STOCK TITAN

Factorial Energy (FAC) accounting officer lists Series A stock options

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Factorial Energy Inc. Principal Accounting Officer Jeffrey T. Scuteri Jr. filed an initial Form 3 reporting his stock option holdings in the company’s Series A Common Stock. The filing lists multiple option grants with exercise prices of $0.88 and $2.64 per share and expirations between 2033 and 2035.

These options cover blocks of 18,342 to 73,368 underlying shares, with one grant already fully vested and others vesting 25% on specified dates followed by thirty-six equal monthly installments, contingent on continued service. The filing records existing derivative holdings and does not show any purchases or sales of shares.

Positive

  • None.

Negative

  • None.
Insider Scuteri Jeffrey T. Jr.
Role Principal Accounting Officer
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 18,342 shares (Direct)
Footnotes (1)
  1. 25% of the shares underlying this option vested on July 31, 2024, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. 25% of the shares underlying this option vested on March 25, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. 25% of the shares underlying this option vested on May 8, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. 25% of the shares underlying this option vested on February 1, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date. The shares underlying this option are fully vested and exercisable. 25% of the shares underlying this option shall vest on September 22, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
Option block 1 54,710 underlying shares at $2.64 Stock Option, expires 2035-10-07
Option block 2 20,495 underlying shares at $0.88 Stock Option, expires 2035-03-12
Option block 3 36,684 underlying shares at $0.88 Stock Option, expires 2035-02-07
Option block 4 18,342 underlying shares at $0.88 Stock Option, expires 2034-06-05
Option block 5 73,368 underlying shares at $0.88 Stock Option, expires 2034-05-09
Option block 6 18,342 underlying shares at $0.88 Stock Option, expires 2033-09-07
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
Series A Common Stock financial
"underlying_security_title: Series A Common Stock"
Series A common stock is a specific class of a company’s ordinary shares issued during an early formal funding round, carrying the ownership rights and voting power tied to that class. For investors it signals an early-stage equity claim with potential upside if the business grows, but also greater risk and typically less liquidity than shares in mature, publicly traded firms—imagine buying a seat on a startup’s team before the company has proven itself.
Principal Accounting Officer financial
"officer_title: Principal Accounting Officer"
The Principal Accounting Officer is the person responsible for making sure a company's financial records are accurate and follow the rules. They play a key role in preparing financial reports that show how well the company is doing. This helps investors, managers, and regulators trust the company's financial information.
vesting financial
"shares underlying this option vested on July 31, 2024, with the remainder vesting in thirty-six equal monthly installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
fully vested and exercisable financial
"The shares underlying this option are fully vested and exercisable."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Factorial Energy (FAC) disclose in Jeffrey Scuteri’s Form 3?

Factorial Energy discloses that Principal Accounting Officer Jeffrey T. Scuteri Jr. holds several stock options on Series A Common Stock. The Form 3 lists exercise prices, expiration dates, and vesting schedules, establishing his initial reported derivative position with the company.

How many Factorial Energy (FAC) shares are covered by Jeffrey Scuteri’s options?

The Form 3 shows option grants covering 54,710, 20,495, 36,684, 18,342, and 73,368 underlying Series A Common shares. Each block is tied to a specific exercise price and expiration date, describing his potential equity exposure.

What are the exercise prices of Jeffrey Scuteri’s Factorial Energy (FAC) options?

Jeffrey T. Scuteri Jr.’s reported stock options have exercise prices of $2.64 and $0.88 per share. These prices define what he must pay to acquire Series A Common Stock if he exercises the options before they expire between 2033 and 2035.

How do the Factorial Energy (FAC) options for Jeffrey Scuteri vest?

Several grants vest with 25% of shares on specific initial vesting dates, then the remaining 75% in thirty-six equal monthly installments. Vesting continues only if Scuteri remains in service, aligning his compensation with ongoing employment at Factorial Energy.

Are any of Jeffrey Scuteri’s Factorial Energy (FAC) options fully vested?

Yes. One footnote states that the shares underlying a particular stock option are fully vested and exercisable. This means Scuteri can choose to exercise that option at its stated exercise price any time before its expiration date, subject to plan terms.

Does Jeffrey Scuteri’s Factorial Energy (FAC) Form 3 show any share purchases or sales?

The Form 3 records holdings of stock options rather than new transactions. All six entries are categorized as holdings with unknown transaction codes, and summary data show no buys, sells, exercises, gifts, or tax-withholding dispositions reported in this filing.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Scuteri Jeffrey T. Jr.

(Last)(First)(Middle)
C/O FACTORIAL ENERGY INC.
805 MIDDLESEX TURNPIKE

(Street)
BILLERICA MASSACHUSETTS 01821

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/05/2026
3. Issuer Name and Ticker or Trading Symbol
Factorial Energy Inc. [ FAC ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Principal Accounting Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)09/07/2033Series A Common Stock18,342$0.88D
Stock Option (Right to Buy) (2)05/09/2034Series A Common Stock73,368$0.88D
Stock Option (Right to Buy) (3)06/05/2034Series A Common Stock18,342$0.88D
Stock Option (Right to Buy) (4)02/07/2035Series A Common Stock36,684$0.88D
Stock Option (Right to Buy) (5)03/12/2035Series A Common Stock20,495$0.88D
Stock Option (Right to Buy) (6)10/07/2035Series A Common Stock54,710$2.64D
Explanation of Responses:
1. 25% of the shares underlying this option vested on July 31, 2024, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
2. 25% of the shares underlying this option vested on March 25, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
3. 25% of the shares underlying this option vested on May 8, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
4. 25% of the shares underlying this option vested on February 1, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
5. The shares underlying this option are fully vested and exercisable.
6. 25% of the shares underlying this option shall vest on September 22, 2026, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
Remarks:
Exhibit 24: Power of Attorney
/s/ Richard Wei, Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)