Form 4 insider purchase

Company officer Nanuk Warman (CFO/Secretary) reported buying 3,339 shares of Series C Convertible Preferred Stock on 10/21/2025 for an aggregate $50,080 ($15 per share). Each Series C share is convertible into 3.3333 shares of common stock, representing 11,130 underlying common shares tied to this purchase.

In addition, a warrant was acquired for 5,564 shares of common stock at an exercise price of $6 per share, exercisable any time before 10/21/2030. Holdings are reported indirectly via Nanuk Warman CPA Inc.

Insider Trade Summary

2 transactions reported

Net Buy 2 txns

Insider Warman Nanuk

Role CFO / Secretary

Bought 8,903 shs ($0.00)

Type	Security	Shares	Price	Value
Purchase	Series C Convertible Preferred Stock	3,339	$0.00	--
Purchase	Warrant	5,564	$0.00	--

Holdings After Transaction: Series C Convertible Preferred Stock — 53,339 shares (Indirect, Sole owner of Nanuk Warman CPA Inc.); Warrant — 5,564 shares (Indirect, Sole owner of Nanuk Warman CPA Inc)

Footnotes (1)

Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date. On October 21, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 3,339 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $50,080 ($15.00 per Series C Share). The Warrant is exercisable at any time by the Reporting Person prior to its expiration, at $6 per share. In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.

Form 4 Insider Transactions: What Each Field Means →

10/21/2025 - 06:27 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Warman Nanuk

(Last)

(First)

(Middle)

506 - 3381 CAMBIE ST

(Street)

VANCOUVER

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
General Enterprise Ventures, Inc. [ GEVI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CFO / Secretary

3. Date of Earliest Transaction (Month/Day/Year)
10/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series C Convertible Preferred Stock	⁽¹⁾	10/21/2025		P		3,339		⁽¹⁾	⁽¹⁾	Common Stock	11,130	⁽²⁾	53,339	I	Sole owner of Nanuk Warman CPA Inc.
Warrant	$6	10/21/2025		P		5,564		⁽³⁾	10/21/2030	Common Stock	5,564	⁽⁴⁾	5,564	I	Sole owner of Nanuk Warman CPA Inc

Explanation of Responses:

1. Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.

2. On October 21, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 3,339 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $50,080 ($15.00 per Series C Share).

3. The Warrant is exercisable at any time by the Reporting Person prior to its expiration, at $6 per share.

4. In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.

	Nanuk Warman	10/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did GEVI’s CFO report on Form 4?

A purchase of 3,339 Series C Convertible Preferred shares for $50,080, and a warrant for 5,564 common shares at $6 per share.

What is the conversion rate for GEVI’s Series C Preferred?

Each Series C share converts into 3.3333 shares of common stock.

How many common shares are tied to the preferred purchase?

The filing lists 11,130 shares of common stock underlying the 3,339 Series C shares.

What are the key terms of the warrant?

It covers 5,564 common shares at an exercise price of $6 per share, expiring on 10/21/2030.

How were the securities acquired?

Via a Securities Purchase Agreement for the preferred and a Warrant Agreement executed on 10/21/2025.

How is ownership reported?

As indirect ownership through Nanuk Warman CPA Inc., solely owned by the reporting person.