Welcome to our dedicated page for Finance Of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Finance of America Companies Inc. held its annual stockholder meeting on May 15, 2026, with total voting power of 17,570,559 votes as of the March 18, 2026 record date. The capital structure included vested and unvested Class A Common Stock, Class B Common Stock linked to Class A LLC Units, and 50,000 shares of Series A Convertible Perpetual Preferred Stock carrying 860,957 votes and subject to a 4.9% voting power cap on an as-converted basis at a $35.00 conversion price.
Stockholders elected six directors for terms expiring at the 2027 annual meeting, with each nominee receiving over 11.4 million votes for. They also approved, on a non-binding advisory basis, the compensation of named executive officers by 10,611,992 votes for and 2,157,955 against, with additional abstentions and broker non-votes. Finally, stockholders ratified the appointment of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2026, by 14,185,272 votes for and minimal opposition.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported an open-market sale of 6,000 shares of Class A Common Stock on May 18, 2026 at a weighted average price of $19.6818 per share. After this transaction, he directly holds 220,968 shares.
The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 22, 2025, indicating it was scheduled in advance. The shares were sold in multiple trades between $19.41 and $19.84 per share.
Finance of America Companies director Norma Corio reported equity awards and vesting activity. On May 15, 2026, 4,570 restricted stock units vested and converted into the same number of Class A Common Stock shares, increasing her direct holdings to 31,150 shares.
On May 18, 2026, she received a new grant of 5,094 restricted stock units, each representing one share of Class A Common Stock to be settled in stock or cash at the compensation committee’s discretion. These RSUs vest on the earlier of May 18, 2027 or the next annual stockholders’ meeting.
Finance of America Companies Inc. director Lance West reported routine equity compensation activity. On May 18, 2026, he received a grant of 5,094 Restricted Stock Units (RSUs), each representing a contingent right to one share of Class A Common Stock, to be settled in stock or cash at the compensation committee’s discretion.
Separately, on May 15, 2026, 4,570 RSUs vested and were converted into 4,570 shares of Class A Common Stock on a one-for-one basis. After these transactions, he directly holds 26,850 shares of Class A Common Stock and 5,094 RSUs that will vest on the earlier of May 18, 2027 or the next annual stockholders’ meeting.
Finance of America Companies Inc. director Pratcher Tyson Anwar reported routine equity compensation changes. On May 15, 2026, 4,570 restricted stock units vested and converted into Class A Common Stock on a one-for-one basis, increasing direct common share holdings to 26,850 shares. On May 18, 2026, the director received a new grant of 5,094 restricted stock units, which each represent a contingent right to one share of Class A Common Stock and will vest at the earlier of May 18, 2027 or the next annual stockholders' meeting. After these transactions, the director holds 26,850 Class A Common shares directly and 5,094 RSUs subject to future vesting.
Finance of America Companies director Cory Gardner reported equity-based transactions involving restricted stock units and common shares. On May 15, 2026, 4,570 restricted stock units vested and converted into 4,570 shares of Class A Common Stock on a one-for-one basis, with those RSUs reduced to zero.
On May 18, 2026, Gardner received a new grant of 5,094 restricted stock units, each representing a contingent right to receive one share of Class A Common Stock. These 5,094 RSUs will vest on the earlier of May 18, 2027 or the issuer’s next regularly scheduled annual stockholders’ meeting following the grant date.
Finance of America Companies Inc. director Essex Andrew reported equity compensation activity involving restricted stock units (RSUs) and common shares. On May 15, 2026, 4,570 RSUs vested and were exercised into 4,570 shares of Class A Common Stock, leaving that RSU award fully settled.
On May 18, 2026, Andrew received a new grant of 5,094 RSUs, each representing a contingent right to one share of Class A Common Stock. These 5,094 RSUs will vest on the earlier of May 18, 2027 or the company’s next regularly scheduled annual stockholders’ meeting after the grant date, and may be settled in stock, cash, or a combination at the compensation committee’s discretion.
Finance of America Companies Inc. director and ten-percent owner Brian L. Libman reported routine equity compensation activity. On May 15, 2026, 4,570 restricted stock units vested and were exercised into Class A Common Stock, bringing his direct holdings to 35,344 shares. On May 18, 2026, he received a new grant of 5,094 RSUs, each convertible one-for-one into common shares. Footnotes show additional indirect holdings of 1,086,956 shares through an entity where he serves as trustee and 24,173 shares through Libman Family Holdings, LLC, for which he is the sole manager.
Finance of America Companies Inc. filing amends a beneficial ownership disclosure for Leon G. Cooperman. As of the filing, Mr. Cooperman is reported as the beneficial owner of 1,286,068 shares of Class A common stock, representing 15.0% of the class based on 8,551,931 Shares outstanding. The filing states that Convertible Notes held by Capital LP are convertible into 789,473 Shares at a conversion price of $19.00 per Share, but conversion is restricted by a 9.99% blocker that currently prevents conversion.
Finance of America Companies Inc. reported lower results for the quarter ended March 31, 2026. Total revenues were $120.1 million, down from $165.7 million a year earlier, as net fair value gains on loans and related obligations and portfolio interest income declined.
Net income was $35.2 million versus $75.0 million, with net income attributable to controlling interest at $17.5 million. Basic earnings per share were $1.93 compared with $2.97, and diluted earnings per share were $0.88 compared with $2.43.
Total assets rose to $31.3 billion from $30.7 billion, and total equity increased to $438.1 million. Cash and cash equivalents plus restricted cash improved to $376.6 million from $251.9 million, while the company continued to rely heavily on HMBS-related obligations and nonrecourse securitization debt to fund its large reverse mortgage portfolio.