Welcome to our dedicated page for Gabelli Convertible & Income SEC filings (Ticker: GCV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Gabelli Convertible and Income Securities Fund Inc. (NYSE: GCV) is a diversified, closed-end management investment company that seeks a high level of total return through current income and capital appreciation, primarily via investments in convertible and income-oriented securities. Although no specific SEC filings are listed here, the Fund’s public disclosures reference regulatory concepts that are typically detailed in formal filings.
On this page, investors can access GCV’s regulatory documents as they become available, including annual reports on Form 10-K and quarterly updates on Form 10-Q if applicable, as well as current reports on Form 8-K that may describe events such as distribution declarations, preferred stock issuances, or changes in the Board of Directors. For a closed-end fund like GCV, filings often discuss investment objectives, risk factors, portfolio composition, distribution policies, and the tax treatment of distributions, including how amounts may be classified as net investment income, long-term capital gain, qualified dividend income, or return of capital.
Stock Titan’s platform enhances these filings with AI-powered summaries that highlight key points in lengthy documents, helping readers understand complex sections on income characterization, return of capital, and capital structure, such as the Fund’s previously announced Series G Cumulative Preferred Stock. Real-time updates from EDGAR ensure that new filings appear promptly, while Form 4 and related disclosures can provide insight into insider transactions when applicable.
By using this page, investors can review GCV’s official regulatory history in one place, with AI-generated explanations that clarify technical language and connect filing details to the Fund’s stated objective of seeking total return through income and capital appreciation.
The Gabelli Convertible and Income Securities Fund Inc. is holding its Annual Meeting on May 11, 2026, in Greenwich, Connecticut. Holders of both common and 5.20% Series H preferred shares of record on March 12, 2026, may vote.
Stockholders will vote on electing four Directors for three-year terms ending at the 2029 Annual Meeting: Vincent D. Enright, Anthonie C. van Ekris, and Salvatore J. Zizza (elected by common and preferred voting together) and Anthony S. Colavita (elected solely by preferred holders). The Board, including all Independent Directors, unanimously recommends a “FOR” vote.
The Fund reports 20,050,323 common shares and 607,500 Series H preferred shares outstanding. GAMCO Investors and affiliates beneficially own 1,916,400 common shares (9.6%). Several preferred holders each own more than 5% of that class.
The proxy details Board structure, committee responsibilities, director and officer biographies, compensation (aggregate Director pay of $81,000 for fiscal 2025), and beneficial ownership. Tait Weller & Baker LLP is selected as independent registered public accounting firm for the fiscal year ending September 30, 2026, with audit and tax fees disclosed for 2024–2025.
Mario J. Gabelli, a control person of the adviser to Gabelli Convertible & Income Securities Fund Inc. (GCV), reported an open-market purchase of 50,000 shares of GCV common stock on 11/10/2025 at a price of $4.286 per share. Following this transaction, he reports 486,501 shares held directly.
He also reports indirect beneficial ownership of 323,325 shares through Associated Capital Group, Inc., 1,089,000 shares through GGCP, Inc., and 17,575 shares through Gabelli & Company Investment Advisers, Inc. For each entity, he states he has less than a 100% interest and disclaims beneficial ownership of shares beyond his indirect pecuniary interest.