Welcome to our dedicated page for Finance Of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Finance of America Companies Inc. (NYSE: FOA) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Finance of America is a financial services holding company headquartered in Plano, Texas that focuses on home equity-based financing solutions for a modern retirement, with operations organized into Retirement Solutions and Portfolio Management segments.
Through its SEC filings, Finance of America reports information on its reverse mortgage and home-equity-based retirement businesses, capital markets activities, and portfolio management. Forms 10-K and 10-Q (when available) typically contain segment discussions describing how the Retirement Solutions segment generates revenue and earnings from net origination gains and origination fees on reverse mortgage loans, and how the Portfolio Management segment generates revenue and earnings from net interest income and fair value changes on portfolio assets monetized through securitization, sale, or other financing.
Recent Form 8-K filings for FOA include disclosures about material definitive agreements and capital transactions. Examples include an Investment Agreement with investment funds managed by Blue Owl Alternative Credit Advisors LLC for the issuance and sale of Series A Convertible Perpetual Preferred Stock, related registration rights, and amendments to organizational documents; supplemental indentures for senior secured notes that address restricted payments and treatment of proceeds from certain instruments; and an Asset Purchase Agreement and related agreements for Finance of America Reverse LLC to acquire reverse mortgage-related assets and servicing rights from PHH Mortgage Corporation.
On this page, users can review FOA’s current and historical SEC reports, including 8-Ks describing earnings releases, capital structure changes, and significant transactions. Stock Titan’s AI-powered tools can help summarize lengthy filings, highlight key terms such as preferred stock features, redemption and conversion provisions, and note indenture amendments, and make it easier to understand how these disclosures relate to Finance of America’s home-equity-based retirement platform and portfolio management activities.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported an open-market sale of 5,228 shares of Class A common stock at a weighted average price of $17.832 per share on April 6, 2026. After this transaction, he directly holds 238,196 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 22, 2025, indicating it was scheduled in advance rather than timed discretionarily.
Finance of America Companies Inc. is soliciting proxies for its virtual 2026 Annual Meeting on May 15, 2026 at 9:00 a.m. Eastern Time. Stockholders of record as of March 18, 2026 will vote on electing six directors, an advisory say-on-pay proposal, and ratifying BDO USA, P.C. as auditor for 2026.
The company reports 2025 named executive officer pay, including total compensation of $6.9 million for CEO Graham Fleming, and details long-term incentives such as RSUs, options and change-in-control incentive units. It also discloses 2025 audit fees of $3.1 million and explains the shift from controlled-company status and planned moves to fully independent board committees.
Beach Point Capital Management LP and Beach Point GP LLC filed an amended Schedule 13G/A reporting beneficial ownership of 927,837 shares of Finance of America Companies Inc. Class A Common Stock by each reporting person. The filing states this equals 10.8% of the class, based on 8,551,931 shares outstanding as of March 11, 2026. The shares are held by certain clients, including Beach Point Securitized Credit Fund LP; Beach Point disclaims beneficial ownership and says the Clients own the securities. The form is signed by David Rosenblum, General Counsel, dated April 7, 2026.
Finance of America Companies Inc. announced that Chief Accounting Officer and principal accounting officer Tai A. Thornock has notified the company of his retirement, effective May 15, 2026. The filing states that his retirement is not due to any disagreement with the company, its management, or its Board of Directors.
Following his retirement, Chief Financial Officer Matthew A. Engel will also serve as the company’s principal accounting officer, combining the principal financial officer and principal accounting officer roles. Mr. Thornock may remain as a consultant for a transitional period, as mutually agreed.
Finance of America Companies Inc. Chief Accounting Officer Tai A. Thornock reported equity compensation activity involving Class A common stock and restricted stock units on April 1, 2026. Thornock exercised equity awards to acquire a total of 16,360 shares of Class A common stock, moving these from restricted stock units into direct share ownership.
To cover tax obligations tied to these settlements, 5,053 shares of Class A common stock were withheld at a price of $16.60 per share, a non-market, tax-withholding disposition. After these transactions, Thornock directly owned 21,957 shares of Class A common stock.
On the same date, Thornock also received a grant of 13,539 restricted stock units, each representing a contingent right to one share of Class A common stock. These new RSUs vest in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment and settlement in stock or cash at the compensation committee’s discretion.
Finance of America Companies Inc. Chief Legal Officer Lauren Richmond reported multiple equity compensation moves involving restricted stock units (RSUs) and Class A common stock on April 1, 2026. She exercised RSUs to acquire 16,360 shares of common stock and had 4,177 shares withheld to cover tax obligations at $16.60 per share, leaving her with 40,399 directly held common shares.
Richmond also received a new grant of 29,069 RSUs, each representing a contingent right to one share of Class A common stock, which will settle in stock or cash at the compensation committee’s discretion. According to the footnotes, various RSU awards vest in annual installments tied to anniversaries of April 1, 2024, April 1, 2025, and April 1, 2026, subject to her continued employment.
Finance of America Companies Inc. Chief Financial Officer Matthew A. Engel reported compensation-related equity activity on April 1, 2026
To cover tax obligations from the RSU settlements, 7,403 shares of Class A common stock were withheld at $16.60 per share. Following these transactions, Engel directly holds 50,948 shares of Class A common stock and 12,452 RSUs that remain outstanding, which will vest over future anniversaries if his employment continues.
Finance of America Companies Inc. Chief Investment Officer Jeremy Prahm reported multiple equity compensation transactions in Class A common stock. On April 1, 2026, he exercised restricted stock units into 139,947 shares of Class A common stock and had 63,817 shares withheld at $16.60 per share to cover tax obligations.
He also received a grant of 87,209 new restricted stock units, each representing a contingent right to one share of Class A common stock, vesting in one-third increments on the first, second, and third anniversaries of April 1, 2026, subject to continued employment. Following these transactions, he directly holds 243,424 shares of Class A common stock, and certain remaining restricted stock units are scheduled to vest on future anniversaries of April 1, 2024 and April 1, 2025.
Finance of America Companies Inc. President Kristen N. Sieffert reported a mix of equity award activity and a small share sale. On April 1, 2026, she exercised restricted stock units into a total of 84,469 shares of Class A common stock and received a new grant of 72,674 restricted stock units as compensation.
To cover taxes on these settlements, 34,006 shares of common stock were withheld at prices of $16.60 per share. She also sold 750 shares of common stock at $16.63 per share in an open-market transaction made under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, she directly holds 128,512 shares of Class A common stock.