Establishment Labs (ESTA) director granted 2,354 stock units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Slotkin Bryan reported acquisition or exercise transactions in this Form 4 filing.

Establishment Labs Holdings Inc. director Bryan Slotkin received an award of 2,354 common share stock units as compensation. The units were granted at a stated price of $0.00 per share under the company’s 2018 Equity Incentive Plan.

The shares subject to this award vest in full on the earlier of May 22, 2027 or the day prior to the company’s next annual meeting of stockholders, as long as Slotkin continues as a service provider through that date. After this grant, he directly holds 32,610 common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Slotkin Bryan

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	2,354	$0.00	--

Holdings After Transaction: Common Shares — 32,610 shares (Direct, null)

Footnotes (1)

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Key Figures

Stock units granted: 2,354 shares Grant price per share: $0.00 per share Shares after transaction: 32,610 shares +1 more

4 metrics

Stock units granted 2,354 shares Award of common share stock units to director

Grant price per share $0.00 per share Compensation award under 2018 Equity Incentive Plan

Shares after transaction 32,610 shares Director’s direct holdings following the grant

Vesting date May 22, 2027 Full vesting or earlier day before next annual meeting

Key Terms

stock units, 2018 Equity Incentive Plan, annual meeting of stockholders, vest

4 terms

stock units financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

2018 Equity Incentive Plan financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

annual meeting of stockholders financial

"on the earlier of May 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders"

vest financial

"The shares subject to the award vest in full on the earlier of May 22, 2027"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Form 4 Insider Transactions: What Each Field Means →

05/26/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Slotkin Bryan

(Last)

(First)

(Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES

DELAWARE

19958

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	05/22/2026		A⁽¹⁾		2,354	A	$0	32,610	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Remarks:

	/s/ Cassandra "Sandra" Harris	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ESTA director Bryan Slotkin report on this Form 4?

Bryan Slotkin reported receiving 2,354 common share stock units as a compensation award. The grant came under Establishment Labs’ 2018 Equity Incentive Plan and was recorded at a price of $0.00 per share, indicating a non-cash equity award rather than a market purchase.

How many Establishment Labs (ESTA) shares did Bryan Slotkin hold after the reported grant?

After the award, Bryan Slotkin directly held 32,610 common shares of Establishment Labs. This figure includes the newly granted 2,354 stock units, reflecting his updated direct ownership position as shown in the Form 4’s post-transaction holdings column.

When do Bryan Slotkin’s 2,354 Establishment Labs stock units vest?

The 2,354 stock units vest in full on the earlier of May 22, 2027 or the day before Establishment Labs’ next annual stockholder meeting. Vesting is conditioned on Slotkin continuing as a service provider to the company through the applicable vesting date.

Under which plan were the Establishment Labs (ESTA) stock units granted to Bryan Slotkin?

The stock units were granted under Establishment Labs’ 2018 Equity Incentive Plan. This plan provides equity-based compensation, and the filing specifies that the 2,354 stock units form part of an award made to Slotkin pursuant to this incentive program.

Was Bryan Slotkin’s Establishment Labs Form 4 transaction a market buy or a compensation grant?

It was a compensation grant, not a market buy. The Form 4 describes the transaction as an award of 2,354 stock units at $0.00 per share under the 2018 Equity Incentive Plan, indicating an equity compensation award rather than an open-market share purchase.