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Gcm Grosvenor SEC Filings

GCMGW Nasdaq
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GCM Grosvenor Inc. (GCMG) ownership disclosure: Columbia Acorn Fund reports beneficial ownership of 4,428,750 shares of Class A common stock (representing 7.3%). Related managers report larger indirect positions: Columbia Management Investment Advisers, LLC (shared power over 5,276,828 shares, 8.7%) and Ameriprise Financial, Inc. (shared power over 5,294,501 shares, 8.7%). The filing states these shared holdings arise because CMIA advises the Fund and AFI is the parent of CMIA; each disclaims direct beneficial ownership. The cover information is reported as of March 31, 2026.

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GCM Grosvenor Inc. (GCMG) ownership disclosure: Columbia Acorn Fund reports beneficial ownership of 4,428,750 shares of Class A common stock (representing 7.3%). Related managers report larger indirect positions: Columbia Management Investment Advisers, LLC (shared power over 5,276,828 shares, 8.7%) and Ameriprise Financial, Inc. (shared power over 5,294,501 shares, 8.7%). The filing states these shared holdings arise because CMIA advises the Fund and AFI is the parent of CMIA; each disclaims direct beneficial ownership. The cover information is reported as of March 31, 2026.

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GCM Grosvenor Inc: Ariel Investments reports 4,396,403 shares beneficially owned. Ariel Investments, LLC states it beneficially owns 4,396,403 shares of Common Stock, representing 7.2% of the class, with 3,616,664 shares of sole voting power and sole dispositive power over the full position. The filing is an amendment (No. 4) to the Schedule 13G/A.

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GCM Grosvenor Inc: Ariel Investments reports 4,396,403 shares beneficially owned. Ariel Investments, LLC states it beneficially owns 4,396,403 shares of Common Stock, representing 7.2% of the class, with 3,616,664 shares of sole voting power and sole dispositive power over the full position. The filing is an amendment (No. 4) to the Schedule 13G/A.

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GCM Grosvenor Inc. reported solid improvement in first-quarter 2026 results. Total operating revenues were $124.8 million, roughly flat with $125.8 million a year earlier, as higher management fees offset lower incentive fees. Operating income rose to $20.5 million from $15.3 million, helped by lower compensation costs.

Net income swung to a profit of $17.7 million versus a $1.1 million loss, with net income attributable to GCM Grosvenor Inc. rising to $5.5 million and basic EPS of $0.09. Operating cash flow strengthened to $51.7 million from $33.3 million. The company reduced its senior loan balance to $362.9 million from $428.4 million, aided by a $65 million voluntary prepayment, while cash and cash equivalents declined to $164.4 million from $242.1 million.

GCM Grosvenor continued returning capital, repurchasing 1.53 million Class A shares for $17.5 million and paying $8.6 million of declared dividends during the quarter. Equity-based compensation remained significant at $23.0 million, and the firm maintained active use of interest rate swaps to hedge its term loan exposure.

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GCM Grosvenor Inc. reported solid improvement in first-quarter 2026 results. Total operating revenues were $124.8 million, roughly flat with $125.8 million a year earlier, as higher management fees offset lower incentive fees. Operating income rose to $20.5 million from $15.3 million, helped by lower compensation costs.

Net income swung to a profit of $17.7 million versus a $1.1 million loss, with net income attributable to GCM Grosvenor Inc. rising to $5.5 million and basic EPS of $0.09. Operating cash flow strengthened to $51.7 million from $33.3 million. The company reduced its senior loan balance to $362.9 million from $428.4 million, aided by a $65 million voluntary prepayment, while cash and cash equivalents declined to $164.4 million from $242.1 million.

GCM Grosvenor continued returning capital, repurchasing 1.53 million Class A shares for $17.5 million and paying $8.6 million of declared dividends during the quarter. Equity-based compensation remained significant at $23.0 million, and the firm maintained active use of interest rate swaps to hedge its term loan exposure.

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GCM Grosvenor Inc. reported first quarter 2026 results showing higher earnings alongside continued growth in assets under management. AUM reached $91.5 billion, up 12% from March 31, 2025, while fee-paying AUM rose to $73.5 billion, an 11% increase.

GAAP revenue for the quarter was $124.8 million, roughly flat year over year, but GAAP net income attributable to GCM Grosvenor Inc. improved to $5.5 million. Adjusted EBITDA was $53.4 million with a 45% margin, and Adjusted Net Income was $36.0 million, or $0.18 per adjusted share.

The firm highlighted strong fundraising, with $1.5 billion raised in the quarter and $9.3 billion over the last twelve months, and unrealized carried interest of $1.0 billion, including $510 million representing the firm’s share. The Board approved a quarterly dividend of $0.12 per share payable June 15, 2026, and the company repurchased 1.6 million Class A shares for $18.6 million in the quarter.

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GCM Grosvenor Inc. reported first quarter 2026 results showing higher earnings alongside continued growth in assets under management. AUM reached $91.5 billion, up 12% from March 31, 2025, while fee-paying AUM rose to $73.5 billion, an 11% increase.

GAAP revenue for the quarter was $124.8 million, roughly flat year over year, but GAAP net income attributable to GCM Grosvenor Inc. improved to $5.5 million. Adjusted EBITDA was $53.4 million with a 45% margin, and Adjusted Net Income was $36.0 million, or $0.18 per adjusted share.

The firm highlighted strong fundraising, with $1.5 billion raised in the quarter and $9.3 billion over the last twelve months, and unrealized carried interest of $1.0 billion, including $510 million representing the firm’s share. The Board approved a quarterly dividend of $0.12 per share payable June 15, 2026, and the company repurchased 1.6 million Class A shares for $18.6 million in the quarter.

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GCM Grosvenor Inc. Schedule 13G/A reports that Sumitomo Mitsui Trust Group, Inc. (and its subsidiary SUMITOMO MITSUI TRUST BANK Ltd.) beneficially own 3,752,965 shares of Class A common stock, representing 6.2% of the class. The filing states shared voting and dispositive power over those 3,752,965 shares. The filing is signed by Hideaki Takamiya on 04/30/2026.

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GCM Grosvenor Inc. Schedule 13G/A reports that Sumitomo Mitsui Trust Group, Inc. (and its subsidiary SUMITOMO MITSUI TRUST BANK Ltd.) beneficially own 3,752,965 shares of Class A common stock, representing 6.2% of the class. The filing states shared voting and dispositive power over those 3,752,965 shares. The filing is signed by Hideaki Takamiya on 04/30/2026.

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GCM Grosvenor Inc reported an institutional beneficial ownership filing. Vanguard Capital Management reports beneficially owning 3,057,926 shares of Common Stock, representing 5.02% of the class. The filing shows sole dispositive power over 3,057,926 shares and sole voting power over 401,722 shares. The filing is signed by Vanguard's Head of Global Fund Administration.

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GCM Grosvenor Inc reported an institutional beneficial ownership filing. Vanguard Capital Management reports beneficially owning 3,057,926 shares of Common Stock, representing 5.02% of the class. The filing shows sole dispositive power over 3,057,926 shares and sole voting power over 401,722 shares. The filing is signed by Vanguard's Head of Global Fund Administration.

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GCM Grosvenor Inc.’s Chief Financial Officer Pamela L. Bentley settled a previously granted RSU award into common stock. On April 15, 2026, 26,568 Restricted Stock Units granted on January 15, 2026 vested in full and were settled into 26,568 shares of Class A Common Stock.

The company then withheld 29,981 shares of Class A Common Stock at $10.88 per share to cover tax withholding obligations tied to this net settlement, which the disclosure states does not represent any open-market sale. After these transactions, Bentley directly held 39,741 shares of Class A Common Stock.

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GCM Grosvenor Inc.’s Chief Financial Officer Pamela L. Bentley settled a previously granted RSU award into common stock. On April 15, 2026, 26,568 Restricted Stock Units granted on January 15, 2026 vested in full and were settled into 26,568 shares of Class A Common Stock.

The company then withheld 29,981 shares of Class A Common Stock at $10.88 per share to cover tax withholding obligations tied to this net settlement, which the disclosure states does not represent any open-market sale. After these transactions, Bentley directly held 39,741 shares of Class A Common Stock.

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HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.

Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.

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HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.

Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.

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Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc. director Stephen Malkin received a grant of 6,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at a reference price of $9.80 per share as compensation in lieu of quarterly cash fees.

The award was granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan and is fully vested on the grant date. Each RSU represents the right to receive one share of Class A Common Stock, to be delivered upon separation from service, a change in control event, or the director’s death or disability. Following this grant, Malkin directly holds 102,305 shares.

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Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc. director Stephen Malkin received a grant of 6,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at a reference price of $9.80 per share as compensation in lieu of quarterly cash fees.

The award was granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan and is fully vested on the grant date. Each RSU represents the right to receive one share of Class A Common Stock, to be delivered upon separation from service, a change in control event, or the director’s death or disability. Following this grant, Malkin directly holds 102,305 shares.

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GCM Grosvenor Inc ownership update: The Vanguard Group filed an amendment stating it beneficially owns 0 shares of common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report holdings separately in reliance on SEC Release No. 34-39538.

The filing is signed by Ashley Grim, Head of Global Fund Administration, and clarifies that Vanguard-managed vehicles retain rights to dividends or proceeds where applicable.

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GCM Grosvenor Inc ownership update: The Vanguard Group filed an amendment stating it beneficially owns 0 shares of common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report holdings separately in reliance on SEC Release No. 34-39538.

The filing is signed by Ashley Grim, Head of Global Fund Administration, and clarifies that Vanguard-managed vehicles retain rights to dividends or proceeds where applicable.

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FAQ

How many Gcm Grosvenor (GCMGW) SEC filings are available on StockTitan?

StockTitan tracks 44 SEC filings for Gcm Grosvenor (GCMGW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Gcm Grosvenor (GCMGW)?

The most recent SEC filing for Gcm Grosvenor (GCMGW) was filed on May 15, 2026.