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Fluence Energy (FLNC) director Da Santos Bernerd files Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Fluence Energy, Inc. filed an initial Form 3 for director Da Santos Bernerd, establishing this person as a reporting insider of the company. The filing lists no transactions, with zero buys, sells, exercises, gifts, tax withholdings, or restructurings reported.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
""reportingPersons": [ { "name": "Da Santos Bernerd""
derivative securities financial
""derivativeSummary": [],"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Fluence Energy (FLNC) Form 3 for Da Santos Bernerd show?

The Form 3 identifies Da Santos Bernerd as a director and reporting person at Fluence Energy. It is an initial beneficial ownership filing and shows no reported transactions, with zero buys, sells, exercises, gifts, tax withholdings, or restructurings recorded.

Does the Fluence Energy (FLNC) Form 3 report any stock purchases or sales?

No, this Form 3 reports no stock purchases or sales by Da Santos Bernerd. The transaction summary shows zero buys, zero sells, no derivative exercises, and no gifts or tax-withholding dispositions, indicating only status as a reporting insider is being documented.

Who is the reporting person in the latest Fluence Energy (FLNC) Form 3?

The reporting person is Da Santos Bernerd, listed as a director of Fluence Energy. This status means future trades in company securities by this individual must be reported on Forms 4 or 5, but this initial Form 3 itself discloses no transactions.

Are there any derivative securities reported in this Fluence Energy (FLNC) Form 3?

No derivative securities are reported in this Form 3 for Da Santos Bernerd. The derivative summary is empty and the transaction counts for derivative exercises are zero, so the filing contains no option, warrant, or similar derivative positions for this insider.

Why is a Form 3 filed for Fluence Energy (FLNC) director Da Santos Bernerd?

Form 3 is filed to establish an insider’s reporting status when they become subject to SEC Section 16 rules. For Fluence Energy, it records director Da Santos Bernerd as a reporting person, even though no initial transactions or derivative holdings are listed.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Da Santos Bernerd

(Last)(First)(Middle)
C/O FLUENCE ENERGY, INC.
4601 FAIRFAX DRIVE, SUITE 600

(Street)
ARLINGTON VIRGINIA 22203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026
3. Issuer Name and Ticker or Trading Symbol
Fluence Energy, Inc. [ FLNC ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Leah Patterson as Attorney-in-fact for Bernerd Da Santos06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)