Welcome to our dedicated page for Dynex Cap SEC filings (Ticker: DX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dynex Capital, Inc. (NYSE: DX) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Virginia-incorporated financial services company operating as an internally managed real estate investment trust (REIT), Dynex Capital files current reports, registration statements, and other documents that explain its financing activities, capital structure, and legal and tax considerations.
Investors can review current reports on Form 8-K in which Dynex Capital describes material events, such as amendments to its at-the-market equity distribution agreement, updates to legal opinions, and revisions to tax disclosure related to a universal shelf registration statement on Form S-3. These filings outline how additional common shares may be offered through sales agents in at-the-market offerings and provide the associated legal opinions from counsel.
The filings record financial reporting and disclosure practices, including press releases furnished as exhibits that summarize quarterly results, portfolio composition in Agency RMBS and Agency CMBS, leverage metrics, and hedging strategies using interest rate swaps and U.S. Treasury futures. They also include documents like Form 15 related to the termination of a 401(k) plan’s employer stock fund, clarifying that this action does not change Dynex Capital’s reporting obligations for its common stock.
On Stock Titan, AI-powered tools help interpret lengthy SEC documents by highlighting key sections, such as changes to distribution agreements, tax and legal sections of registration statements, and descriptions of capital-raising programs. Users can quickly locate information about Dynex Capital’s common and preferred equity, at-the-market offering capacity, and other regulatory details that are important for understanding DX as a mortgage-focused REIT.
Dynex Capital director and Co-CEO Smriti Laxman Popenoe purchased 2,000 shares of common stock in an open-market transaction at $12.19 per share. Following this purchase, she directly holds 550,626 shares, which the filing notes include unvested restricted stock units. She also reports indirect ownership of 4,780 shares held by her spouse and 325 shares held by her son.
Dynex Capital, Inc. is holding a virtual 2026 Annual Meeting on May 21, 2026 (record date: March 25, 2026). The Proxy solicits votes to elect six directors, approve an advisory (non-binding) say-on-pay proposal, ratify Ernst & Young LLP as auditor, and approve an amendment to increase authorized common shares from 360,000,000 to 720,000,000.
The Proxy highlights governance and leadership: a slate of six nominees (including Chair and Co‑CEO Byron L. Boston and Co‑CEO Smriti L. Popenoe), continuation of a combined Chair/Co‑CEO model with a Lead Independent Director, and board refreshment policies. Performance metrics shown include 29.4% total shareholder return, 21.6% total economic return, a 14.6% annualized dividend yield (as of December 31, 2025), and $1.2B accretive capital raised.
Dynex Capital Inc: Amendment to a Schedule 13G filing by The Vanguard Group reports zero shares beneficially owned of Dynex Capital common stock, representing 0% of the class. The amendment describes an internal realignment at Vanguard that disaggregated reporting for subsidiaries and business divisions.
Dynex Capital Chief Financial Officer receives equity grant and has shares withheld for taxes. Michael Andrew Sartori received 25,054 shares of Dynex Capital common stock as a grant or award, bringing his direct holdings to 35,579 shares. Separately, 1,593 shares were previously withheld at $14.03 per share to cover tax obligations upon vesting of restricted stock and restricted stock units. The new restricted stock units were granted under the 2025 Stock and Incentive Plan and will cliff vest on February 28, 2029.
Dynex Capital Chief Financial Officer Michael Andrew Sartori filed a Form 3 reporting his initial holdings in the company. He directly holds 12,118 shares of common stock and 1,714 shares of Series C preferred stock. The common stock position includes 3,665 shares of unvested restricted stock and 6,224 unvested restricted stock units.
BOSTON BYRON L reported acquisition or exercise transactions in this Form 4 filing.
Dynex Capital Inc. director and Co-CEO Byron L. Boston reported an equity grant of 136,006 shares of common stock on March 4, 2026. The award consists of restricted stock units granted under Dynex Capital's 2025 Stock and Incentive Plan and carries no stated purchase price.
According to the filing, these units will vest in three equal installments on February 28, 2027, February 28, 2028, and February 28, 2029. After this grant, Boston directly holds 899,234 shares of common stock, a figure that includes unvested restricted stock units. He also reports indirect holdings through family members, including shares held jointly by his spouse and son and by each of his sons individually.
Childress Jeffrey L reported acquisition or exercise transactions in this Form 4 filing.
Dynex Capital senior vice president and chief accounting officer Jeffrey L. Childress received a grant of 18,275 shares of common stock on March 4, 2026. The shares were awarded as restricted stock units under the 2025 Stock and Incentive Plan at a price of $0.00 per share.
The restricted stock units will vest in equal installments on February 28, 2027, February 28, 2028, and February 28, 2029. After this grant, Childress directly holds 37,554 shares of Dynex Capital common stock, which includes unvested restricted stock units.
Dynex Capital Inc reported that Co-CEO and President Smriti Laxman Popenoe acquired 136,006 shares of common stock on a grant or award basis. These are restricted stock units granted under the 2025 Stock and Incentive Plan at a stated price of $0.00 per share.
The restricted stock units will vest in three equal installments on February 28, 2027, February 28, 2028, and February 28, 2029. Following this award, Popenoe directly owns 548,626 shares, which includes unvested restricted stock units, and has additional indirect holdings of 4,780 shares by spouse and 325 shares by son.
Dynex Capital senior vice president and chief accounting officer Jeffrey L. Childress reported two small insider transactions related to equity compensation. On February 28, 2026, a total of 1,206 shares of common stock were withheld at $14.03 per share to satisfy tax withholding obligations upon vesting of restricted stock and restricted stock units. After these tax-withholding dispositions, he directly owned 19,279 common shares, which the disclosure notes includes unvested restricted stock units.
Dynex Capital Co-CEO Smriti Laxman Popenoe reported equity compensation and related tax withholding transactions in company stock. On 2026-02-28, she acquired 66,287 shares of common stock at $0.00 per share as a grant based on the vesting of performance stock units granted in 2023 for a three-year performance period ending December 31, 2025.
On the same date, 32,514 shares and 28,491 shares of common stock were disposed of at $14.03 per share to satisfy tax withholding obligations upon vesting of performance stock units and restricted stock units. Following these transactions, she directly owned 441,111 shares of Dynex Capital common stock, which includes unvested restricted stock units. Indirect holdings reported include 4,780 shares held by her spouse and 325 shares held by her son.