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Fiserv (FI) director granted 673 deferred stock-linked units

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

FRITZ LANCE M reported acquisition or exercise transactions in this Form 4 filing.

Fiserv Inc. director Lance M. Fritz received a grant of 673 Deferred Compensation Notional Units on March 31, 2026. These units were credited under the company’s Non-Employee Director Deferred Compensation Plan in lieu of $37,500 of cash director fees, using a closing share price of $55.80.

Each notional unit represents one share of Fiserv common stock to be delivered after Fritz ceases board service. Following this grant, he holds a total of 2,466 deferred compensation notional units directly, all ultimately settling in common stock on a one-for-one basis.

Positive

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Negative

  • None.
Insider FRITZ LANCE M
Role Director
Type Security Shares Price Value
Grant/Award Deferred Compensation Notional Units 673 $55.80 $38K
Holdings After Transaction: Deferred Compensation Notional Units — 2,466 shares (Direct)
Footnotes (1)
  1. [object Object]
Deferred compensation amount $37,500 Director fees converted into notional units on March 31, 2026
Notional units granted 673 units Deferred Compensation Notional Units credited on March 31, 2026
Share price used $55.80 per share Closing price of Fiserv common stock on March 31, 2026
Units after transaction 2,466 units Total Deferred Compensation Notional Units held directly after grant
Settlement ratio 1 unit : 1 share Each notional unit settles into one Fiserv common share after service
Deferred Compensation Notional Units financial
"These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan"
Fiserv, Inc. Non-Employee Director Deferred Compensation Plan financial
"were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan")"
deferred compensation financial
"director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units"
Deferred compensation is pay that employees or executives have earned now but will receive at a later date, such as delayed bonuses, retirement benefits, or stock grants. It matters to investors because it creates future obligations and shapes incentives—like a promise to pay later that can affect a company’s reported profits, cash needs and potential stock dilution—so it helps signal how a business manages costs and retains key people.
notional units financial
"The number of notional units credited is calculated by dividing the amount of compensation that is deferred"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRITZ LANCE M
(Last)(First)(Middle)
600 N. VEL R. PHILLIPS AVENUE
(Street)
MILWAUKEE WISCONSIN 53203
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Compensation Notional Units(1)03/31/2026A673 (1) (1)Common Stock673$55.8(1)2,466D
Explanation of Responses:
1. These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2026, in respect of $37,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2026, the closing price of Fiserv's common stock was $55.80 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact)04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Fiserv (FI) director Lance M. Fritz report in this Form 4?

Lance M. Fritz reported receiving 673 Deferred Compensation Notional Units. These units were credited instead of $37,500 in cash director fees and are tied to Fiserv’s common stock price, ultimately settling in shares after his board service ends.

How were the 673 notional units for Lance M. Fritz at Fiserv (FI) calculated?

The 673 notional units were calculated by dividing $37,500 of deferred director compensation by Fiserv’s $55.80 closing common stock price on March 31, 2026. This formula converts cash fees into stock-linked units under the Non-Employee Director Deferred Compensation Plan.

What is a Deferred Compensation Notional Unit in Fiserv’s (FI) plan?

A Deferred Compensation Notional Unit tracks the value of one share of Fiserv common stock. Under the Non-Employee Director Deferred Compensation Plan, directors can defer cash fees into these units, which are later settled in shares on a one-for-one basis after service ends.

How many deferred compensation notional units does Lance M. Fritz hold after this Fiserv (FI) transaction?

After this transaction, Lance M. Fritz holds 2,466 Deferred Compensation Notional Units directly. Each unit will convert into one share of Fiserv common stock upon settlement following his cessation of service as a non-employee director on the company’s board.

Is Lance M. Fritz’s Form 4 at Fiserv (FI) an open-market stock purchase or sale?

No, this Form 4 reports a compensation-related allocation, not an open-market trade. Director fees of $37,500 were deferred and converted into 673 stock-linked notional units, granted under Fiserv’s Non-Employee Director Deferred Compensation Plan rather than bought or sold in the market.