Welcome to our dedicated page for Fathom Holdings SEC filings (Ticker: FTHM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fathom Holdings Inc. filings document formal disclosures for its real estate services platform, including results of operations, conference-call materials, and segment-related updates for residential brokerage, mortgage, title and SaaS offerings. The company’s Form 8-K filings also record leadership changes at Fathom Realty, material definitive agreements, and public-company status disclosures.
Recent regulatory documents address capital-structure matters such as common stock underwriting agreements, subordinated secured debt, security agreements and subsidiary guarantees. They also include Nasdaq continued-listing compliance notices, emerging-growth-company status and exhibit materials tied to financial releases and transaction documents.
Fathom Holdings Inc. reported it received a notice from Nasdaq on May 22, 2026 stating the company is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 10-Q for the quarter ended March 31, 2026.
The company has until July 21, 2026 to submit a compliance plan and could receive an extension to November 11, 2026 if Nasdaq accepts that plan. The notice does not immediately affect trading, and Fathom’s shares remain listed on the Nasdaq Capital Market under the symbol FTHM.
Fathom states it is working to complete and file the Form 10-Q as soon as practicable but notes there is no assurance its plan will be accepted or that it will regain compliance within any extension period.
Fathom Holdings Inc. filed a Notification of Late Filing under Rule 12b-25 for its Quarterly Report on Form 10-Q for the period ended March 31, 2026. The company says it needs additional time to complete financial statements and expects to file within the five-calendar-day extension permitted by Rule 12b-25.
Fathom Holdings Inc. filed Amendment No. 1 to its Annual Report to add the Part III information that would normally appear in a proxy statement, covering board structure, executive and director pay, ownership, related-party transactions, and auditor fees. The amendment does not change any previously reported financial results.
The filing details a six‑member board with fully independent audit, compensation, and nominating committees, and confirms Section 16(a) compliance with minor late Form 4s. It outlines 2025 compensation for key executives, board retainers and equity awards, significant related‑party deals including a $15.0 million business sale, a $5.0 million convertible note financing, and a March 2025 equity raise. It also discloses Deloitte audit and tax fees for 2025 and 2024.
Fathom Holdings Inc. has received a notice from Nasdaq that its common stock no longer meets the Nasdaq Capital Market’s minimum $1.00 per share bid price requirement under Nasdaq Listing Rule 5550(a)(2). The bid price has closed below this level for the last 30 consecutive business days.
The company has 180 calendar days, until October 7, 2026, to regain compliance. If the stock closes at or above $1.00 for at least ten consecutive business days during this period, Nasdaq will confirm compliance. Fathom may receive an additional 180-day period if it meets other listing standards and commits to curing the deficiency, potentially via a reverse stock split.
If compliance is not regained, Nasdaq can move to delist the stock, which Fathom could appeal. The notice does not immediately affect trading, and the stock continues to trade on the Nasdaq Capital Market under the symbol “FTHM” while the company evaluates its options.
Fathom Holdings Inc. reported fourth quarter and full year 2025 results, highlighting strong top-line growth but continued losses. Full year revenue rose to $420.5 million, up 25.4% from 2024, driven mainly by a 26.8% increase in brokerage revenue after the My Home Group addition.
Fourth quarter 2025 revenue was $90.6 million, down 1.2% year over year as real estate transactions fell about 14.2% amid a soft housing market. Despite this, gross profit for the quarter increased and higher-margin mortgage and title revenue grew sharply. The company recorded a full year net loss of $20.3 million (improved from a $21.6 million loss in 2024), and Adjusted EBITDA loss narrowed to $4.0 million from $5.7 million as operating expenses declined.
Management emphasized its focus on margin expansion, increasing revenue per transaction, and scaling mortgage and title services. Fathom withheld guidance for the first quarter of 2026 and plans to provide 2026 guidance with its second quarter 2026 earnings release.
Fathom Holdings Inc. Chief Executive Officer Marco Fregenal reported a bona fide gift of 39,342 shares of common stock on March 26, 2026, at a stated price of $0.00 per share. After the gift, he directly holds 1,419,703 common shares, including 133,337 restricted shares that vest on the second and third anniversaries of the November 15, 2024 grant date.
He also indirectly reports 5,056 common shares held by his spouse and 150,000 shares held by the Fregenal 2020 Irrevocable Trust, for which he disclaims beneficial ownership. In addition, he holds performance rights tied to 200,000 underlying common shares expiring on August 20, 2028 and 50,000 underlying shares expiring on November 15, 2034. Each performance right converts to one share if Fathom’s stock reaches specified price levels for a set time.
Fathom Holdings Inc. entered into a subordinated secured bridge loan with Bed Bath & Beyond, Inc. for an original principal amount of $2,000,000. The promissory note bears interest at 9.0% per year, paid in kind and added to principal monthly starting in March 2026, and matures on April 1, 2027, unless repaid earlier under its terms.
The note is secured by all assets of Fathom and its material subsidiaries under a security agreement and is guaranteed by those subsidiaries. Both the payment obligations and the related liens are expressly subordinated to the company’s existing senior debt under a September 25, 2024 securities purchase agreement. The agreements include customary covenants and events of default, with higher default interest and broad enforcement rights if a default occurs.
Pinnacle Family Office Investments, L.P. and Barry M. Kitt filed an amended Schedule 13G/A reporting their beneficial ownership in Fathom Holdings, Inc. common stock. They now report owning 0.00 shares, representing 0% of the class as of December 31, 2025, indicating ownership of 5 percent or less.
The filing shows no sole or shared voting or dispositive power over Fathom’s common stock and certifies that any securities referenced were not acquired to change or influence control of the company.
Fathom Holdings Inc. Chief Executive Officer and director Marco Fregenal reported a bona fide gift of 31,306 shares of common stock on February 9, 2026, at a stated price of $0 per share, coded as a gift disposition.
After this transfer, he directly holds 1,459,045 common shares, including 133,337 restricted shares that vest on the second and third anniversaries of the November 15, 2024 grant date. Additional indirect holdings include 5,056 shares held by his wife and 150,000 shares in the Fregenal 2020 Irrevocable Trust, for which he disclaims beneficial ownership. He also holds performance rights covering 200,000 shares of common stock vesting by August 20, 2028 and 50,000 shares vesting by November 15, 2034, each contingent on the stock achieving specified price targets for a set time.