Welcome to our dedicated page for Focus Unvl SEC filings (Ticker: FCUV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Focus Universal Inc. (FCUV) SEC filings page brings together the company’s public regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Nevada corporation with common stock listed on the Nasdaq Capital Market, Focus Universal reports material events, securities offerings, and shareholder decisions through Forms 8-K, registration statements such as Form S-1 and Form S-3, and other required filings.
For FCUV, Form 8-K current reports provide insight into key developments, including notices from Nasdaq regarding listing standards, adoption of a 1-for-10 reverse stock split, transfers between Nasdaq markets, at-the-market offering agreements, and private placements of Series A and Series B preferred stock. These filings also describe certificates of designation for preferred stock, amendments to those designations, and shareholder meeting results covering director elections, auditor ratification, and changes to authorized share capital.
Registration statements such as the Form S-1/A amendments filed in December 2025 detail the registration of common shares issuable upon conversion of Series B preferred stock, including the structure of the private placement, conversion mechanics, and resale by selling stockholders. Shelf registration on Form S-3 underpins at-the-market offerings and other capital-raising activities described in FCUV’s filings.
On Stock Titan, these documents are updated in near real time from EDGAR and paired with AI-powered summaries that highlight the main points of each filing in plain language. Users can quickly see how new 8-Ks affect listing status, capital structure, or preferred stock terms, and how S-1 or S-3 filings relate to financing plans. The filings page also provides access to disclosures relevant to insider and large shareholder activity when reported, allowing investors to track how Focus Universal structures its equity, responds to Nasdaq compliance matters, and documents material events over time.
Focus Universal Inc., through subsidiary Lusher Holding LLC, closed the acquisition of a Class A office and commercial property in Monterey Park, California for $17,700,000. The purchase was funded with an $11,050,000 term loan from East West Bank and $5,797,151.82 in cash at closing after an earlier $525,000 deposit.
The property spans about 10.73 acres with roughly 100,743 square feet of rentable space and is 99.2% occupied by approximately 16 tenants, most under 5–8 year leases. The Los Angeles County Assessor valued the land and improvements at about $28,424,982 in 2026.
The East West Bank loan carries a 6.25% interest rate for the first three years, then floats at the Wall Street Journal Prime Rate plus 0.25%, with monthly principal and interest payments and a final balloon payment due in 2036. Focus Universal guarantees the loan, with its Chief Executive Officer as secondary guarantor.
Focus Universal Inc. is asking stockholders to approve the potential issuance of up to $250,000,000 of securities in one or more non-public offerings, at the Board’s discretion. The annual meeting on June 19, 2026 will also elect five directors, ratify Weinberg & Company, P.A. as auditor for 2026, and hold a non-binding say-on-pay vote on executive compensation. The proxy details board structure, committee independence, executive pay for CEO Desheng Wang and CFO Irving Kau, option grants to directors, major shareholders’ stakes, and recent related‑party financings and private placements.
Focus Universal Inc. has filed a Form S-1 registering up to 3,351,954 shares of common stock for resale by Armistice Capital Master Fund Ltd. These shares come from a roughly $4,000,000 private placement of common stock and warrants and common stock issuable upon warrant exercise.
The company will not receive proceeds from resales, but may receive up to $7,441,337 if Series A and Series B warrants are fully exercised, for total potential proceeds of $11,441,337 to fund working capital and research and development. Shares of common stock outstanding before this offering were 1,618,112 as of April 23, 2026.
Focus Universal is a smaller reporting company developing internet of things technologies, including device-on-a-chip, ultra‑narrowband 5G, power line communication, and a universal smart instrumentation platform. It also owns a commercial building in California and discloses substantial risks, including a history of operating losses, going concern uncertainty, significant accumulated deficit, reliance on key personnel, manufacturing and cybersecurity risks, and real estate and dilution risks.
Focus Universal Inc. is soliciting proxies for its 2026 Annual Meeting on June 19, 2026 to vote on director elections, ratification of its auditor, a proposal to approve issuance of up to $250,000,000 of securities in one or more non-public offerings subject to the sole discretion of the Board, and a non-binding advisory vote on executive compensation. The meeting will be held at the Company’s headquarters and stockholders of record as of April 21, 2026 are entitled to vote. The Board unanimously recommends voting FOR all listed proposals, and the Company will use notice-and-access to distribute the meeting materials.
Focus Universal Inc. completed a private placement raising approximately $4.0 million through the sale of 1,117,318 Common Units to accredited investors. Each unit was priced at $3.58 (or $3.57999 for a Pre-Funded Unit) and includes either one share of common stock or one Pre-Funded Warrant, plus two investor warrants.
Each unit also carries a Series A PIPE Common Warrant and a Series B PIPE Common Warrant, both exercisable immediately at $3.33 per share, expiring in 24 months and 60 months respectively. Pre-Funded Warrants have a nominal exercise price of $0.00001 and remain exercisable until fully exercised.
The company expects to use the net proceeds for general corporate purposes and working capital. Aegis Capital Corp. acted as exclusive placement agent, earning a 7% commission on gross proceeds. The securities were issued under Section 4(a)(2) in an unregistered private placement, with registration rights granted for resale of the underlying shares.
Focus Universal Inc. files its annual report describing an IoT and smart-technology business built around its Ubiquitor platform, ultra‑narrowband 5G+ and power line communication technologies, and new AI-enabled SEC reporting software.
The company reports a net loss of $4,787,769 for the year ended December 31, 2025 and an accumulated deficit of $31,023,411, with negative operating cash flow and a disclosed substantial doubt about its ability to continue as a going concern. Management outlines multiple reverse stock splits, large increases in authorized common and preferred shares, and new Series A and Series B preferred designations to facilitate capital raising. The report highlights 28 patents and pending applications, a growing China-based R&D footprint, and an M&A‑driven growth strategy, but emphasizes that significant additional funding, estimated up to $20 million for Ubiquitor development and commercialization, is required.
Focus Universal Inc. approved a 1-for-10 reverse stock split of its common stock to help satisfy Nasdaq’s $1.00 minimum bid price requirement for continued listing. The split becomes effective on February 9, 2026, when shares will begin trading on a split-adjusted basis under the same symbol, FCUV, but with a new CUSIP number 34417J 500.
As of the January 27, 2026 record date, the company had 9,865,249 common shares outstanding, which will become approximately 986,524 shares after the split, excluding effects from eliminating fractional shares. Authorized common shares remain 1,000,000,000, and all options, warrants, and convertible securities will be proportionally adjusted.
Focus Universal Inc. reports steps it believes have brought the company back into compliance with Nasdaq listing standards by boosting stockholders’ equity. After previously receiving notice that its market value of listed securities had fallen below the $35,000,000 minimum, the company was granted until the Compliance Date to regain compliance, including through alternative financial metrics.
On October 27, 2025, Focus Universal completed a private placement of 750,000 shares of Series A Preferred Stock for an aggregate $3,000,000, or $4.00 per share, led by Chairman Edward Lee. By mid-November, all Series A Preferred shares were converted into 825,000 restricted common shares, including 550,000 to the chairman. Based on these transactions, the company believes its stockholders’ equity is at least $2.5 million, satisfying Nasdaq Listing Rule 5550(b)(1), and it believes it is currently in compliance with Nasdaq’s listing standards while awaiting Nasdaq’s formal confirmation.
Focus Universal Inc. is registering up to 10,558,975 shares of common stock for resale by investors holding Series B preferred stock issued in three private placement closings of $3,000,000, $1,000,000 and $3,000,000. The company will not receive any proceeds from these resale transactions.
Shares of common stock outstanding were 8,211,705 as of November 17, 2025 and could rise to up to 18,770,680 after full conversion of the preferred shares, meaning a much larger pool of stock may be available for trading. FCUV stock trades on the Nasdaq Capital Market, and the closing price on December 15, 2025 was $3.65 per share.
The company develops internet of things platforms, smart home and horticultural products, and an SEC reporting automation tool, but reports substantial losses and cash burn. As of September 30, 2025 it had an accumulated deficit of $29,705,709, a net loss of $3,923,401 and negative operating cash flow of $3,709,104 for the nine months then ended, and it discloses substantial doubt about its ability to continue as a going concern, along with significant funding, manufacturing, cybersecurity, internal control and Nasdaq listing risks.
Focus Universal Inc. has filed a pre-effective amended prospectus to register the resale of up to 10,558,975 shares of common stock issuable upon conversion of Series B preferred stock sold in a private placement. The company will not receive proceeds from these resales; selling stockholders may dispose of shares over time at market or negotiated prices.
The company had 8,211,705 common shares outstanding prior to this offering and states that, if all Series B preferred is converted, up to 18,770,680 shares could be outstanding. Focus Universal develops IoT platform technologies and smart home products but reports substantial net losses and negative operating cash flow, with an accumulated deficit of $29,705,709 as of September 30, 2025, creating substantial doubt about its ability to continue as a going concern and underscoring reliance on future financing.