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Deswell Industries (NASDAQ: DSWL) director Hui Wing Ki files Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Deswell Industries Inc. director Hui Wing Ki filed an initial ownership report on Form 3. This filing establishes Hui Wing Ki as an insider subject to reporting rules but does not list any transactions or changes in share ownership. It is an administrative disclosure rather than a trading event.

Positive

  • None.

Negative

  • None.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hui Wing Ki

(Last)(First)(Middle)
10B EDIFICIO ASSOCIACAO INDUSTRIAL MACAU
32 RUA DO COMANDANTE MATA E OLOVEIRA

(Street)
MACAO00000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
DESWELL INDUSTRIES INC [ DSWL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Kelsey Doran, Attorney-in-Fact by Power of Attorney03/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Deswell Industries (DSWL) Form 3 filing by Hui Wing Ki mean?

The Form 3 filing shows that Hui Wing Ki is now an insider of Deswell Industries as a director. It is an initial ownership report and does not include any stock purchases, sales, or other transactions in this disclosure.

Did Hui Wing Ki buy or sell Deswell Industries (DSWL) shares in this Form 3?

No, this Form 3 for Deswell Industries does not report any share purchases or sales by Hui Wing Ki. It simply establishes insider status and fulfills an SEC requirement for initial ownership disclosure without recording trading activity.

What role does Hui Wing Ki hold at Deswell Industries (DSWL) in this filing?

The filing identifies Hui Wing Ki as a director of Deswell Industries. Being listed as a director makes Hui a reporting person under SEC rules, requiring timely reporting of future transactions in company securities on Forms 4 or 5.

Why is there no transaction data in the Deswell Industries (DSWL) Form 3?

Form 3 is an initial ownership report, and this one for Deswell Industries shows zero reported transactions. It records that Hui Wing Ki is now an insider, but any future trades will instead appear on subsequent Forms 4 or 5.

Is the Deswell Industries (DSWL) Form 3 filing a positive or negative signal for investors?

This Form 3 is neutral for investors. It is a standard administrative filing that confirms Hui Wing Ki’s status as a director and reporting insider, without disclosing any share purchases, sales, or changes in ownership stakes.