Welcome to our dedicated page for DOMINARI HOLDINGS SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dominari Holdings Inc. (DOMH) SEC filings page provides access to the company’s official reports and disclosures filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed holding company engaged in wealth management, investment banking, sales and trading, and asset management, Dominari uses these filings to report material events, governance matters and financial information related to its operations and subsidiaries.
Investors can review Form 8-K current reports that describe significant developments, such as board and executive changes, employment agreement amendments, approval of Dominari Securities LLC as a Limited Underwriting member of the New York Stock Exchange and NYSE American Equities, and updates on the timing and agenda of the company’s annual meeting of stockholders. These filings also document actions like the filing or withdrawal of a shelf registration statement on Form S-3 intended to support potential capital raising for working capital, acquisitions and other business opportunities.
The company’s DEF 14A definitive proxy statement outlines proposals presented to stockholders, including director elections, ratification of the independent registered public accounting firm, amendments to the 2022 Equity Incentive Plan, approvals of potential issuances of common stock under Nasdaq Listing Rule 5635(d), and renewal of a rights agreement. This document also explains record dates, virtual meeting procedures and how stockholders can submit proposals or director nominations.
Through this page, users can follow DOMH’s regulatory history in real time, including its capital structure decisions, equity incentive plan changes and governance practices. AI-powered tools on the platform can help summarize lengthy filings such as proxy statements and current reports, highlight key items like voting outcomes, proposed share issuances and executive arrangements, and make complex legal and financial language more accessible to investors analyzing DOMH’s disclosure record.
Dominari Holdings Inc. reported preliminary 2025 results showing rapid growth but continued GAAP losses. Total revenue rose to $123.1 million for the year ended December 31, 2025, up from $21.0 million in 2024, driven mainly by underwriting services of $79.0 million, carried interest of $22.7 million and higher commissions of $19.6 million.
Despite the revenue surge, the company posted a GAAP net loss attributable to common stockholders of $22.4 million, versus a $14.7 million loss in 2024, as compensation, advisory and other costs increased. However, after adding back $55.0 million of non-cash stock-based compensation, adjusted net income was $32.6 million, and adjusted loss from operations narrowed sharply.
The balance sheet strengthened, with cash and cash equivalents rising to $34.0 million and total assets to $112.9 million, while stockholders’ equity increased to $69.4 million. Net cash provided by operating activities improved to $22.7 million, and the company paid $11.9 million of dividends and raised equity capital through common stock issuances and warrant exercises.
Dominari Holdings Inc. reports a net loss attributable to common stockholders of $22.4 million for the year ended December 31, 2025, with an accumulated deficit of $268.1 million. The company has transitioned from biotechnology into wealth management, investment banking, sales and trading, asset management and insurance through its Dominari Financial and Dominari Securities subsidiaries.
During 2025–early 2026, Dominari sold 23,199,205 shares of ABTC common stock for $32.4 million in proceeds and funded a special cash dividend of $0.432 per share, paid in January 2026 to shareholders and certain warrant holders. It also expanded its asset management platform via series fund structures and a 90%-owned American Ventures complex, and formed a 50/50 insurance joint venture, Dominari Financial Heritage Strategies.
The company increased shares reserved under its 2022 Equity Incentive Plan by 10,000,000, and granted fully vested 3,000,000-share restricted stock awards to each of its CEO and President with an aggregate fair value of about $18.4 million, while amending their employment agreements to provide performance-based quarterly bonuses. Management concluded internal control over financial reporting was not effective as of December 31, 2025. As of March 27, 2026, Dominari had 22,613,781 common shares outstanding and employed 36 full-time staff.
Dominari Holdings Inc. insider Kyle Michael Wool has updated his Schedule 13D to reflect a grant of 3,000,000 shares of common stock under the 2022 Equity Incentive Plan. This grant, approved by stockholders and registered on Form S-8, was issued on March 23, 2026.
Wool and his spouse, Soo Yu, now report beneficial ownership of 10,453,817 shares, representing approximately 37.86% of Dominari’s common stock, based on 27,613,781 shares including 5,000,000 shares underlying a stock option. Their holdings include direct, retirement, LLC, and UTMA accounts, with both sole and shared voting and dispositive power.
Dominari Holdings Inc. Chief Executive Officer Anthony Hayes filed an amended beneficial ownership report after receiving a grant of 3,000,000 shares under the 2022 Equity Incentive Plan. He now beneficially owns 9,753,814 shares of common stock, representing 35.3% of the company.
This percentage is based on 27,613,781 shares, including 22,613,781 shares outstanding as of March 20, 2026 and 5,000,000 shares issuable upon exercise of a stock option he holds. The filing also notes additional warrants for 576,368 shares that are currently subject to beneficial ownership limits.
LEDWICK TIM S reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that its Chief Financial Officer, Tim S. Ledwick, received a grant of 316,346 shares of restricted common stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award carries no purchase price and is compensation-related, not an open-market transaction.
The restricted stock will vest on the earlier of September 30, 2026 or an Acceleration Event, which includes a change in control, certain terminations without cause or for good reason, or the CFO’s death or total disability. Following this grant, he directly holds 347,817 shares of Dominari common stock.
Hayes Anthony reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that CEO Anthony Hayes received a grant of 3,000,000 shares of common stock as equity compensation. The award was made under the 2022 Equity Incentive Plan at a stated price of $0.00 per share. The grant was originally conditioned on stockholder approval of an amendment to the plan obtained on March 4, 2026, and registration of the shares on Form S-8 completed on March 13, 2026. After this issuance, Hayes directly holds 4,750,873 common shares.
Haug Kyle reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. director Kyle Haug received a grant of 25,000 shares of common stock as restricted stock pursuant to the company’s 2022 Equity Incentive Plan. The footnote states these granted shares vested on January 9, 2026. Following the award, Haug directly holds 49,409 common shares.
Wool Kyle Michael reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that President and director Kyle Michael Wool received a grant of 3,000,000 shares of common stock as a compensation award. The shares were granted at a price of $0.00 per share, so no cash changed hands in this transaction.
The award was made under the company’s 2022 Equity Incentive Plan. It was initially granted on January 7, 2026 and became effective only after stockholders approved an amendment to the plan on March 4, 2026 and the shares were registered on Form S-8 on March 13, 2026. The shares were issued to Wool on March 18, 2026, bringing his direct holdings to 4,211,828 shares of common stock following the transaction.
Blattner Gregory James reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. reported that director Gregory James Blattner received a grant of 25,000 shares of common stock as restricted stock on January 9, 2026 under the 2022 Equity Incentive Plan. The award vested in full the same day, bringing his direct holdings to 47,411 shares.
Parsley Brian Keith reported acquisition or exercise transactions in this Form 4 filing.
Dominari Holdings Inc. director Brian Keith Parsley received a grant of 25,000 shares of common stock as restricted stock under the company’s 2022 Equity Incentive Plan. The footnote states that all 25,000 granted shares vested on January 9, 2026, and he now directly owns 25,000 shares.