First Trust (FCT) Form 3 — Director Discloses No Shares
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Thomas J. Driscoll filed an initial Form 3 disclosing his relationship to First Trust Senior Floating Rate Income Fund II (FCT) as a Director. The filing shows 0 common shares beneficially owned and was signed by an attorney-in-fact on 09/05/2025 for an event dated 09/04/2025. The form documents the reporting obligation under Section 16 and lists no derivative holdings.
Positive
- Reporting obligation met with an initial Form 3 filed and signed on 09/05/2025
- Relationship disclosed clearly: reporting person is identified as a Director of FCT
Negative
- Zero common shares reported, indicating the director disclosed no equity ownership in FCT
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Driscoll Thomas J.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Common Shares — 0 shares (Direct)
Footnotes (1)
FAQ
What did Thomas J. Driscoll disclose on his Form 3 for FCT?
The Form 3 discloses Thomas J. Driscoll's role as a Director and reports 0 common shares beneficially owned, with no derivative securities listed.
When was the Form 3 filed and signed for FCT (symbol: FCT)?
The event date on the form is 09/04/2025 and the form was signed by attorney-in-fact on 09/05/2025.
Does the Form 3 list any derivative securities for Driscoll at FCT?
No. Table II for derivative securities is empty; the filing lists no exercisable or convertible instruments.
Is the filing joint or individual for the reporting person?
The form indicates it was filed by one reporting person (individual filing).