Morgan Stanley broker files Rule 144 notices for FIVE (ticker: FIVE) planned sales
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting multiple planned sales of Common shares tied to restricted stock vesting and employee stock purchase plan purchases. The filing lists individual vesting/purchase dates and share quantities such as 2,923 shares (01/23/2026) and other tranches across 2021–2026.
Positive
- None.
Negative
- None.
FAQ
What does the FIVE Form 144 filing disclose?
The filing discloses intended sales of Common shares under Rule 144. It lists multiple vesting and ESPP purchase dates and specific share tranches, including 2,923 shares on 01/23/2026 and other dated vesting entries from 2021 through 2026.
Who is listed as the filer in the Form 144 for FIVE?
The filer is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza. The form identifies the broker-dealer handling the notice, as shown in the provided filing excerpt.
Are the sales proceeds or pricing disclosed in the Form 144 excerpt?
No pricing or proceeds are provided in the excerpt. The entry lists only security type, transaction reason (e.g., restricted stock vesting), dates, and share quantities; it does not state sale prices or aggregate proceeds.