Welcome to our dedicated page for Finwise Bancorp SEC filings (Ticker: FINW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The FinWise Bancorp Common (FINW) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a NASDAQ-listed Utah bank holding company and parent of FinWise Bank, FinWise uses SEC filings to report financial performance, governance matters and material developments related to its banking and payments activities.
Key documents for FINW include annual reports on Form 10-K, which summarize the company’s business model, risk factors, Strategic Program Lending operations, Credit Enhanced Balance Sheet Program, SBA 7(a) and other lending programs, as well as its payments and BIN sponsorship initiatives. Quarterly reports on Form 10-Q provide interim updates on loan originations, net interest income, non-interest income such as strategic program fees and credit enhancement income, efficiency ratio metrics, and the composition of loans held-for-investment and loans held-for-sale.
FinWise also files current reports on Form 8-K to disclose material events. Recent 8-K filings have furnished earnings press releases for specific quarters and investor presentation materials, and have reported outcomes of the annual meeting of shareholders, including director elections and ratification of the independent registered public accounting firm. These filings help investors follow changes in governance, capital markets activity and financial results between periodic reports.
On this page, Stock Titan combines real-time EDGAR updates with AI-powered summaries that explain the contents of lengthy filings in clear language. Users can quickly identify sections related to strategic program loans, credit enhanced balances, SBA loan sales and servicing, and other topics that drive FinWise’s results. The filings page is also a resource for tracking any insider transaction reports on Form 4 and proxy statements on Schedule 14A, which address executive and director matters and shareholder voting items.
By using this FINW filings hub, investors can review the official regulatory record behind FinWise Bancorp’s banking, lending and payments activities and understand how management describes the company’s performance, risk profile and strategic priorities.
Finwise Bancorp officer Timothy Stephen Brosnan reported his initial ownership on Form 3. He directly holds 18,692 shares of common stock. He also holds employee stock options covering 4,128 shares at $8.63 per share expiring in 2033, 2,235 shares at $13.04 expiring in 2032, and 6,000 shares at $4.50 expiring in 2031, with footnotes indicating these options are partially or fully vested and exercisable on specified dates.
Finwise Bancorp officer Sarah Elizabeth Grotta filed an initial ownership report on Form 3. The filing shows she directly holds 9,692 shares of Finwise Bancorp common stock, par value $0.001 per share, as of March 31, 2026. The filing does not report any new transactions, only existing holdings.
Finwise Bancorp officer Juan Carlos Arias filed an initial ownership report showing his current stake in FINW. He directly holds 8,992 common shares and indirectly holds additional shares through an IRA, his spouse’s IRA, and a UTMA account for a child.
He also holds employee stock options covering 1,200 common shares at an exercise price of $10.30 per share, expiring on November 13, 2033. According to the vesting schedule, 600 options have vested and 900 unvested options will vest in equal annual installments beginning on November 13, 2026.
FinWise Bancorp announced a planned leadership transition. Effective April 6, 2026, longtime Chief Executive Officer Kent Landvatter, who has served as CEO since 2010, ceased serving as CEO of the holding company and moved into the role of Executive Chairman of both the Company and FinWise Bank, remaining an employee with unchanged compensation.
Jim Noone, 47, was appointed Chief Executive Officer of the Company and will continue as President and Chief Executive Officer of FinWise Bank. The Board describes this as the culmination of a deliberate, multi-year succession plan, noting that Noone progressed from Executive Vice President and Chief Credit Officer in 2018 to President in 2023, President of the Company in 2024, and CEO of the Bank in 2025. The Company states there are no new or amended compensatory arrangements, no related party transactions, and no family relationships tied to his appointment, and emphasizes that its strategic priorities, financial targets, and operating model remain unchanged.
Finwise Bancorp reported that officer Andrew G. Stines acquired 19,072 shares of common stock through a grant or award on March 31, 2026. These shares, priced at $15.73 per share, represent his entire directly held position of 19,072 shares after the transaction.
The award price equals the average closing price of Finwise Bancorp common stock over the fifteen trading days ending the day before the grant date, indicating this was a compensation-related equity grant rather than an open-market purchase.
Weichselbaum Alan reported acquisition or exercise transactions in this Form 4 filing.
Finwise Bancorp director Alan Weichselbaum received a grant of 3,179 shares of common stock as compensation. The award was priced at $15.73 per share, based on the average closing price over fifteen trading days before the grant date. After this grant, he directly owns 59,242 shares of Finwise Bancorp common stock.
Ehrlich Susan reported acquisition or exercise transactions in this Form 4 filing.
Finwise Bancorp director Susan Ehrlich received a stock grant of 1,589 shares of common stock. The grant was reported at a value of $15.73 per share, based on the average closing price over the fifteen trading days ending the day before the grant date. After this compensation-related award, she directly holds 5,910 shares of Finwise Bancorp common stock. The transaction is classified as a grant or award rather than an open-market purchase.
Reynolds Howard I reported acquisition or exercise transactions in this Form 4 filing.
Finwise Bancorp director Reynolds Howard I received a grant of 3,189 shares of common stock on March 31, 2026. The award was priced at $15.73 per share, equal to the average closing price over the fifteen trading days before the grant date.
Following this grant, he holds 41,294 shares directly. The filing also reports indirect ownership of 190,248 shares through CH Sterling Enterprises, LTD.
Nievaard Lisa Ann reported acquisition or exercise transactions in this Form 4 filing.
Finwise Bancorp director Lisa Ann Nievaard received an equity grant of 3,179 shares of common stock. The shares were awarded on March 31, 2026 at a reported price of $15.73 per share, which reflects the average closing price over the fifteen trading days before the grant date. Following this award, she directly holds 18,987 shares of Finwise Bancorp common stock.
Finwise Bancorp director Jeana Hutchings received a stock grant of 3,179 shares of common stock on March 31, 2026. The award was recorded at a reference price of $15.73 per share, based on the average closing price over the fifteen trading days ending the day before the grant date.
After this grant, Hutchings directly owns 29,187 shares of Finwise Bancorp common stock. The transaction is classified as a grant, award, or other acquisition, reflecting compensation rather than an open-market purchase.