Welcome to our dedicated page for FiEE SEC filings (Ticker: FIEE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FiEE, Inc. filings document material events for a Nasdaq-listed common stock issuer operating in AI-enabled brand management, SaaS-MCN digital services, software services and digital authentication. Recent 8-K disclosures furnish operating and financial results, exhibit press releases, and report material agreements, unregistered equity issuances and capital-structure matters.
The company’s regulatory record also includes acquisition-related financial statements and pro forma information for Houren-Geiju Kabushikikaisha, shareholder voting matters connected to securities approvals, and governance disclosures covering board composition and director compensation. These filings outline the formal public-company record for FiEE’s business transformation, financing activity and corporate governance.
FiEE, Inc. files a resale registration for 494,476 shares of common stock to be sold from time to time by selling stockholders. The prospectus states the company will not receive proceeds from these sales and that the shares may be sold at varying prices through multiple methods described under "Plan of Distribution."
The filing shows 8,528,598 shares outstanding as of May 28, 2026 and discloses a last reported Nasdaq closing price of $5.20 per share on May 28, 2026. The selling stockholders named include individual holders reporting up to 197,238 shares each; the prospectus treats transfers, pledgees, donees or successors-in-interest as potential sellers.
FiEE, Inc. filed an Amendment No. 1 to a shelf registration to offer up to $30,000,000 of common stock, preferred stock, warrants and units under a prospectus dated May 22, 2026. The prospectus permits one or more offerings from this shelf with terms to be set in prospectus supplements.
The cover page states 8,528,598 shares issued and outstanding as of May 21, 2026 and a last reported sale price of $6.12 per share; the prospectus describes potential distribution methods including direct sales, agents, underwriters, and at-the-market offerings, and states net proceeds will be used for general corporate purposes.
FiEE, Inc.'s major investors updated their ownership and disclosed new equity awards. Cao Yu reports beneficial ownership of 4,615,012 shares of Common Stock, representing 40.6% of the class, including shares issuable from Series A Convertible Preferred Stock and warrants, subject to a 19.99% conversion cap on the preferred.
Hu Bin reports beneficial ownership of 3,125,745 shares, or 29.5% of the Common Stock, while Youxin Consulting Ltd. and Li Wai Chung each report 649,254 shares, or 7.2%. The company’s latest Form 10-Q shows 8,328,598 shares of Common Stock outstanding. The filing also notes Board-approved grants of 143,561 restricted stock units to each of Cao Yu and Li Wai Chung under the 2025 Equity Incentive Plan, vesting over three years.
Yu Cao reported acquisition or exercise transactions in this Form 4 filing.
FiEE, Inc. director and Chief Financial Officer Yu Cao received an equity grant of 143,561 restricted stock units (RSUs), each representing one future share of common stock. The award is compensation with no cash paid by Cao.
The RSUs vest over three years, with 30% vesting on the first anniversary of the May 12, 2026 grant date, another 30% on the second anniversary, and the remaining 40% on the third anniversary, conditioned on continued employment. Following this grant, Cao holds 1,728,927 shares of FiEE common stock directly.
Chung Li Wai reported acquisition or exercise transactions in this Form 4 filing.
FiEE, Inc. Chief Executive Officer Chung Li Wai received an equity grant of 143,561 restricted stock units. Each unit represents a contingent right to receive one share of common stock. The award vests 30% on the first anniversary of the grant, 30% on the second, and 40% on the third, subject to continued employment.
FiEE, Inc. reported that its Board of Directors granted new equity awards to its top executives under the FiEE, Inc. 2025 Equity Incentive Plan. On May 12, 2026, Chief Executive Officer and President Li Wai Chung and Chief Financial Officer Cao Yu each received 143,561 restricted stock units (RSUs), with each RSU representing one share of common stock.
The RSUs are designed to vest over three years, with 30% vesting on the first anniversary of the grant date, another 30% on the second anniversary, and the remaining 40% on the third anniversary, as long as each executive remains employed through the relevant vesting dates. The awards are governed by the terms of the company’s 2025 Equity Incentive Plan and a standard restricted stock unit agreement filed as an exhibit.
NATAN DAVID reported acquisition or exercise transactions in this Form 4 filing.
FiEE, Inc. director Natan David received a grant of 100,000 shares of common stock on May 5, 2026, at a stated price of $0.00 per share. The award was issued under a Director Agreement dated April 29, 2025, as part of his director compensation.
After this stock award and a corrective adjustment for 2,000 previously under-reported shares, David now directly holds 248,792 FiEE common shares. The correction reflects a prior clerical error in earlier ownership reports, rather than a new transaction.
Chan Oi Fat reported acquisition or exercise transactions in this Form 4 filing.
FiEE, Inc. director Chan Oi Fat received an award of 100,000 shares of Common Stock as equity compensation. The shares were granted on May 5, 2026 at a stated price of $0.00 per share, pursuant to a Director Agreement dated April 29, 2025. Following this grant, Chan Oi Fat directly holds 100,000 common shares.