Welcome to our dedicated page for Electra Battery Materials SEC filings (Ticker: ELBM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Electra Battery Materials Corporation filings document the regulatory record of a foreign private issuer developing a critical minerals refining business. Form 6-K reports include press releases and exhibits covering the Ontario cobalt sulfate refinery, construction contracts, government investment support, cobalt supply arrangements, project budgets, and updates on the company’s at-the-market common-share program.
The filing record also includes annual consolidated financial statements prepared under IFRS, management discussion and analysis, officer certifications, incorporation-by-reference materials for a Form F-3 registration statement, legal opinions for share issuances, and meeting-date notices for common shareholders. These documents describe Electra’s operating results, capital structure, financing activity, governance processes, and refinery-project execution risks.
Electra Battery Materials Corporation has launched an engineering study for a potential battery-grade nickel refinery in the southeastern United States. The work will assess technical requirements, capital needs and development options for a domestic refining operation.
The proposed refinery is being evaluated for about 15,000 tonnes per year of nickel sulfate and metal plus 1,000 tonnes per year of cobalt metal, using conventional hydrometallurgical technologies and experience from Electra’s cobalt sulfate refinery project. Findings will guide future decisions on whether to advance the project and under what conditions.
Electra reiterates that its cobalt sulfate refinery in North America remains the primary development priority and is expected to begin commissioning in Q2 2027. The company frames nickel refining, use of globally sourced MHP and MSP feedstocks, and black mass recycling as part of a broader strategy to onshore critical battery materials supply chains.
Electra Battery Materials Corporation reported that it has awarded a structural, mechanical and piping construction package valued at approximately C$12.4 million to Ontario-based Kilmarnock Enterprises for its cobalt sulfate refinery north of Toronto. With this award, Electra has now committed about C$46 million to refinery-related construction packages.
The SMP contract covers refinery retrofit, installation and commissioning readiness, including concrete and civil work, structural steel, process equipment installation, piping fabrication and commissioning support. Electra has issued a Limited Notice to Proceed while a definitive construction agreement is finalized, and states the refinery project remains in line with the budget and schedule announced in February.
Electra Battery Materials Corporation is calling an annual general and special meeting on June 23, 2026, asking shareholders to approve several key governance and capital-structure items. Holders of common shares at the April 30, 2026 record date can vote in person or by proxy.
The agenda includes electing seven directors, reappointing MNP LLP as auditor, and approving an expanded 2022 Amended and Restated Long‑Term Incentive Plan with a reserve of up to 10,990,784 shares and sub‑limits for options, RSUs, PSUs and DSUs. Shareholders will also vote on increasing the 2024 Employee Share Purchase Plan reserve to 400,000 shares.
They are being asked to ratify previously granted “over‑allocated” awards and to approve a reverse split of the common shares at a ratio between one‑for‑two and one‑for‑six. The reverse split is intended to help regain compliance with Nasdaq’s US$1.00 minimum bid requirement ahead of a September 14, 2026 deadline, while also adjusting the capital structure after prior restructuring transactions.
Whitebox Advisors LLC and Whitebox General Partner LLC amend their Schedule 13G to report beneficial ownership of 10,497,541 Common Shares of Electra Battery Materials Corp as of March 31, 2026, equal to 9.9% of the class. The filing cites 103,738,330 Common Shares outstanding as of December 31, 2025 and adds 2,297,442 shares the reporting persons have the right to acquire upon exercise of certain warrants, in accordance with Rule 13d-3(d)(1)(i).
The filing states certain warrants (aggregate 48,511,023 underlying shares) are excluded from the reported beneficial ownership because of a blocker described as the Beneficial Ownership Limitations, which prevents exercise that would result in ownership over 9.9%. The reporting persons disclose shared voting and dispositive power for the reported 10,497,541 shares.
Electra Battery Materials Corporation reported a sharp turnaround to net income of $28,142 for the three months ended March 31, 2026, driven mainly by a $33,308 fair value gain on US warrants, while core operations recorded an operating loss of $3,843. Cash and cash equivalents were $40,160 against total liabilities of $109,617 and total assets of $192,818, reflecting ongoing investment in its Ontario cobalt sulfate refinery and Idaho exploration assets. The company raised $6,268 in net proceeds through its at-the-market equity program and signed a $20,000 Strategic Resource Fund investment agreement with the Government of Canada to support refinery construction. Despite these financings, recurring losses and negative operating cash flows lead management to highlight substantial doubt about its ability to continue as a going concern. Electra also disclosed a Nasdaq notice for non-compliance with the US$1.00 minimum bid price requirement, with until September 14, 2026 to regain compliance.
Electra Battery Materials Corporation has awarded a C$25 million construction package to WB Melback Corporation to complete the solvent extraction building at its cobalt sulfate refinery complex north of Toronto. The work covers concrete and civil works, structural steel, piping, and electrical and instrumentation integration for the SX circuit.
Electra has issued a Limited Notice to Proceed so engineering verification, QA/HSE preparation, shop drawings, material checks, and site preparation can advance while a definitive construction agreement is finalized. The company states the refinery project remains aligned with its budget and schedule, with key equipment delivered and contractors mobilized as it moves toward commissioning next year.
Electra Battery Materials Corporation has signed a definitive investment agreement with the Government of Canada for C$20 million of federal funding to advance its cobalt sulfate refinery in Temiskaming Shores, Ontario. The funds will support construction and commissioning of what Electra describes as North America’s only battery-grade cobalt sulfate refinery.
Mechanical completion of the facility is scheduled for Q2 2027, with a target of first production in 2027. Initial annual production capacity is expected to be about 5,120 tonnes of battery-grade cobalt, increasing to 6,500 tonnes. Electra anticipates employing roughly 150–200 workers during construction and ramp-up and about 60 permanent employees, plus 100+ indirect jobs, supporting long-term economic activity in Northern Ontario.
Electra Battery Materials Corp ownership disclosure: O'Connor Alternative Investments LLC reports beneficial ownership of 9,278,996 common shares, representing 9.9% of the class as of 03/31/2026. The filing shows shared voting and dispositive power over those shares. The submission is signed by Charles Mathys, CCO, dated 04/29/2026.
Electra Battery Materials Corp Schedule 13G/A shows that OCONNOR, a business unit of UBS Asset Management (Americas) LLC, reported 0 common shares beneficially owned and 0% of the class. The filing states UBS announced in May 2025 it would sell O'Connor to Cantor Fitzgerald Asset Management; that transaction closed on March 31, 2026, and O'Connor Alternative Investments, LLC became the investment adviser with full discretionary authority. The amendment is signed by the Chief Compliance Officer on April 29, 2026.
Electra Battery Materials Corporation reported new construction commitments and equity funding activity. The company awarded approximately C$7.8 million in construction contracts tied to its cobalt sulfate refinery in Ontario, including about C$6.8 million for structural, mechanical, and piping work on the crystallizer circuit and roughly C$1.0 million for the refinery’s silo building. These contracts move additional parts of the refinery into active execution with experienced Northern Ontario contractors. Electra also sold 4,734,605 common shares under its at-the-market equity program on the Nasdaq at a weighted average price of US$1.0042, generating gross proceeds of US$4.75 million and paying US$118 thousand in commissions. The ATM program permits issuance of up to US$25 million of common shares over time at the company’s discretion.