Marshall Reynolds reports ESOA Founders share sales (NASDAQ: ESOA)

Rhea-AI Filing Summary

Energy Services of America Corporation (ESOA) reported Form 144 disclosure showing recent proposed sales of common Founders Shares by Marshall Reynolds through RBC Capital Markets. The excerpt lists two transactions in the past three months: 56,757 shares on 05/27/2026 (proceeds $974,517.00) and 43,243 shares on 05/28/2026 (proceeds $707,023.00). The filing references Nasdaq-listed common stock and identifies RBC Capital Markets as the broker.

Key Figures

Form type: Form 144 Transaction 1 - shares: 56,757 shares Transaction 1 - proceeds: $974,517.00 +4 more

7 metrics

Form type Form 144 Rule 144 notice of proposed sale

Transaction 1 - shares 56,757 shares Sale reported on 05/27/2026

Transaction 1 - proceeds $974,517.00 Proceeds reported for 05/27/2026 sale

Transaction 2 - shares 43,243 shares Sale reported on 05/28/2026

Transaction 2 - proceeds $707,023.00 Proceeds reported for 05/28/2026 sale

Broker RBC Capital Markets LLC Listed broker for reported transactions

Security class Common (Founders Shares) Security described in the excerpt

Key Terms

Form 144, Founders Shares, RBC Capital Markets LLC, NASDAQ

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Founders Shares financial

"COMMON | 10/03/2006 | FOUNDERS SHARES"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

RBC Capital Markets LLC financial

"MARSHALL REYNOLDS C/O RBC CAPITAL MARKETS LLC 250 NICOLLET MALL"

NASDAQ market

"05/29/2026 | NASDAQ 144: Securities To Be Sold"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 05/29/2026 - 04:42 PM Accepted by SEC EDGAR 05/29/2026 - 04:41 PM Learn about SEC filing dates

FAQ

What does the ESOA Form 144 disclose?

The Form 144 discloses two proposed sales of common Founders Shares by Marshall Reynolds. It lists 56,757 shares on 05/27/2026 and 43,243 shares on 05/28/2026, with dollar amounts shown for each sale.

Who is the broker handling the ESOA sales reported in Form 144?

The broker identified is RBC Capital Markets LLC. The filing lists RBC's Minneapolis address and associates the reported transactions with that broker for the listed sale dates.

What proceeds are shown for the reported ESOA transactions?

The excerpt shows proceeds of $974,517.00 for 56,757 shares (05/27/2026) and $707,023.00 for 43,243 shares (05/28/2026). Each dollar amount is listed on the corresponding transaction line.

What class of ESOA stock is involved in the Form 144?

The filing references Common stock identified as Founders Shares. The security type and the listing venue (NASDAQ) appear in the excerpt.

Does the Form 144 indicate who receives sale proceeds?

The excerpt associates the transactions with Marshall Reynolds and RBC Capital Markets but does not state who receives proceeds beyond listing the transaction dollar amounts. Cash-flow treatment is not described in other detail in the provided excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
ENERGY SERVICES OF AMERICA CORPORATION	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL SUITE 1700 MINNEAPOLIS MN 55401	64942	94050.00	1000431	05/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	10/03/2006	FOUNDERS SHARES	ISSUER			64942	10/03/2006	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARSHALL REYNOLDS C/O RBC CAPITAL MARKETS LLC 250 NICOLLET MALL SUITE 1700 MINNEAPOLIS MN 55401	ENERGY SERVICES OF AMERICA CORPORATION	05/27/2026	56757	974517.00
MARSHALL REYNOLDS C/O RBC CAPITAL MARKETS LLC 250 NICOLLET MALL SUITE 1700 MINNEAPOLIS MN 55401	ENERGY SERVICES OF AMERICA CORPORATION	05/28/2026	43243	707023.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)