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Fate Therapeutic SEC Filings

FATE NASDAQ

Welcome to our dedicated page for Fate Therapeutic SEC filings (Ticker: FATE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Fate Therapeutics, Inc. (FATE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Fate Therapeutics is a clinical-stage biopharmaceutical company whose common stock trades on the Nasdaq Global Market, and its Exchange Act reports offer detailed information on financial condition, clinical programs, and corporate actions related to its iPSC-derived cellular immunotherapy pipeline.

Among the key documents available are current reports on Form 8-K, where Fate Therapeutics reports material events such as quarterly financial results, corporate restructuring decisions, clinical data updates, and executive appointments. For example, recent 8-K filings describe financial results for specific quarters, a restructuring that includes a workforce reduction to streamline operations and extend cash runway, and detailed summaries of new and updated FT819 clinical data presented at scientific meetings. Other 8-K filings outline changes in board composition and the appointment of a Chief Financial Officer, including associated compensation terms and inducement equity awards.

Investors can also use SEC filings to confirm the company’s trading status, as Fate Therapeutics’ common stock is registered under Section 12(b) of the Securities Exchange Act of 1934 and listed on the Nasdaq Global Market under the symbol FATE. Filings disclose the company’s principal executive office location by city and state, the par value of its common stock, and the use of inducement equity plans under Nasdaq Listing Rule 5635(c)(4).

On Stock Titan, each new Fate Therapeutics filing is captured from EDGAR and paired with AI-powered summaries that highlight the most important points, such as clinical milestones, restructuring charges, or changes in leadership. Users can quickly scan Form 8-K items, then drill down into the full text for deeper analysis, helping them understand how regulatory disclosures relate to the company’s iPSC-derived CAR T-cell and NK-cell development strategy.

Filing
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Fate Therapeutics, Inc. is asking stockholders to vote at its June 12, 2026 annual meeting on four key items: electing three Class I directors, ratifying Ernst & Young LLP as auditor, approving a non-binding Say-on-Pay proposal, and expanding its equity plan.

The board seeks approval to amend and restate the 2022 Stock Option and Incentive Plan to add 7,000,000 shares, increasing the reserve from 24,500,000 to 31,500,000 shares, an amount described as 6.0% of shares outstanding as of March 31, 2026. The proxy also details board independence, committee structure, director compensation (including higher cash retainers and larger option grants), voting mechanics such as broker non-votes, and procedures and deadlines for future stockholder proposals and director nominations.

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Fate Therapeutics shareholder Redmile Group filed an amended Form 4 to update the terms of cash-settled swap positions tied to Fate common stock. The amendment corrects the reference price associated with swap agreements that were internally reorganized.

The swaps, representing an economic interest in 266,280 notional shares of common stock per reported leg, were novated from RedCo II Master Fund to two wholly owned subsidiaries on a pro‑rata basis, for no consideration and with no change in other terms. Footnotes state this internal reorganization caused no change in the aggregate beneficial ownership or economic exposure of Redmile or its principal Jeremy Green.

The swaps are cash‑settled and give Redmile-managed clients economic exposure to Fate’s share price movements without voting, investment, or dispositive control over Fate shares. Cash flows at settlement depend on the difference between the corrected reference price of $5.84 per notional share and the market price at close‑out.

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Fate Therapeutics insider RedCo II Master Fund, L.P., an investment vehicle managed by Redmile Group, completed an internal reorganization of its holdings. RedCo II distributed its Fate Therapeutics common stock, Class A convertible preferred stock, pre-funded warrants, and cash-settled swaps pro rata and in kind to two wholly owned subsidiaries, for no consideration.

Following this, RedCo II no longer has voting or dispositive power over these securities, is no longer a more-than-10% beneficial owner, and will be dissolved. The filing states the reorganization caused no change in the aggregate beneficial ownership of Redmile Group or its principal, Jeremy Green.

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Fate Therapeutics’ large shareholder Redmile Group has updated its ownership report following an internal reorganization of its investment vehicles. RedCo II Master Fund, L.P. transferred all its Fate securities to two wholly owned SPVs, including RedCo II Offshore SPV LLC, for no consideration.

After the reorganization, RedCo II Master Fund no longer beneficially owns more than 5% of Fate’s common stock and will be dissolved, while RedCo II Offshore SPV became a more‑than‑5% holder. Redmile Group and Jeremy C. Green may be deemed to beneficially own 18,229,078 shares of common stock, or 14.9% of the class, including shares issuable from options, Class A Preferred Stock and Pre-Funded Warrants, with overall aggregate ownership unchanged.

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Fate Therapeutics Inc ownership update: The Vanguard Group filed Amendment No. 6 to its Schedule 13G/A reporting that it beneficially owns 0 shares of Common Stock, representing 0% of the class as reported. The filing notes an internal realignment effective January 12, 2026 under SEC Release No. 34-39538, after which certain Vanguard subsidiaries report ownership separately. The amendment is signed on 03/26/2026.

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Fate Therapeutics presents an in-depth annual overview of its strategy to develop off-the-shelf, iPSC-derived cellular immunotherapies for autoimmune diseases and cancer. The company engineers clonal iPSC master lines to mass-produce uniform T-cell and NK-cell therapies designed for on-demand, broad patient access.

The pipeline centers on FT819, a CD19-targeted CAR T-cell for systemic lupus erythematosus and other B cell–mediated autoimmune diseases, which has received FDA RMAT designation and shown early signals of deep B‑cell depletion and clinical activity with a fludarabine‑free or conditioning‑free approach. Additional programs include FT825 for HER2-positive solid tumors, FT836 and FT839 next‑generation CAR T cells incorporating Sword & Shield and dual‑CAR designs, and FT522, a CAR NK cell using Alloimmune Defense Receptor technology to reduce reliance on intensive chemotherapy.

The report highlights a broad risk profile typical for early-stage biotechnology, including heavy funding needs, clinical and regulatory uncertainty, complex manufacturing, reliance on partners such as Ono Pharmaceutical, and extensive dependence on patents and licensed technologies to protect its iPSC platform and product candidates.

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Fate Therapeutics, Inc. reported fourth-quarter and full-year 2025 results and highlighted progress in its off-the-shelf CAR T-cell pipeline. For 2025, collaboration revenue was $6.6 million, down from $13.6 million in 2024, reflecting lower partnered activity. Total operating expenses fell sharply to $154.4 million from $223.9 million, driven by lower research and development and general and administrative costs, including reduced stock-based compensation and the absence of prior-year impairment.

The company’s 2025 net loss narrowed to $136.3 million from $186.3 million, with basic and diluted net loss per share improving to $1.15 from $1.64. As of December 31, 2025, Fate held $205.1 million in cash, cash equivalents, and investments, and common shares outstanding were 115.4 million. Management projects an operating runway through year-end 2027, supported by this cash position and an expected 30% reduction in 2025 operating expenses versus 2024, which they believe will enable key clinical and collaboration milestones.

Operationally, the company advanced FT819, its off-the-shelf CD19 CAR T-cell program for autoimmune diseases, including outpatient treatment and enrollment across 16 sites, and reported early clinical activity for FT836 in colorectal cancer without conditioning chemotherapy, alongside preclinical progress for FT839.

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Fate Therapeutics reported new equity awards to Chief Legal and Compliance Officer Cindy Tahl. On January 15, 2026, she was granted 100,000 shares of common stock at an acquisition price of $0.00, reported as an award of restricted stock units. These RSUs vest in four equal installments on January 8, 2027, 2028, 2029 and 2030, with each RSU converting into one share of common stock upon settlement. Following this grant, she beneficially owns 487,081 common shares directly.

She was also granted a stock option for 400,000 shares of common stock with an exercise price of $1.05 per share. This option vests in 36 equal monthly installments after January 1, 2026, becoming fully vested and exercisable on January 1, 2029, contingent on continued service with the company.

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Fate Therapeutics Chief Financial Officer Adawi Kamal reported new equity awards, including restricted stock units and stock options. On January 15, 2026, Kamal received 25,000 restricted stock units that vest in four equal installments on January 8 of each year from 2027 through 2030, subject to continued service. Each unit represents the right to receive one share of common stock upon settlement.

Kamal was also granted stock options for 75,000 shares of common stock at an exercise price of $1.05 per share. These options vest in 36 equal monthly installments following January 1, 2026, becoming fully vested and exercisable on January 1, 2029, if service continues. After these grants, Kamal beneficially owned 100,000 shares of common stock directly and held 75,000 stock options.

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FAQ

How many Fate Therapeutic (FATE) SEC filings are available on StockTitan?

StockTitan tracks 31 SEC filings for Fate Therapeutic (FATE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Fate Therapeutic (FATE)?

The most recent SEC filing for Fate Therapeutic (FATE) was filed on April 24, 2026.