Director Sameer Reddy files initial Form 3 for ERock (NASDAQ: EROC)

Rhea-AI Filing Summary

ERock, Inc. filed an initial insider ownership report for director Sameer Reddy on Form 3. The filing lists him as a director but shows no reported share transactions or derivative positions in this statement, serving mainly to establish his status as a reporting person.

Key Figures

Net insider transactions: 0 shares Buy transactions: 0 Sell transactions: 0

3 metrics

Net insider transactions 0 shares Form 3 transaction summary netBuySellShares

Buy transactions 0 Form 3 transactionSummary buyCount

Sell transactions 0 Form 3 transactionSummary sellCount

Key Terms

Form 3, reporting person, derivative securities

3 terms

Form 3 regulatory

"ERock, Inc. filed an initial insider ownership report for director Sameer Reddy on Form 3."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"The filing lists him as a director but shows no reported share transactions or derivative positions in this statement, serving mainly to establish his status as a reporting person."

derivative securities financial

"No derivative securities are listed for Sameer Reddy in this Form 3."

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Reddy Sameer

(Last) (First) (Middle)

C/O ENERGY IMPACT PARTNERS LLC

600 THIRD AVENUE, 38TH FLOOR

(Street)

NEW YORK NEW YORK 10016

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2026

3. Issuer Name and Ticker or Trading Symbol
ERock, Inc. [ EROC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Daniel Reichert, as attorney-in-fact for Sameer Reddy	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does ERock (EROC) disclose about Sameer Reddy in this Form 3?

The Form 3 identifies Sameer Reddy as a director of ERock, Inc. and establishes him as a reporting person. It shows no reported share transactions or derivative holdings in this initial statement.

Does the ERock (EROC) Form 3 show any insider share purchases or sales?

No insider share purchases or sales are reported in this Form 3. The transaction summary shows zero buy, zero sell, and no other transaction types, indicating a purely administrative initial filing.

Are there any derivative securities reported for Sameer Reddy in ERock (EROC)’s Form 3?

No derivative securities are listed for Sameer Reddy in this Form 3. The derivativeSummary is empty and derivative-related transaction counts are all zero in the transaction summary data.

Does the ERock (EROC) Form 3 include any gifting or tax-withholding transactions?

The Form 3 shows no gifting or tax-withholding transactions. The transaction summary reports zero gifts and zero tax-withholding shares, confirming the filing is only an initial ownership statement.

What is the overall transaction direction in the ERock (EROC) Form 3?

The overall transaction direction is classified as neutral in the transaction summary. All buy, sell, and other transaction counts and share amounts are zero, reflecting no insider trading activity in this filing.