DoubleLine Yield Opportunities (NYSE: DLY) VP files Form 3 showing zero Common Stock
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
DoubleLine Yield Opportunities Fund Vice President Gheorghe Rotar filed an initial Form 3 as an officer of the fund. The filing lists Common Stock with total shares beneficially owned following the reported entry of 0 shares held directly as of the stated date.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Rotar Gheorghe
Role
Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 0 shares (Direct)
Footnotes (1)
Key Figures
Common Stock owned: 0 shares
1 metrics
Common Stock owned
0 shares
Total shares beneficially owned following reported entry
Key Terms
Form 3, Common Stock, beneficially owned, Vice President
4 terms
Form 3 regulatory
"INSIDER FILING DATA (Form 3): {"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
beneficially owned financial
"total_shares_following_transaction": "0.0000""
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Vice President financial
""officer_title": "Vice President""
FAQ
What does Gheorghe Rotar’s Form 3 filing for DoubleLine Yield Opportunities Fund (DLY) show?
The Form 3 shows that Vice President Gheorghe Rotar is an officer of DoubleLine Yield Opportunities Fund and, as of the reported date, reports 0 shares of Common Stock beneficially owned directly, indicating no current ownership position in this class.
What position does Gheorghe Rotar hold at DoubleLine Yield Opportunities Fund (DLY)?
The filing identifies Gheorghe Rotar as an officer of DoubleLine Yield Opportunities Fund with the title Vice President. This status makes him a reporting person required to file ownership reports such as Form 3 with the SEC.
What class of securities is covered in Gheorghe Rotar’s Form 3 for DLY?
The Form 3 covers Common Stock of DoubleLine Yield Opportunities Fund. For this security class, the filing reports total shares beneficially owned following the reported event of 0 shares held directly by the reporting person.