Welcome to our dedicated page for Forward Inds N Y SEC filings (Ticker: FWDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forward Industries, Inc. (NASDAQ: FWDI) SEC filings page on Stock Titan is the place where investors can review the company’s regulatory disclosures in the context of its dual focus: a long-established design business serving medical and technology companies, and a Solana-focused digital asset treasury strategy. While no specific filings are listed in the provided data, FWDI’s press releases reference items that are typically detailed in SEC reports, such as financial results, equity offerings, and capital structure changes.
In its fiscal year 2025 financial results, Forward Industries discusses revenues, operating expenses, and a significant non-cash, unrealized loss related to changes in the fair value of its SOL holdings. These types of figures and accounting treatments are normally explained in depth in annual reports on Form 10‑K and quarterly reports on Form 10‑Q. For a company pursuing a Solana treasury strategy, such filings can provide additional context on digital asset accounting, risk factors, and treasury management policies.
Forward Industries has also announced capital markets transactions, including a private placement in public equity, an at-the-market equity offering program, and a share repurchase authorization, as well as a change of its Nasdaq ticker from FORD to FWDI. Details of these actions are typically documented in current reports on Form 8‑K and related registration statements. Investors interested in ownership changes or insider activity would normally look to Forms 3, 4, and 5 for information on transactions by directors and officers.
On Stock Titan, FWDI’s SEC filings are paired with AI-powered summaries that aim to clarify the key points of lengthy documents, highlight sections related to digital asset holdings and Solana treasury activities, and make it easier to identify information on equity offerings, tokenization initiatives, and other material events disclosed by the company.
Forward Industries, Inc. filed a report describing new equity awards for its recently appointed Chief Financial Officer, Mark Brazier. On April 16, 2026, the board’s Compensation Committee approved grants of company equity to Mr. Brazier, with each award requiring his continued service through the applicable vesting dates. The same equity grants are also treated as an unregistered sale of equity securities for disclosure purposes.
Forward Industries, Inc. reported that Chief Financial Officer Mark Christopher Brazier received new equity awards. He was granted 275,000 restricted stock units, each representing one future share of common stock upon vesting, and 275,000 stock options under the company’s 2021 Equity Incentive Plan.
The awards were approved by the Compensation Committee and are exempt from Section 16(b) under Rule 16b-3. The securities vest 25% on April 13, 2027, with the remaining 75% vesting in 12 equal quarterly installments, contingent on continued service. Half the options carry a $9.18 exercise price and half a $13.77 exercise price, expiring in 2036.
Forward Industries, Inc. filed an initial Form 3 for Chief Financial Officer Mark Christopher Brazier. The filing identifies him as an officer but lists no reportable transactions or derivative positions, serving as a baseline disclosure of his status as an insider of the company.
Forward Industries, Inc. shareholder Multicoin Capital entities and Tushar Jain filed an amended Schedule 13D after a large share repurchase by the company. On March 18, 2026, Forward Industries repurchased 6,164,324 shares of its common stock from Multicoin Capital Master Fund at $4.44 per share under a Securities Repurchase Agreement.
After this transaction, Multicoin Capital Management, Multicoin Capital Master Fund and Tushar Jain report beneficial ownership of 6,242,315 shares of common stock, including 4,458,796 shares issuable upon exercise of Lead Investor Warrants. This stake represents about 7.0% of Forward Industries’ outstanding common stock as of January 31, 2026, and is held with shared voting and dispositive power among the reporting persons.
Forward Industries, Inc. entered into a Securities Repurchase Agreement with Multicoin Capital Master Fund, LP, under which the company repurchased 6,164,324 shares of its common stock at $4.44 per share for a total of $27,369,598.56. The transaction is reported as a disposition of shares to the issuer by a more-than-ten-percent owner, resulting in the reporting group being deemed beneficial owners of 1,783,519 remaining shares of common stock. Multicoin Capital Management, LLC and Tushar Jain may be deemed beneficial owners through their advisory and control roles, but each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.
Forward Industries, Inc. appointed Mark Brazier as Chief Financial Officer, effective April 13, 2026, replacing Kathleen Weisberg, who will remain with the company as Director of Financial Reporting. Brazier is 48 and has over 25 years of experience in digital assets and traditional finance.
He previously served as Chief Financial Officer and Head of Regulatory at XBTO Global from 2023 to 2025, and before that as Chief Financial Officer at Stablehouse, a digital asset custody and trading company. Under his offer letter, he will receive a $500,000 annual base salary, a $250,000 target annual bonus tied to performance conditions, and equity awards to be determined subject to Board approval.
Forward Industries, Inc. filed an amended insider ownership report showing that J Digital 6 Cayman Ltd. holds 7,947,843 shares of Common Stock directly and a warrant linked to 4,458,796 additional shares at an exercise price of $0.0100 per share.
The warrant has no expiration date and becomes exercisable in three equal tranches only if the stock trades at or above $27.75, $37.00, and $46.25 for 20 out of 30 trading days at each level. J Digital 6 Cayman Ltd. is owned through a chain of entities ultimately controlled by William DiSomma and Paul Gurinas, who may be deemed to beneficially own these holdings, and also may be deemed to beneficially own 100 additional shares held by Jump Trading, LLC.
The filing notes that the warrant cannot be exercised if doing so would cause J Digital 6 Cayman Ltd. and its affiliates to beneficially own more than 9.99% of Forward Industries’ outstanding Common Stock. The reporting entities are treated as directors by deputization through Saurabh Sharma’s service on the board.
Forward Industries, Inc. entered a Securities Repurchase Agreement to buy back 6,164,324 common shares for approximately $27.4 million from an institutional investor, reducing shares outstanding from 83,142,133 to 76,977,809. Management highlights this as increasing SOL-per-share and returning a large block of stock to treasury.
To fund the repurchase, the company executed a Master Digital Currency Loan Agreement with Galaxy Digital LLC, borrowing $40,000,000 at a weighted average annual interest rate of about 3.4% and a weighted average maturity of 4.9 months, secured by fwdSOL treasury holdings and subject to strict overcollateralization and margin call terms.
Forward reports SOL holdings rising to 7,013,536 and fully diluted shares declining to 105,894,207, increasing SOL-per-share from 0.0624 to 0.0662. The company also launched a cost reduction plan, forecasting SG&A (excluding stock-based compensation and design segment SG&A) to fall about 45% from $6.5 million in fiscal Q1 to an estimated $3.6 million by fiscal Q3 through lower fees and operational efficiencies.
Forward Industries, Inc. reported that Chief Executive Officer Michael D. Pruitt was granted stock options for 100,000 shares of common stock. The options have an exercise price of $5.0200 per share and expire on March 10, 2031.
According to the filing, these options vest in four equal quarterly installments, beginning on June 11, 2026, subject to his continued service as a director on each vesting date. Following this grant, he holds 100,000 stock options directly.
Forward Industries, Inc. director Keith J. Johnson received a grant of stock options covering 150,000 shares of common stock. The options have an exercise price of $5.0200 per share and expire on March 10, 2031, serving as equity-based compensation rather than a cash transaction.
These options vest in four equal quarterly installments, starting on June 11, 2026, and each vesting is conditioned on Johnson’s continued service as a director on the applicable vesting date. Following this grant, Johnson holds 150,000 stock options directly.